Sarah Evans Barker

Indianapolis Post Office Credit Union, Account — Interest

JP Morgan Chase Bank, Account — Interest

BlackRock Global Allocation Fund (Mutual Fund IRA #1) — Int/Div — Sold (part) — note: Part VI #1]

Bank of America, NA RASP (IRA #1, cash eq) — Interest — note: Part VII #2

JP Morgan Chase Bank, Account — Interest

Hartford Whole Life — None

Ivy Global Natural Resources A (Mutual Fund) (IRA #2) — None

Ivy International Core Equity A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Core Inv A (Mut Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Science Technology A (MF)(IRA #2) — Int/Div

Waddell & Reed Advisors High Income A (MutualFund) (IRA #2) — Int/Div

Ivy Real Estate Securities A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Small Cap A (Mutual Fund) (IRA #2) — None — Sold (part)

Waddell & Reed Advisors Asset Strategy A (Mut Fund) (IRA#2) — None

Waddell & Reed Advisors New Concepts A (Mut Fund) (IRA#2) — Int/Div

Ivy Limited-Term Bond A (Mutual Fund) {IRA #2) — Int/Div

Amencan Balanced Fund CL A (Mutual Fund IRA#I) — Int/Div — Sold (part) — Part VII # 3

Amencan Balanced Fund CL A (Mutual Fund IRA#I) — Sold (part)

BlackRock Low Duration Bond Fund CL A (Mutual Fund KIRA#1) — Int/Div

BlackRock Large Cap Core Fund A (Mutual Fund IRA#I) — Int/Div

Franklin Templeton Balanced Fund (FBMOCX (Mutual Fund) — Int/Div

Waddell & Reed Advisors Accumulative A (Mutual Fund) — Int/Div

Waddell & Reed Advisors Cash Management A (Mutual Fund) — Int/Div — Sold (part)

BlackRock Global Allocation Fund (MDLOX) (Mutual Fund) — Int/Div

Waddell & Reed Advisors Small Cap A (Mutual Fund) — Int/Div — Buy (add'l)

Waddell & Reed Advisors Tax-Managed Equity A (Mutual Fund) — Int/Div

Ivy Global Real Estate A (Mutual Fund) — Int/Div

Ivy Managed International Opportunities A (Mutual Fund) — Int/Div

Ivy Limited-Term Bond A (Mutual Fund) — Int/Div

Waddell & Reed Advisors Vanguard A (Mutual Fund) — Int/Div — Buy

Waddell & Reed Advisors Core INV A (Mutual Fund) — Int/Div — Buy

Ivy Balanced A (Mutual Fund) — Int/Div — Buy

Ivy Dividend Opportunities A (Mutual Fund) (IRA #3) — Int/Div — Buy

Ivy Science & Technology A (Mutual Fund) {IRA #3) — Int/Div — Buy

Ivy Global Real Estate A (Mutual Fund) {IRA #3) — Int/Div — Buy

Ivy International Core Equity A (Mutual Fund) (IRA #3) — Int/Div — Buy

Ivy Emerging Markets Equity A (Mutual Fund) (IRA #3) — Int/Div — Buy

Ivy Balanced A (Mutual Fund) (IRA #3) — Int/Div — Buy

American Balanced Fund CL A (Mutual Fund) — Int/Div — note: Part VII #3

BlackRock Large Cap Growth Fund A (MDLHX) (Mutual Fund) (IRA #1) — Int/Div — Buy

BlackRock Strategic Income Opps PTF A (BASIX) (Mutual Fund) (IRA #1) — Int/Div — Buy

BlackRock Capital Appreciation Fund A IMDFGX) (Mutual Fund) (IRA #1) — Int/Div — Buy

BlackRock Global Smallcap Fund A IMDGCX) (Mutual Fund) (IRA #1) — Int/Div — Buy

BlackRock Basic Value Fund A (MDBAX) (Mutual Fund) (IRA #1) — Int/Div — Buy

BlackRock Total Return Fund CL A (MDHOX) (Mutual Fund) (IRA #1) — Int/Div — Buy

BlackRock Emerging Markets Fund A IMDDCX) (Mutual Fund) (IRA #1) — Int/Div — Buy

BlackRock Equity Dividend Fund A (MDDVX) (Mutual Fund) (IRA #1) — Int/Div — Buy

BlackRock International Fund A (MDILX) (Mutual Fund) (IRA #1) — Int/Div — Buy

BlackRock HI YLD BD Portfolio Class A (BHY AX) (Mutual Fund) (IRA #1) — Int/Div — Buy

Member, Executive Board, 986-present, The Gathering

Member, 1987 -present, Kiwanis Club of Indianapolis

Member, 1996-present, Indiana University Distinguished Alumni Service Assocation

Director/Officer, 2001 present, Federal Judges Association

Director, 2010-Present, Spencer Wilhams Foundation

Commissioner, Indiana Bicentennial Commission, 201 -present, State of Indiana, Office of the Lt. Governor

Member, Community Advisory Board, 2015-present, Indiana University Grand Challenges Program

Reimbursement — and Quadrennial Judicial Conference

Spouse's income — 2015 — IU Health Morgan Hospital

Part VII. Investments and Trusts:

Note #1--Apparent Repetitions and/or Duplications:

The Blackrock Global Allocation Fund listed at line 3 is held, as noted, in an IRA account. The same fund is also listed at line 23, except that there it is held ina

non-IRA account. The asset has not been aggregated into a single line because the ownership and/or account vehicles are so different.

Similar non-aggregated account holdings appear at lines 8 and 35, in which instance the same asset (Ivy International Core Equity A) is held in two differently-

owned IRAs.

The following other instances might appear at first glance to be duplications. However, in each of these the same mutual fund is held in both an IRA account and a

non-IRA account and is accordingly not aggregated:

Lines 9 and 30 (Waddell & Reed Advisors Core Inv. A)

Lines 13 and 24 (Waddell & Reed Advisors Asset Strategy A)

Lines 16 and 28 (Ivy Limited-Term Bond A)

Lines 17 and 38 (American Balanced Fund CL A)

Lines 26 and 34 (Ivy Global Real Estate A)

Lines 31 and 37 (Ivy Balanced A)

Note #2:

This "Bank of Americi, NA RASP" cash equivalent account in IRA #1 is functionally the successor of the previously-reported "FIA Card Services NA RASP,"

which last year fuiled the reporting thesholds and was accordingly designated with a (Y) symbol. This year the reporting threshold has, however, been met, and

since the cash holding function in this IRA continues institutionally to be exactly the same, | have listed "Bank of America NA RASP" in place of its predecessor.

Note #3--Required Minimum Distribution Issue:

The line 17 IRA account that holds this American Balanced Fund is subject to an annual age-related Required Minimum Distribution ("RMD"). In accomplishing

the 2015 RMD (as opposed to uccomplishing the separate "sale" noted in the immediatly following entry). a portion of this Fund was transferred out of the IRA

account by journal entry and then transferred into a non-IRA Individual Investor Account, also by journal entry. See line 38 detailing that account's reception of

the transfer from the IRA. We are informed specifically that this transfer did not constitute a sale or a repurchase and did not generate any fund fees, Accordingly,

and as advised by the Administrative Office, we have reported the line 17 transfer as a "Distribution and have left the related transaction data (the D columns) at

Ine 38 blank, agam according to AQ instructions.