Bruce A. Harwood
2013Annual
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Pull out the substance of this filing.
What was filed
166
investments
2
positions
0
gifts
1
agreements
0
debts
4
reimbursements
1
income
0
spouse income
Named parties
- American Bankruptcy Institute (term expired Apel, 2013)
- Sheehan Phinney Bass + Green PA Profit Sharing Plan and Trust (no control; account fully distributed March-April 2013)
- IES a iL Institute
- American Bankruptcy Institute
- National Conference of g Bankruptcy Judges
- Massachusetts Continuing Legal Education
- Shechan Phinney Bass ~ Green, PA; Gross Salary
As filed
Common ABT - ABBOT LABORATORIES — Int/Div — Buy (add'l)
Common ABBY - ABBVIE INC COM — Int/Div — Buy (add'l)
Common APD - AIR PROD 7 CHEM INC — Int/Div
Common ACE - ACELTD — Int/Div — Buy (add'l)
Common ACE - ACELTD — Buy (add'l)
Common MO «< ALTRIA GROUP INC — Int/Div
Common AXP - AMERICAN EXPRESS CO — Int/Div — Sold
Common APA - APACHE CORP — Int/Div — Sold
Common AAPL « APPLE INC — Int/Div — Buy (add'l)
Common ARCO - ARCOS DORADOS HLDGS INC — Int/Div — Sold
Common - ASML - ASML HLDG NV NY REG NEW — None — Buy
Common ADP - AUTOMATIC DATA PROCESSING INC — Int/Div
Common BLK - BLACKROCK INC — Int/Div — Buy (add'l)
CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Int/Div — Buy (add'l)
CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Buy (add'l)
CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Buy (add'l)
CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Buy (add'l)
Common CAT - CATERPILLAR INC — Int/Div — Buy (add'l)
Common CAT - CATERPILLAR INC — Sold (part)
Common CP - CDN PACIFIC RY LTD NEW — Int/Div — Buy
Common CP - CDN PACIFIC RY LTD NEW — Buy (add'l)
Common CP - CDN PACIFIC RY LTD NEW — Buy (add'l)
Common CP - CDN PACIFIC RY LTD NEW — Buy (add'l)
Common CVX - CHEVRON CORP — Int/Div
Common BOG - EOG RESOURCES — Int/Div — Buy
Common FOXA - TWENTY-FIRST CENTURY FOX — Int/Div
Common CMSA - COMCAST CORP INEWICLASS A — Int/Div — Buy
Common CMSA - COMCAST CORP INEWICLASS A — Buy (add'l)
Common CMSA - COMCAST CORP INEWICLASS A — Sold
Common COP <- CONOCO PHILLIPS — Int/Div
Common DEO - DIAGEO PLC SPON ADR NEW — Int/Div
Common EL - ESTEE LAUDER CO INC CLA: — Int/Div
Common - XOM EXXON MOBIL CORP — Int/Div — Sold (part)
Common BEN <- FRANKLIN RESOURCES — Int/Div — Buy (add'l)
Common FCX - FREEPORT MCMORAN CP&GLD — Int/Div — Sold (part)
Common GE « GENERAL ELECTRIC CO — Int/Div
Common HBC - HSBC HOLDING PLC SPON ADR NEW — Int/Div
Common INTC « INTEL CORP — Int/Div — Sold (part)
Common IBM - INTL BUSINESS MACHINES CORP — Int/Div — Buy (add'l)
Common ISRG - INTUITIVE SURGICAL INC — None — Buy (add'l)
Common ISRG - INTUITIVE SURGICAL INC — Buy (add'l)
Common KO - COCA COLA CO — Int/Div
Common NVS «- NOVARTIS AG — None — Buy
Common NVS «- NOVARTIS AG — Buy (add'l)
IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Int/Div — Buy (add'l)
IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)
IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)
IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)
Common TIP - ISHARES BARCLAYS TIPS BD ED — Int/Div — Buy
Common TIP - ISHARES BARCLAYS TIPS BD ED — Buy (add'l)
Common TIP - ISHARES BARCLAYS TIPS BD ED — Buy (add'l)
Common SCZ - ISHARES TR MSC SMALL CAP — Int/Div — Buy
Common SCZ - ISHARES TR MSC SMALL CAP — Buy (add'l)
Common JNJ < JOHNSON & JOHNSON — Int/Div
Common JPM - IPMORGAN & CHASE CO — Int/Div
Common KRFT - KRAFT FOODS GROUP INC COM — Int/Div
Common MCD «- MCDONALDS CORP — Int/Div — Sold (part)
Common MRK - MERCK & CO INC NEW COM — Int/Div
Common MDLZ - MONDELEZ INTL INC COM — Int/Div
Common NSRGY - NESTLE SPON ADR REP REG SHR — Int/Div — Sold (part)
Common NWSA - NEWS CORP LTD CL A DEL — Int/Div — Buy (add'l)
Common NVO - NOVO NORDISK A/S ADR — Int/Div
Common OXY - OCCIDENTAL PETROLEUM CORP DE — Int/Div
Common ORCL « ORACLE CORP — Int/Div — Buy (add'l)
Common PEP - PEPSICO INCE NC — Int/Div — Sold (part)
Common PM « PHILIP MORRIS INTL INC — Int/Div — Buy (add'l)
Common PSX - PHILLIPS 66 COM — Int/Div
PALPX - PIMCO ALL ASSET P FUND — Int/Div — Buy (add'l)
PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)
PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)
PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)
PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)
PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Int/Div — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)
PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Sold (part)
PFBPX - PIMCO FOREIGN BD US $ HEDGETD P FUND — Int/Div — Buy
PFBPX - PIMCO FOREIGN BD US $ HEDGETD P FUND — Buy (add'l)
PFBPX - PIMCO FOREIGN BD US $ HEDGETD P FUND — Buy (add'l)
PFBPX - PIMCO FOREIGN BD US $ HEDGETD P FUND — Buy (add'l)
Common PX «- PRAXAIR INC — Int/Div
Common PG - PROCTOR & GAMBLE — Int/Div — Sold (part)
Common QCOM - QUALCOMM INC — Int/Div — Buy (add'l)
IPPXX - INVESCO PREMIER INST FUND — Int/Div — Buy
IPPXX - INVESCO PREMIER INST FUND — Buy (add'l)
IPPXX - INVESCO PREMIER INST FUND — Buy (add'l)
IPPXX - INVESCO PREMIER INST FUND — Buy (add'l)
IPPXX - INVESCO PREMIER INST FUND — Buy (add'l)
Common RIO - RIO TINTO PLC SPON ADR (no longer held) — Int/Div — Sold (part)
Common RIO - RIO TINTO PLC SPON ADR (no longer held) — Sold
Common RHHBY - ROCHE HOLDINGS ADR — Int/Div
Common RDS'A - ROYAL DUTCH SHELL PLC — Int/Div — Buy (add'l)
Common SBMRY - SABMILLER PLC SPONS ADR — Int/Div
Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Int/Div — Buy
Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Buy (add'l)
Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Buy (add'l)
Common TF - SPDR NUVEEN BARCLAYS CAPITAL M — Int/Div — Buy (add'l)
Common S11 «STATE STREET CORP — None — Buy
Common TGT « TARGET CORP — Int/Div
Common TXN « TEXAS INSTRUMENTS — Int/Div
Common TWC - TIME WARNER CABLE INC NEW — Int/Div
Common TOT <- TOTAL S A SPON ADR — Int/Div — Sold (part)
Common UTX « UNITED TECHNOLOGIES CORP — Int/Div
Common VWO - VANGUARD FTSE EMERGING MARKETS E — Int/Div — Buy (add'l)
Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)
Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)
Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)
Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)
Common VUG - VANGUARD GROWTH ETF — Int/Div — Buy
Common VUG - VANGUARD GROWTH ETF — Buy (add'l)
Common VUG - VANGUARD GROWTH ETF — Buy (add'l)
Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Int/Div — Buy (add'l)
Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Buy (add'l)
Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Buy (add'l)
Common VNQ «- VANGUARD REIT ETF — Int/Div — Buy (add'l)
Common VNQ «- VANGUARD REIT ETF — Buy (add'l)
Common VNQ «- VANGUARD REIT ETF — Buy (add'l)
Common BSV - VANGUARD SHORT TERM BND — Int/Div — Buy
Common BSV - VANGUARD SHORT TERM BND — Buy (add'l)
Common BSV - VANGUARD SHORT TERM BND — Buy (add'l)
Common VBK - VANGUARD SM CAP GROWTH ETF — Int/Div — Buy (add'l)
Common VBK - VANGUARD SM CAP GROWTH ETF — Buy (add'l)
Common VBR - VANGUARD SM VALUE FTF — Int/Div — Buy (add'l)
Common VBR - VANGUARD SM VALUE FTF — Buy (add'l)
Common BND - VANGUARD TOTAL BOND MARKET — Int/Div — Buy
Common BND - VANGUARD TOTAL BOND MARKET — Buy (add'l)
Common VTV - VANGUARD VALUE ETF INDEX — Int/Div — Buy
Common VTV - VANGUARD VALUE ETF INDEX — Buy (add'l)
Common WMT «- WAL MART STORES — Int/Div — Sold (part)
Common WAG - WALGREEN CO — Int/Div
Common DIS «- WALT DISNEY HOLDING CO — None
Common XENX « XILINX INC — Int/Div
Common WFC - WELLS FARGO & CO NEW — None — Buy
Common WFC - WELLS FARGO & CO NEW — Sold
PEIXX - INVESCO PREMIER TX EXEMPT INST FUND — Int/Div
ILAF - MS LIQUID ASSET FUND (no longer held) — Int/Div — Sold
CITIBANK N.A. Money Market Account {Bank Deposit Program) — Interest
Common BENGUET CORP — None
Common ENERGIZER HOLDINGS INC [ — Int/Div
Common BOEING COMPAN: mm — None
Trust #1 (H)
CITIZENS BANK - bank accunt — Interest
TD BANK - bank account — Interest
HAMPSHIRE FIRST BANK - bank account — Interest
Trust #2 (H)
TD BANK - bank account — Interest
HAMPSHIRE FIRST BANK - bank account — Interest
Trust #3 (H)
CITIZENS BANK - bank account — Interest
HAMPSHIRE FIRST BANK - bank account — Interest
Trust 24 (H)
HAMPSHIRE FIRST BANK - bank account — Interest
Trust £5 (H)
HAMPSHIRE FIRST BANK - bank account — Interest
Trust 26(H)
HAMPSHIRE FIRST BANK - bank account — Interest
Common PRINCIPAL FINANCIAL GROUP INC — Int/Div
Director, American Bankruptcy Institute (term expired Apel, 2013)
2.75, Sheehan Phinney Bass + Green PA Profit Sharing Plan and Trust (no control; account fully distributed March-April 2013)
Agreement — 161797 — Shareholder and Employment Agreement; Sheehan Phinney Bass + Green PA (employment terminated March 10, M13)
Reimbursement — IES a iL Institute — ALT ae IR Tee — (Northeast Conference) (teach) — APT NS REET 2 ~ arr rer
Reimbursement — American Bankruptcy Institute — September 26-27 2013 — Washington, IX — Educational Seminar (Georgetown) (teach) — Transportation, Lodging, Meals
Reimbursement — National Conference of g Bankruptcy Judges — October 29 - November 2, 2013 — Atlanta, GA — Educational Seminar and Meeting (teach) — Transportation, Lodging
Reimbursement — Massachusetts Continuing Legal Education — November 13, 2013 — Boston, MA — Educational Seminar (teach) — Transportation
Income — 2013 — Shechan Phinney Bass ~ Green, PA; Gross Salary — $25,032.00
On line 81 of my amended mitial report dated 9/6/2013, | reported a holding of Dreyfuss DMXX MMKT Instruments as common stock which generated a
dividend. In fact, that holding was a money market fund that redeemed on July $ and 6, 2012, and 1s no longer held by me.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.