Bruce A. Harwood

2013Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 166

    investments

  • 2

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 4

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • American Bankruptcy Institute (term expired Apel, 2013)
  • Sheehan Phinney Bass + Green PA Profit Sharing Plan and Trust (no control; account fully distributed March-April 2013)
  • IES a iL Institute
  • American Bankruptcy Institute
  • National Conference of g Bankruptcy Judges
  • Massachusetts Continuing Legal Education
  • Shechan Phinney Bass ~ Green, PA; Gross Salary

As filed

Common ABT - ABBOT LABORATORIES — Int/Div — Buy (add'l)

Common ABBY - ABBVIE INC COM — Int/Div — Buy (add'l)

Common APD - AIR PROD 7 CHEM INC — Int/Div

Common ACE - ACELTD — Int/Div — Buy (add'l)

Common ACE - ACELTD — Buy (add'l)

Common MO «< ALTRIA GROUP INC — Int/Div

Common AXP - AMERICAN EXPRESS CO — Int/Div — Sold

Common APA - APACHE CORP — Int/Div — Sold

Common AAPL « APPLE INC — Int/Div — Buy (add'l)

Common ARCO - ARCOS DORADOS HLDGS INC — Int/Div — Sold

Common - ASML - ASML HLDG NV NY REG NEW — None — Buy

Common ADP - AUTOMATIC DATA PROCESSING INC — Int/Div

Common BLK - BLACKROCK INC — Int/Div — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Int/Div — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC I FUND — Buy (add'l)

Common CAT - CATERPILLAR INC — Int/Div — Buy (add'l)

Common CAT - CATERPILLAR INC — Sold (part)

Common CP - CDN PACIFIC RY LTD NEW — Int/Div — Buy

Common CP - CDN PACIFIC RY LTD NEW — Buy (add'l)

Common CP - CDN PACIFIC RY LTD NEW — Buy (add'l)

Common CP - CDN PACIFIC RY LTD NEW — Buy (add'l)

Common CVX - CHEVRON CORP — Int/Div

Common BOG - EOG RESOURCES — Int/Div — Buy

Common FOXA - TWENTY-FIRST CENTURY FOX — Int/Div

Common CMSA - COMCAST CORP INEWICLASS A — Int/Div — Buy

Common CMSA - COMCAST CORP INEWICLASS A — Buy (add'l)

Common CMSA - COMCAST CORP INEWICLASS A — Sold

Common COP <- CONOCO PHILLIPS — Int/Div

Common DEO - DIAGEO PLC SPON ADR NEW — Int/Div

Common EL - ESTEE LAUDER CO INC CLA: — Int/Div

Common - XOM EXXON MOBIL CORP — Int/Div — Sold (part)

Common BEN <- FRANKLIN RESOURCES — Int/Div — Buy (add'l)

Common FCX - FREEPORT MCMORAN CP&GLD — Int/Div — Sold (part)

Common GE « GENERAL ELECTRIC CO — Int/Div

Common HBC - HSBC HOLDING PLC SPON ADR NEW — Int/Div

Common INTC « INTEL CORP — Int/Div — Sold (part)

Common IBM - INTL BUSINESS MACHINES CORP — Int/Div — Buy (add'l)

Common ISRG - INTUITIVE SURGICAL INC — None — Buy (add'l)

Common ISRG - INTUITIVE SURGICAL INC — Buy (add'l)

Common KO - COCA COLA CO — Int/Div

Common NVS «- NOVARTIS AG — None — Buy

Common NVS «- NOVARTIS AG — Buy (add'l)

IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Int/Div — Buy (add'l)

IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)

IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)

IQHX - 1Q ALPHA HEDGE STRAT INST FUND — Buy (add'l)

Common TIP - ISHARES BARCLAYS TIPS BD ED — Int/Div — Buy

Common TIP - ISHARES BARCLAYS TIPS BD ED — Buy (add'l)

Common TIP - ISHARES BARCLAYS TIPS BD ED — Buy (add'l)

Common SCZ - ISHARES TR MSC SMALL CAP — Int/Div — Buy

Common SCZ - ISHARES TR MSC SMALL CAP — Buy (add'l)

Common JNJ < JOHNSON & JOHNSON — Int/Div

Common JPM - IPMORGAN & CHASE CO — Int/Div

Common KRFT - KRAFT FOODS GROUP INC COM — Int/Div

Common MCD «- MCDONALDS CORP — Int/Div — Sold (part)

Common MRK - MERCK & CO INC NEW COM — Int/Div

Common MDLZ - MONDELEZ INTL INC COM — Int/Div

Common NSRGY - NESTLE SPON ADR REP REG SHR — Int/Div — Sold (part)

Common NWSA - NEWS CORP LTD CL A DEL — Int/Div — Buy (add'l)

Common NVO - NOVO NORDISK A/S ADR — Int/Div

Common OXY - OCCIDENTAL PETROLEUM CORP DE — Int/Div

Common ORCL « ORACLE CORP — Int/Div — Buy (add'l)

Common PEP - PEPSICO INCE NC — Int/Div — Sold (part)

Common PM « PHILIP MORRIS INTL INC — Int/Div — Buy (add'l)

Common PSX - PHILLIPS 66 COM — Int/Div

PALPX - PIMCO ALL ASSET P FUND — Int/Div — Buy (add'l)

PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)

PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)

PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)

PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)

PALPX - PIMCO ALL ASSET P FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Int/Div — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Buy (add'l)

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Sold (part)

PFBPX - PIMCO FOREIGN BD US $ HEDGETD P FUND — Int/Div — Buy

PFBPX - PIMCO FOREIGN BD US $ HEDGETD P FUND — Buy (add'l)

PFBPX - PIMCO FOREIGN BD US $ HEDGETD P FUND — Buy (add'l)

PFBPX - PIMCO FOREIGN BD US $ HEDGETD P FUND — Buy (add'l)

Common PX «- PRAXAIR INC — Int/Div

Common PG - PROCTOR & GAMBLE — Int/Div — Sold (part)

Common QCOM - QUALCOMM INC — Int/Div — Buy (add'l)

IPPXX - INVESCO PREMIER INST FUND — Int/Div — Buy

IPPXX - INVESCO PREMIER INST FUND — Buy (add'l)

IPPXX - INVESCO PREMIER INST FUND — Buy (add'l)

IPPXX - INVESCO PREMIER INST FUND — Buy (add'l)

IPPXX - INVESCO PREMIER INST FUND — Buy (add'l)

Common RIO - RIO TINTO PLC SPON ADR (no longer held) — Int/Div — Sold (part)

Common RIO - RIO TINTO PLC SPON ADR (no longer held) — Sold

Common RHHBY - ROCHE HOLDINGS ADR — Int/Div

Common RDS'A - ROYAL DUTCH SHELL PLC — Int/Div — Buy (add'l)

Common SBMRY - SABMILLER PLC SPONS ADR — Int/Div

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Int/Div — Buy

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Buy (add'l)

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Buy (add'l)

Common TF - SPDR NUVEEN BARCLAYS CAPITAL M — Int/Div — Buy (add'l)

Common S11 «STATE STREET CORP — None — Buy

Common TGT « TARGET CORP — Int/Div

Common TXN « TEXAS INSTRUMENTS — Int/Div

Common TWC - TIME WARNER CABLE INC NEW — Int/Div

Common TOT <- TOTAL S A SPON ADR — Int/Div — Sold (part)

Common UTX « UNITED TECHNOLOGIES CORP — Int/Div

Common VWO - VANGUARD FTSE EMERGING MARKETS E — Int/Div — Buy (add'l)

Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)

Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)

Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)

Common VWO - VANGUARD FTSE EMERGING MARKETS E — Buy (add'l)

Common VUG - VANGUARD GROWTH ETF — Int/Div — Buy

Common VUG - VANGUARD GROWTH ETF — Buy (add'l)

Common VUG - VANGUARD GROWTH ETF — Buy (add'l)

Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Int/Div — Buy (add'l)

Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Buy (add'l)

Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Buy (add'l)

Common VNQ «- VANGUARD REIT ETF — Int/Div — Buy (add'l)

Common VNQ «- VANGUARD REIT ETF — Buy (add'l)

Common VNQ «- VANGUARD REIT ETF — Buy (add'l)

Common BSV - VANGUARD SHORT TERM BND — Int/Div — Buy

Common BSV - VANGUARD SHORT TERM BND — Buy (add'l)

Common BSV - VANGUARD SHORT TERM BND — Buy (add'l)

Common VBK - VANGUARD SM CAP GROWTH ETF — Int/Div — Buy (add'l)

Common VBK - VANGUARD SM CAP GROWTH ETF — Buy (add'l)

Common VBR - VANGUARD SM VALUE FTF — Int/Div — Buy (add'l)

Common VBR - VANGUARD SM VALUE FTF — Buy (add'l)

Common BND - VANGUARD TOTAL BOND MARKET — Int/Div — Buy

Common BND - VANGUARD TOTAL BOND MARKET — Buy (add'l)

Common VTV - VANGUARD VALUE ETF INDEX — Int/Div — Buy

Common VTV - VANGUARD VALUE ETF INDEX — Buy (add'l)

Common WMT «- WAL MART STORES — Int/Div — Sold (part)

Common WAG - WALGREEN CO — Int/Div

Common DIS «- WALT DISNEY HOLDING CO — None

Common XENX « XILINX INC — Int/Div

Common WFC - WELLS FARGO & CO NEW — None — Buy

Common WFC - WELLS FARGO & CO NEW — Sold

PEIXX - INVESCO PREMIER TX EXEMPT INST FUND — Int/Div

ILAF - MS LIQUID ASSET FUND (no longer held) — Int/Div — Sold

CITIBANK N.A. Money Market Account {Bank Deposit Program) — Interest

Common BENGUET CORP — None

Common ENERGIZER HOLDINGS INC [ — Int/Div

Common BOEING COMPAN: mm — None

Trust #1 (H)

CITIZENS BANK - bank accunt — Interest

TD BANK - bank account — Interest

HAMPSHIRE FIRST BANK - bank account — Interest

Trust #2 (H)

TD BANK - bank account — Interest

HAMPSHIRE FIRST BANK - bank account — Interest

Trust #3 (H)

CITIZENS BANK - bank account — Interest

HAMPSHIRE FIRST BANK - bank account — Interest

Trust 24 (H)

HAMPSHIRE FIRST BANK - bank account — Interest

Trust £5 (H)

HAMPSHIRE FIRST BANK - bank account — Interest

Trust 26(H)

HAMPSHIRE FIRST BANK - bank account — Interest

Common PRINCIPAL FINANCIAL GROUP INC — Int/Div

Director, American Bankruptcy Institute (term expired Apel, 2013)

2.75, Sheehan Phinney Bass + Green PA Profit Sharing Plan and Trust (no control; account fully distributed March-April 2013)

Agreement — 161797 — Shareholder and Employment Agreement; Sheehan Phinney Bass + Green PA (employment terminated March 10, M13)

Reimbursement — IES a iL Institute — ALT ae IR Tee — (Northeast Conference) (teach) — APT NS REET 2 ~ arr rer

Reimbursement — American Bankruptcy Institute — September 26-27 2013 — Washington, IX — Educational Seminar (Georgetown) (teach) — Transportation, Lodging, Meals

Reimbursement — National Conference of g Bankruptcy Judges — October 29 - November 2, 2013 — Atlanta, GA — Educational Seminar and Meeting (teach) — Transportation, Lodging

Reimbursement — Massachusetts Continuing Legal Education — November 13, 2013 — Boston, MA — Educational Seminar (teach) — Transportation

Income — 2013 — Shechan Phinney Bass ~ Green, PA; Gross Salary — $25,032.00

On line 81 of my amended mitial report dated 9/6/2013, | reported a holding of Dreyfuss DMXX MMKT Instruments as common stock which generated a

dividend. In fact, that holding was a money market fund that redeemed on July $ and 6, 2012, and 1s no longer held by me.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Bruce A. Harwood | Frix