Srikanth Srinivasan

Brinker Destinations IRA

Fidelity Spartan 500 Index (FUSVX) — None — Sold

Avenue Credit Strategies Investor (ACSAX) — Int/Div — Sold

Baron Emergmg Markets (BEXFX) — None — Sold

Columbia Dividend Opportunity (INUTX) — Int/Div — Sold

Columbia Select Large Cap Growth (ELGAX) — None — Sold

Delaware Value (DDVAX) — Int/Div — Sold

Doubleline Low Duration (DELNX) — Int/Div — Sold

Doubleline Total Return Bond (DLTNX) — Int/Div — Sold

Drevfus Bond Market Index (DBMIX) — Int/Div — Sold

Dnehaus Event Driven (DEVDX) — None — Buy (add'l)

Dnehaus Event Driven (DEVDX) — Sold

Dnehaus Active Income (LCMAX) — Int/Div — Sold

Dnehaus Micro Cap (DMCRX) — None — Sold

MFS International Value (MGIAX) — None — Sold

T. Rowe Price Growth Stock (TRSAX) — None — Sold

RS Global Natural Resources (RSNRX) — None — Sold

Virtus Mid Cap Value Equity (SMVTX) — None — Sold

Rivernorth Core Opportunity (RNCOX) — Int/Div — Sold

Riverpark Strategic Income (RSIVX) — Int/Div — Sold

Riverpark Short Term Hi Yield (RPHY X) — Int/Div — Sold

T. Rowe Price Intl Stock (PAITX) — None — Sold

TCW Relative Value Dividend Apprec (TGIGX) — Int/Div — Sold

Touchstone Focused (TFOAX) — None — Sold

Touchstone Small Cap Value (TVOAX) — Int/Div — Sold

Wasatch International Opportunities (WAIOX) — None — Buy (add'l)

Wasatch International Opportunities (WAIOX) — Sold

Wasatch Frontier Emerging Small Cos (WAFMX) — None — Sold

Fidelity Cash Reserves (FDRXX) — Int/Div

JP Morgan Strategic Income (JSOAX) — Int/Div — Sold

Destinations Large Cap Equity (DLCFX) — Int/Div — Buy

Destinations Large Cap Equity (DLCFX) — Buy (add'l)

Destinations Large Cap Equity (DLCFX) — Buy (add'l)

Destinations Large Cap Equity (DLCFX) — Sold (part)

Destinations Small Mid Cap Equity (DSMFX) — Int/Div — Buy

Destinations Small Mid Cap Equity (DSMFX) — Buy (add'l)

Destinations Small Mid Cap Equity (DSMFX) — Buy (add'l)

Destinations Small Mid Cap Equity (DSMFX) — Sold (part)

Destinations International Equity (DIEFX) — Int/Div — Buy

Destinations International Equity (DIEFX) — Buy (add'l)

Destinations International Equity (DIEFX) — Buy (add'l)

Destinations International Equity (DIEFX) — Buy (add'l)

Destinations Equity Income (DGEFX) — Int/Div — Buy

Destinations Real Assets (DRAFX) — Int/Div — Buy

Destinations Multi Strategy (DMSFX) — Int/Div — Buy

Destinations Multi Strategy (DMSFX) — Buy (add'l)

Destinations Core Fixed Income (DCFFX) — Int/Div — Buy

Destinations Core Fixed Income (DCFFX) — Buy (add'l)

Destinations Core Fixed Income (DCFFX) — Buy (add'l)

Destinations Low Duration Fixed Income (DLDFX) — Int/Div — Buy

Destinations Global Fixed Income {DGFFX) — Int/Div — Buy

Destinations Global Fixed Income {DGFFX) — Buy (add'l)

Trust #1 - Brinker Destinations Brokerage Account

Fidelity Spartan 500 Index (FUSVX) — Int/Div — Sold (part)

Fidelity Intermediate Muni Income (FLTMX) — Int/Div

Avenue Credit Strategies (ACSAX) — Int/Div

Columbia Dividend Opportunity (INUTX) — Int/Div

Columbia Select Large Cap Growth (ELGAX) — Int/Div

Delaware Value (DDVAX) — Int/Div

Doubleline Total Return Bond (DLTNX) — Int/Div

Dnehaus Active Income (LCMAX) — Int/Div

MFS International Value (MGIAX) — Int/Div

Northern Intermediate Tax Exempt NOITX) — Int/Div — Buy (add'l)

T. Rowe Price Growth Stock Advisor ({TRSAX) — Int/Div — Sold (part)

RS Global Natural Resources (RSNRX) — None

Virtus Mid Cap Value Equity (SMVTX) — Int/Div — Sold (part)

Rivernorth Core Opportunity (RNCOX) — Int/Div

T. Rowe Price Intl Stock Advisor (PAITX) — Int/Div — Buy (add'l)

TCW Relative Value Dividend Apprec (TGIGX) — Int/Div

Touchstone Focused (TFOAX) — Int/Div

Wasatch International Opportunities (WAIOX) — Int/Div

Wasatch Frontier Emerging Small Cos (WAFMX) — None — Sold

Fidelity Cash Reserves (FCASH) — Int/Div

Riverpark Strategic Income (RSIVX) — Int/Div

Baron Emerging Markets (BEXFX) — Int/Div — Buy (add'l)

Driehaus Event Driven (DEVDX) — None

Dnehaus Micro Cap Growth (DMCRX) — Int/Div

Touchstone Small Cap Value (TVOAX) — Int/Div

Doubleline Low Duration (DELNX) — Int/Div — Buy (add'l)

JP Morgan Strategic Income (JSOAX) — Int/Div

Riverpark Short Term Hi Yield (RPHYX) — Int/Div

American Funds Roth IRA

Amencan Funds AMCAP A (AMCPX) — Int/Div

Amencan Funds New World A (NEWFX) — Int/Div

American Funds Small Cap World A (SMCWX) — Int/Div

American Funds Capital World Growth & Income A (ICWGIX) — Int/Div

American Funds Washington Mutual A (AWSHX) — Int/Div

American Funds Income Fund of America A(AMECX) — Int/Div

Wells Fargo Checking Account — Interest

Citibank Checking Account — Interest

American Funds College Savings Plan (529) #1

College 2021 Fund 529A (CTOAX) — Int/Div — Sold (part)

College 2021 Fund 529A (CTOAX) — Sold (part)

College 2024 Fund 529A (CFTAX) — Int/Div — Buy (add'l)

AF U.S. Government Money Market 529A (AAFXX) — Int/Div — Buy

American Funds College Savings Plan (529) 0D

College 2021 Fund 529A (CTOAX) — Int/Div — Sold (part)

College 2021 Fund 529A (CTOAX) — Sold (part)

College 2021 Fund 529A (CTOAX) — Sold (part)

College 2024 Fund 529A (CFTAX) — Int/Div — Buy (add'l)

AF U.S. Government Money Market 529A (AAFXX) — Int/Div — Buy

Preservation Portfolio 529A (CPPAX) — Int/Div — Buy

Mass Mutual Variable Life Insurance Policy

Mass Mutual VUL Guard Guaranteed Account — Interest — Buy (add'l)

Deutsche Small Cap Index — None — Buy (add'l)

Mass Mutual VUL Guard Small Cap Equity — None

American Funds Brokerage Account

American Funds Bond Fund of America A {ABNDX) — Int/Div

American Funds Fundamental Investors A (ANCFX) — Int/Div

American Funds Growth Fund of America AAGTHXY(X) — Int/Div

American Funds New Economy Fund A (ANEFX) (IX) — Int/Div

American Funds Tax Exempt Bond Fund of America A (AFTEX) — Int/Div

Adpmunct Professor of Law, Georgetown University Law Center

President, Edward Coke Appellate Ton of Court

Trustee/Grantor, Trust #]

Adviser, Amencan Law Institute

Agreement — 12:7 — Georgetown University Law Center - Teaching m 2018

Reimbursement — Pepperdine University School of Law — April 7, 2017 — Malibu, CA — Dean Deanell Tacha's Farewell Dinner — Transportation, meals, hotel

Income — 27 — Georgetown University Law Center - Teaching Income — S5.000.00

Part VII (Investments & Trusts):

The name of Ridgeworth Mid Cap Value Equity (SMVTX) was changed to Virtus Mid Cap Value Equity on 07/17/17. The ticker symbol did not change. The

new name is used in this report,