Thomas Michael Hardiman
2015Annual
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What was filed
391
investments
2
positions
1
gifts
0
agreements
0
debts
3
reimbursements
0
income
1
spouse income
Named parties
- Big Brothers Big Sisters of Greater Pittsburgh, Inc
- Duquesne Law School
- Academy of Trial Lawyers of Allegheny County
- Umversity of Chicago
- The Federalist Society
- The First City Company
As filed
PNC Checking Account — Interest
PNC Money Market Acct — Interest
Vanguard Prmpep Mut. Fund (MF) — Int/Div — Buy (add'l)
Vanguard Prmpep Mut. Fund (MF) — Buy (add'l)
Vanguard Prmpep Mut. Fund (MF) — Buy (add'l)
Vanguard Prmpep Mut. Fund (MF) — Buy (add'l)
Vanguard Prmpep Mut. Fund (MF) — Buy (add'l)
Vanguard Prmpep Mut. Fund (MF) — Buy (add'l)
Vanguard Prmpep Mut. Fund (MF) — Buy (add'l)
Vanguard Prmpep Mut. Fund (MF) — Buy (add'l)
Fulton Fiancial Stk (CS) — Int/Div
WELLS FARGO EQUITY ACCOUNT
Wells Fargo MM — Interest
Altsource Portfolio Solutions CS — None
Alphabet Inc. Class A -- Formerly Google — None
Alphabet Inc. Class C «= Formerly Google — None
AIG Group — Int/Div
Apple — Int/Div — Sold (part)
Apple — Sold (part)
AT&T -- Formerly Direct TV — None — Sold (part)
AT&T -- Formerly Direct TV — Sold
Bank New York Mellon CS — Int/Div
Berkshire Hathaway — None
Chemtura — None — Sold (part)
Chemtura — Sold (part)
Chemtura — Sold (part)
Chemtura — Buy (add'l)
Chemtura — Sold
Citigroup — Int/Div
Continental Building Products — None — Buy (add'l)
Cooper Standard — None — Buy
Cooper Standard — Buy (add'l)
Cooper Standard — Buy (add'l)
Cooper Standard — Buy (add'l)
Cooper Standard — Buy (add'l)
Cott Corporation — None — Buy
Direct TV CS «« Now AT&T — None — Sold
Dish Network CS — None
Ebay CS — None — Sold
DSW Class A — Int/Div — Buy
DSW Class A — Sold (part)
Express Scripts — None
General Motors — Int/Div — Buy (add'l)
General Motors — Buy (add'l)
Goldman Sachs — Int/Div
Google «= Now Alphabet — None
Google Class C Nonvoting -- Now Alphabet — None
Google Class A Voting -- Now Alphabet — None
JP Morgan Chase CS — Int/Div
Kinross Gold lop — None
Koppers Holdings — None — Buy
Koppers Holdings — Sold (part)
Koppers Holdings — Sold
Market Vectors Gold — Int/Div
Newscorp CLA — None — Sold
Newscorp CLB — None — Sold
Netscout — None — Buy
Netscout — Buy (add'l)
Packaging Co. of America — Int/Div — Buy
Packaging Co. of America — Buy (add'l)
Pacific Drilling — None — Sold
Range Resources — Int/Div — Buy (add'l)
Range Resources — Buy (add'l)
Spirit Airlines — None — Buy
T. Mobile — None — Sold (part)
T. Mobile — Buy (add'l)
T. Mobile — Sold (part)
Time Wamer New — Int/Div
TRW Automotive Holdings — None — Sold (part)
TRW Automotive Holdings — Buy (add'l)
TRW Automotive Holdings — Sold
Tweny-First Century CLA — Int/Div
US Bancorp CS — Int/Div — Sold (part)
US Steel New — None — Buy
US Steel New — Sold
WELLS FARGO BOND ACCOUNT
Wells Fargo MM — Interest
RBS Capital Funding {/k/a ABN Amro Cap vi — Int/Div
Abington PA School Dist — Interest
AmernsourceBergen Corp CS — Int/Div
Barclays Bank PLC Pfd. Stk (PF) — Int/Div
Deutsche Bank — Interest — Redeemed
Duke Energy PF — Int/Div
Eaton Vance En. Equity MF — Int/Div
Eaton Vance Gr. India MF — Int/Div
Guggenheim Credit Allocation Fd — Int/Div
Investment Co. of America MF — Int/Div
Monroeville PA Mun — Interest
Mount Lebanon PA — Interest
Octorara PA Area — Interest
Pennsylvania HSG — Interest
Spectra Energy Corp PF — Int/Div
University Area Jt — Interest
Washington Mutual Invest. MF — Int/Div
Capital World Income MF — Int/Div
Europacific Growth MF — Int/Div
New Perspective FDA MF — Int/Div
Lord Abbett Inv, Trust C Class — Int/Div — Sold (part)
Lord Abbett Inv, Trust C Class — Sold (part)
Lord Abbett Inv, Trust C Class — Sold (part)
Lord Abbett Inv, Trust C Class — Sold (part)
Lord Abbett Inv. Trust Class A — Int/Div — Sold (part)
Lord Abbett Inv. Trust Class A — Sold (part)
Lord Abbett Inv. Trust Class A — Sold (part)
Lord Abbett Inv. Trust Class A — Sold (part)
Lord Abbett Inv. Trust Class A — Sold (part)
Lord Abbett Inv. Trust Class A — Sold (part)
Lord Abbett Inv. Trust Class A — Sold (part)
Lord Abbett Inv. Trust Class A — Sold (part)
Lord Abbett Equity Trust Calibrated Mid Cap — Int/Div — Buy
Lord Abbett Equity Trust Calibrated Mid Cap — Buy (add'l)
Lord Abbett Equity Trust Calibrated Mid Cap — Buy (add'l)
Lord Abbett Equity Trust Calibrated Mid Cap — Buy (add'l)
Lord Abbett Equity Trust Calibrated Mid Cap — Buy (add'l)
Lord Abbett Equity Trust Calibrated Mid Cap — Buy (add'l)
Lord Abbett Equity Trust Calibrated Mid Cap — Buy (add'l)
Lord Abbett Equity Trust Calibrated Mid Cap — Buy (add'l)
Lord Abbett Equity Trust Calibrated Mid Cap — Buy (add'l)
Lord Abbett Secs Trust Growth Leaders Fund — None — Buy
Lord Abbett Secs Trust Growth Leaders Fund — Buy (add'l)
Lord Abbett Secs Trust Growth Leaders Fund — Buy (add'l)
Lord Abbett Secs Trust Growth Leaders Fund — Buy (add'l)
Lord Abbett Secs Trust Growth Leaders Fund — Buy (add'l)
Lord Abbett Secs Trust Growth Leaders Fund — Buy (add'l)
Lord Abbett Secs Trust Growth Leaders Fund — Buy (add'l)
Lord Abbett Secs Trust Growth Leaders Fund — Buy (add'l)
Flaherty & Crumrin — Int/Div
Chemtura Corp — None — Sold
Citigroup — Int/Div — Sold
Dish Network Class A — None
IAMGOLD Corp — None — Sold
JP Morgan Chase — Int/Div — Sold
Kinross Gold Corp — None — Sold
T Mobile — None — Sold
MFS SER Trust 111 Mun High Income Class A — Int/Div — Sold (part)
MFS Global Total Rtn Fund Class A — Int/Div — Buy (add'l)
MFS Growth Class A — None — Buy (add'l)
MFS Mid Cap Value — Int/Div — Buy (add'l)
MFS Municipal Limited Maturity Fund — Int/Div — Sold (part)
MFS Municipal Limited Maturity Fund — Buy (add'l)
MFS Municipal Limited Maturity Fund — Sold (part)
MFS Municipal Limited Maturity Fund — Sold (part)
MFS Municipal Limited Maturity Fund — Sold (part)
MFS Municipal Limited Maturity Fund — Sold (part)
MFS Municipal Limited Maturity Fund — Sold (part)
MFS Municipal Limited Maturity Fund — Sold (part)
MFS Municipal Limited Maturity Fund — Sold (part)
MFS Utlives Fund — Int/Div — Buy (add'l)
MFS Utlives Fund — Buy (add'l)
MFS Utlives Fund — Buy (add'l)
MFS Utlives Fund — Buy (add'l)
MFS Utlives Fund — Buy (add'l)
MFS Utlives Fund — Buy (add'l)
MFS Utlives Fund — Buy (add'l)
MFS Utlives Fund — Buy (add'l)
MFS Global Equity Fund Class A — Int/Div — Buy (add'l)
MFS International Growth Fund — Int/Div — Buy (add'l)
MFS International Value Fund — Int/Div — Buy (add'l)
Putnam Capital Spectrum — None — Buy
Putnam Capital Spectrum — Buy (add'l)
Putnam Capital Spectrum — Buy (add'l)
Putnam Capital Spectrum — Buy (add'l)
Putnam Capital Spectrum — Buy (add'l)
Putnam Capital Spectrum — Buy (add'l)
Putnam Capital Spectrum — Buy (add'l)
Putnam Capital Spectrum — Buy (add'l)
Putnam Capital Spectrum — Buy (add'l)
Putnam Equity Spectrum — None — Buy
Putnam Equity Spectrum — Buy (add'l)
Putnam Equity Spectrum — Buy (add'l)
Putnam Equity Spectrum — Buy (add'l)
Putnam Equity Spectrum — Buy (add'l)
Putnam Equity Spectrum — Buy (add'l)
Putnam Equity Spectrum — Buy (add'l)
Putnam Equity Spectrum — Buy (add'l)
Putnam Equity Spectrum — Buy (add'l)
401K) ACCOUNT #1A
Lg. Value Equity MF (Dodge & Cox) — Int/Div
Lg. Value Growth (T. Rowe Price) — Int/Div
Mid Cap Value (Perkins Mid Cap Value) — Int/Div
International Value 11 (Dodge & Cox) — Int/Div
International Growth (Jamns Overseas)- Transfer to Invesco Intl Growth — Int/Div
Invesco International Growth — Int/Div
401(k) ACCOUNT #2
Merrill Lynch — Interest
Central Europe & Russia MF — Int/Div
Century Link — Int/Div
Citigroup CS — Int/Div
General Electric CS — Int/Div
Nektar Therapeutics CS — None
Sinus CS — None
TRUST #1
Wells Fargo Account — Interest
AMCAP MF — None
Capital World Gr. & Income MF — Int/Div
Europacific Growth MF — Int/Div — Buy (add'l)
Europacific Growth MF — Buy (add'l)
Europacific Growth MF — Buy (add'l)
Europacific Growth MF — Buy (add'l)
Fundamental Inv. MF — Int/Div — Buy (add'l)
Fundamental Inv. MF — Buy (add'l)
Fundamental Inv. MF — Buy (add'l)
Fundamental Inv. MF — Buy (add'l)
Growth Fund of America MF — Int/Div
Investment Co. of America MF — Int/Div
New Perspective MF — Int/Div
Washington Mutual Inv. MF — Int/Div
TRUST #2
Wells Fargo Account — Interest
AMCAP MF — None — Buy (add'l)
AMCAP MF — Buy (add'l)
AMCAP MF — Buy (add'l)
AMCAP MF — Buy (add'l)
Capital World Gr. & Income MF — Int/Div
Europacific Growth MF — Int/Div
Fundamental Inv. MF — Int/Div — Buy (add'l)
Fundamental Inv. MF — Buy (add'l)
Fundamental Inv. MF — Buy (add'l)
Fundamental Inv. MF — Buy (add'l)
Growth Fund of America MF — Int/Div — Buy (add'l)
Growth Fund of America MF — Buy (add'l)
Growth Fund of America MF — Buy (add'l)
Growth Fund of America MF — Buy (add'l)
Investment Co. of America MF — Int/Div
New Perspective MF — Int/Div
Washmgton Mutual Inv, MF — Int/Div
TRUST #3
Wells Fargo Account — Interest
AMCAP MF — None — Buy (add'l)
AMCAP MF — Buy (add'l)
AMCAP MF — Buy (add'l)
AMCAP MF — Buy (add'l)
Capital World Gr. & Income MF — Int/Div
Europacific Growth MF — Int/Div — Buy (add'l)
Europacific Growth MF — Buy (add'l)
Europacific Growth MF — Buy (add'l)
Europacific Growth MF — Buy (add'l)
Fundamental Inv. MF — Int/Div — Buy (add'l)
Fundamental Inv. MF — Buy (add'l)
Fundamental Inv. MF — Buy (add'l)
Fundamental Inv. MF — Buy (add'l)
Growth Fund of America MF — Int/Div — Buy (add'l)
Growth Fund of America MF — Buy (add'l)
Growth Fund of America MF — Buy (add'l)
Growth Fund of America MF — Buy (add'l)
Investment Co. of America MF — Int/Div
New Perspective MF — Int/Div
Washington Mutual Inv, MF — Int/Div
TRUST #4
Wells Fargo Account — Interest
AMCAP MF — None
Fundamental Inv. MF — Int/Div
Growth Fund of America MF — Int/Div
Investment Co. of America MF — Int/Div
Lord Abbet Inv. Trust — Int/Div — Sold
New Perspective MF — Int/Div
Washington Mutual Inv. MF — Int/Div — Sold (part)
TRUST #5
Wells Fargo Bank Account — Interest
AMCAP MF — None
Capital Income Builder MF — Int/Div
Capital World Gr. & Income MF — Int/Div
Eaton Vance Gr. India MF — Int/Div
INTL Growth & Income MF — Int/Div
Fundamental INVS Inc. MF — Int/Div
Growth Fund of America MF — Int/Div
Investment Co. of America MF — Int/Div
JJ Lorick LLC — None
New Perspectives FD Inc. MF — Int/Div
Alphabet Inc. Class A «= Formerly Google — None
Alphabet Inc. Class C «= Formerly Google — None — Sold (part)
AIG Group — Int/Div
Apple Inc — Int/Div — Sold (part)
Apple Inc — Sold (part)
AT&T Inc. «= Formerly Direct TV — None — Sold
Bank of NY Mellon — Int/Div
Berkshire Hathaway — None
Chemtura — None — Sold (part)
Chemtura — Sold (part)
Chemtura — Sold (part)
Chemtura — Buy (add'l)
Chemtura — Sold (part)
Chemtura — Sold (part)
Chemtura — Sold
Citigroup — Int/Div
Continental Building Products — None — Buy (add'l)
Cooper-Standard — None — Buy (add'l)
Cooper-Standard — Buy (add'l)
Cooper-Standard — Buy (add'l)
Cooper-Standard — Buy (add'l)
Cott — Int/Div — Buy
Direct TV CS --Merged with AT&T 7/7/15 — None — Sold
Dish Network CS — None
Dish Network CS — Int/Div — Buy
Dish Network CS — Sold (part)
Ebay CS — None — Sold
Express Scripts — None
General Motors — Int/Div — Buy (add'l)
General Motors — Buy (add'l)
Goldman Sachs — Int/Div
Google (Became Alphabet - see lines 269 & 270)
JPMorgan Chase CS — Int/Div
Kinross — None
Market Vectors Gold — Int/Div
Newscorp - CLA — None — Sold
Newscorp - CLB — None — Sold
Netscout — None — Buy
Netscout — Buy (add'l)
Pacific Drilling — None — Sold
Packaging Corp. — Int/Div — Buy
Packaging Corp. — Buy (add'l)
Packaging Corp. — Buy (add'l)
Range Resources — Int/Div — Buy (add'l)
Range Resources — Buy (add'l)
Kinross Gold Corp — None
Koppers Holdings Inc — None — Buy
Koppers Holdings Inc — Sold (part)
Koppers Holdings Inc — Sold
Spirit Airlines — None — Buy
T Mobile — None — Sold (part)
Time Wamer. Inc. New — Int/Div
TRW Automotive Holdings — None — Sold
Twenty First Century Fox — Int/Div
US Bancorp CS — Int/Div — Sold (part)
United States Steel — None — Buy
United States Steel — Sold (part)
REAL ESTATE PARTNERSHIP
West Moon Twp. Assoc — Distribution
Bensalem Realty Assoc — istmbution — Sold
FC Donegal Assoc — Distribution
First City GA Partners — Iistnbution — Sold
Mcintyre Square Assoc — Distribution
WELLS FARGO ACCOUNT REVOCABLE TRUST
AMCAP MF — None — Buy
AMCAP MF — Buy (add'l)
AMCAP MF — Buy (add'l)
AMCAP MF — Buy (add'l)
AMCAP MF — Buy (add'l)
AMCAP MF — Buy (add'l)
AMCAP MF — Buy (add'l)
Capital World Growth & Income Fd — Int/Div — Buy
Capital World Growth & Income Fd — Buy (add'l)
Capital World Growth & Income Fd — Buy (add'l)
Capital World Growth & Income Fd — Buy (add'l)
Capital World Growth & Income Fd — Buy (add'l)
Adb6 — Buy (add'l)
Adb6 — Buy (add'l)
Fudamental Inv. MF — Int/Div — Buy
Fudamental Inv. MF — Buy (add'l)
Fudamental Inv. MF — Buy (add'l)
Fudamental Inv. MF — Buy (add'l)
Fudamental Inv. MF — Buy (add'l)
Fudamental Inv. MF — Buy (add'l)
Fudamental Inv. MF — Buy (add'l)
Growth Fund America — Int/Div — Buy
Growth Fund America — Buy (add'l)
Growth Fund America — Buy (add'l)
Growth Fund America — Buy (add'l)
Growth Fund America — Buy (add'l)
Growth Fund America — Buy (add'l)
Growth Fund America — Buy (add'l)
Lord Abbett Invt Tr — Int/Div — Buy
New Perspective Fd — Int/Div — Buy
New Perspective Fd — Buy (add'l)
New Perspective Fd — Buy (add'l)
New Perspective Fd — Buy (add'l)
New Perspective Fd — Buy (add'l)
New Perspective Fd — Buy (add'l)
New Perspective Fd — Buy (add'l)
Smallcap World — None — Buy
Smallcap World — Buy (add'l)
Smallcap World — Buy (add'l)
Smallcap World — Buy (add'l)
Smallcap World — Buy (add'l)
Smallcap World — Buy (add'l)
Smallcap World — Buy (add'l)
Short Term Bd Fd Amer — Int/Div — Buy
Short Term Bd Fd Amer — Sold (part)
Short Term Bd Fd Amer — Buy (add'l)
ARO. — Sold (part)
ARO. — Sold (part)
ARO. — Sold (part)
assy — Sold (part)
assy — Sold (part)
Wash Mut Invs Fd — Int/Div — Buy
Wash Mut Invs Fd — Buy (add'l)
Wash Mut Invs Fd — Buy (add'l)
Wash Mut Invs Fd — Buy (add'l)
Wash Mut Invs Fd — Buy (add'l)
Wash Mut Invs Fd — Buy (add'l)
Wash Mut Invs Fd — Buy (add'l)
Director, Big Brothers Big Sisters of Greater Pittsburgh, Inc
Adpunct Law Professor (pro bono), Duquesne Law School
Gift — Academy of Trial Lawyers of Allegheny County — Honorary Membership — $750.00
Reimbursement — Umversity of Chicago — Feb. 25-26, 2015 — Chicago, IL — Lecture — Transportation, hotel
Reimbursement — The Federalist Society — February 26-28, 2015 — South Bend, IN — Lecture — Transportation, hotel
Reimbursement — The Federalist Society — November 23-24, 2015 — New Haven, CT — Lecture — Transportation, meals, hotel
Spouse's income — 2015 — The First City Company
NOTE: The asset Altisource Portfolio Solutions CS listed in Line 14 was sold on December 22, 2014, and was inadvertently left off of my 2014 Financial
Disclosure Report. The Gain Code was A. Please accept this amendment to also amend my 2014 Financial Disclosure Report,
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.