Richard M Neiter

IRA Z(H)

SCHWAB MONEY MARKET — Int/Div — Sold

TR PRICE EMG BOND (PREMX) — Int/Div — Buy

BLACKROCK GLOBAL ALLOC (MALOX) — Int/Div — Sold

COLUMBIA DIVIDEND INCOME FD (CDDRX) — None — Sold

OSTERWEIS FUND (OSTFX) — None — Sold (part)

OSTERWEIS FUND (OSTFX) — Sold (part)

OSTERWEIS FUND (OSTFX) — Sold (part)

OSTERWEIS FUND (OSTFX) — Sold

JP MORGAN RESEARCH (JPMNX) — None — Sold (part)

JP MORGAN RESEARCH (JPMNX) — Sold

MERGER FUND (MERFX) — None — Sold

PIMCO UNCONS BOND (PFILX) — Int/Div — Sold (part)

PIMCO UNCONS BOND (PFILX) — Sold

PIMCO ALL AUTHORITY (PAUIX) (72000182) — Int/Div — Buy (add'l)

PIMCO ALL AUTHORITY (PAUIX) (72000182) — Sold

PIMCO GLOBAL MULTI (PGAIX) — None — Sold

SCHWAB FUND US LG CO (SFLNX) — None — Buy (add'l)

SCHWAB FUND US LG CO (SFLNX) — Sold

VANGUARD DIVIDEND GROWTH (VDIGX) — Int/Div — Buy (add'l)

VANGUARD DIVIDEND GROWTH (VDIGX) — Sold (part)

VANGUARD DIVIDEND GROWTH (VDIGX) — Sold

VANGUARD EQUITY INCOME (VEIPX) — None — Sold

WASATCH FRONTIER EMERG SM-IN (WAFMX) — None — Buy

WASATCH FRONTIER EMERG SM-IN (WAFMX) — None — Sold (part)

WASATCH FRONTIER EMERG SM-IN (WAFMX) — None — Sold

MAINSTAY HIGH YLD CORP BD-I 1562 (S6062X 708) — Int/Div — Buy

MAINSTAY HIGH YLD CORP BD-I 1562 (S6062X 708) — Sold

DREYFUS PREMIER WORLDWIDE GROWTH-1(DPWRX) — Int/Div — Buy

DREYFUS PREMIER WORLDWIDE GROWTH-1(DPWRX) — Sold

LORD ABBETT FLOATING RATE FD-1 (543916134) — Int/Div — Buy

LORD ABBETT FLOATING RATE FD-1 (543916134) — Sold

INVESCO CONVERTIBLE SECURITIES FD-A (CNSAX) — Int/Div — Buy

INVESCO CONVERTIBLE SECURITIES FD-A (CNSAX) — Sold (part)

INVESCO CONVERTIBLE SECURITIES FD-A (CNSAX) — Sold

CNR CORPORATE BD FD SERV CL 2641 (1TROOPS 14) — Int/Div — Buy

CNR CORPORATE BD FD SERV CL 2641 (1TROOPS 14) — Buy (add'l)

CNR CORPORATE BD FD SERV CL 2641 (1TROOPS 14) — Sold

CNR GOVT BD FD SERV CL 2639 {1 T800P480) — Int/Div — Buy

CNR GOVT BD FD SERV CL 2639 {1 T800P480) — Buy (add'l)

CNR GOVT BD FD SERV CL 2639 {1 T800P480) — Sold

TWEEDY BROWNE GLOBAL VALUE FD (TBGVX) — Int/Div — Buy

TWEEDY BROWNE GLOBAL VALUE FD (TBGVX) — Buy (add'l)

TWEEDY BROWNE GLOBAL VALUE FD (TBGVX) — Sold (part)

TOUCHSTONE SMALL CAP CORE FUND-Y (TSFYX) — Int/Div — Buy

TOUCHSTONE SMALL CAP CORE FUND-Y (TSFYX) — Buy (add'l)

ONR FIXED INCOME OPPORT CLN (1 TR00OPS0E — Int/Div — Buy (add'l)

ONR FIXED INCOME OPPORT CLN (1 TR00OPS0E — Buy (add'l)

ONR FIXED INCOME OPPORT CLN (1 TR00OPS0E — Buy (add'l)

CNR US CORE EQUITY FD SERV (CNRVX) — Int/Div — Buy

CNR US CORE EQUITY FD SERV (CNRVX) — Buy (add'l)

CNR US CORE EQUITY FD SERV (CNRVX) — Buy (add'l)

PIMCO COMMODITY PLUS STRAT INS (PCLIX) — Int/Div — Buy

VANGUARD SHORT/TERM CORP BOND ETF (VCSH) — Int/Div — Buy

VANGUARD INTERM-TERM GOVT BD ETF (VGIT) — Int/Div — Buy

VANGUARD INTERMEDIATE-TERM C ETF (VCIT) — Int/Div — Buy

VANGUARD SHORT-TERM GOVT BOND-ETF (VGSH) — Int/Div — Buy

VANGUARD REIT ETF (VNQ) — Int/Div — Buy

VANGUARD REIT ETF (VNQ) — Buy (add'l)

OUNR PRIME MM FD SERV — Int/Div — Buy

OUNR EMERGING MARKETS FDCLN — Int/Div — Buy

OUNR EMERGING MARKETS FDCLN — Buy (add'l)

OUNR DIVIDEND & INCOME FDCLN — Int/Div — Buy

OUNR DIVIDEND & INCOME FDCLN — Buy (add'l)

VANGUARD SMALL-CAP ETF (VB) — Int/Div — Buy

VANGUARD GLOBAL EX US REAL EST ETF (VNQI) — Int/Div — Buy

VANGUARD GLOBAL EX US REAL EST ETF (VNQI) — Buy (add'l)

IRA £2 (H)

SCHWAB MONEY MARKET — Int — Sold

IRA 23 (H)

Schwab Money Market — Int/Div — Sold

PIMCO GLOBAL MULT ASSET (PGAAX) — None — Sold — Part VII

OUNR MONEY MARKET (CNGXX) — Int/Div — Buy

ISHARES CORE GROWTH ALLOCATION ETF (AOR) — Int/Div — Buy

WASATCH FRONTIER EMERGING SMALL COS (X) — None — Sold

TRUST #1 (H)

SCHWAB MONEY MARKET — Int/Div — Sold

US.BANK (ACCOUNTS) — Interest

BANC OF CALIFORNIA, INC (COMMON STOCK) — Int/Div

RENTAL PROPERTY--LOS ANGELES COUNTY. CA. — Rent

PARTIAL INTEREST IN HOMEOWNERS ASSOC. ASSOCIATION — None

LOIS NEITER FINE ART LLC — istmbution — Distnbuted — Part VII

Co-trustee, Trust #1

Agreement — 1997 — Employment agreement with ST&G for deferred compensation as a result of my retirement from that organization m 2/06. 1 have no control over amounts paid.

Reimbursement — Re rae ri eh Institute — aS Te — Battleground West conference — resi) rene SS

Spouse's income — 2014 — self emploved art consultant

Re. Section VII, line 82, Lois Neiter Fine Art LLC phased out of business as a fine art dealer and became a consultant.

Re. Section VII, line 72, PGAIX was inadvetently misspelled as PGAAX in my Federal Disclosure Report dated 9/22/14 for the reporting period of 01/01/13 to

12/3113,