Alison Julie Nathan

Emigrant Direct (cash) — Interest

Bank of America (cash) (X) — None

Chase (cash) (X) — Interest

Brokerage Account #1 (H)

Merrill Lynch Bank Deposit Program — Interest

ASG Managed Futures Str Fd ASFY X — Int/Div — Buy (add'l)

ASG Managed Futures Str Fd ASFY X — Sold (part)

Baron Real Estate Fund Class INSTL — None — Buy

Blackrock Global Long Short Credit Fund BGCIX — None — Sold

Blackrock Strategic Muni Opportunities Fund Instl MAMTX — Int/Div — Sold (part)

Boston Partners Global Long Short Fund INSTL CL — Int/Div — Buy

Boston Partners Global Long Short Fund INSTL CL — Sold (part)

Boston Partners Long / Short Equity Fd Inst] BPLSX — None — Sold (part)

Boston Partners Long / Short Equity Fd Inst] BPLSX — Buy (add'l)

Boston Partners Long / Short Equity Fd Inst] BPLSX — Sold (part)

Boston Parters Long Short Research FD — None — Buy

Boston Parters Long Short Research FD — Buy (add'l)

Boston Parters Long Short Research FD — Sold

Congress Midcap Growth Fund — Int/Div — Buy

Fidelity Advisor Biotechnology Fund FBTIX — Int/Div

Fidelity Advisor Industrials Fund FCLIX — Int/Div — Sold

Franklin Intl Small Cap FKSCX — Int/Div — Sold (part)

Franklin Intl Small Cap FKSCX — Buy (add'l)

Franklin Mutual Global Discovery Z MDISX — Int/Div — Sold

FRT TRT VAL INDX — Int/Div — Buy

GS Multi Manager Alternatives FD — Int/Div — Buy

GS Multi Manager Alternatives FD — Sold

Guggenheim S&P 500 Equal Weight Technology ETF RYT — Int/Div

Ishares Edge MSC — Int/Div — Buy

shares US Helathcare — Int/Div — Buy

Ivy Science and Technology Fund ISTIX — Int/Div — Sold

John Hancock Intl Growth Fund GOGIX — Int/Div — Sold (part)

Kayne Anderson MLP KYN — Int/Div — Buy

Looms Sayles Strategic NEZYK — Int/Div — Buy

Lord Abbett Short Duration Income Fd LDLFX — Int/Div

MFS Emerging Markets Debt Fd MEDIX — Int/Div

Nuveen Short Duration Credit Opportunities Fund — Int/Div — Buy

Nuveen Short Duration Hi Yid Muni Bd Fd NVHIX — Int/Div — Sold

Pimco All Asset Fund CL P — Int/Div — Buy

Pimco Foreign Bond Fd. PFBPX — Int/Div — Sold

Pimco RAE Fundamental Plus Fund PIXPX — Int/Div — Sold

Pimco Income Fund PONPX — Int/Div — Buy (add'l)

Pimco Income Fund PONPX — Sold (part)

Primecap Odyssey Growth Fund — Int/Div — Buy

Primecap Odyssey Growth Fund — Buy (add'l)

Prudential Jennison Health Sciences PHSZX — None — Sold

SPDR® S&P S00 ETF Trust — Int/Div — Buy

SPDR® S&P S00 ETF Trust — Buy (add'l)

SPDR® S&P S00 ETF Trust — Buy (add'l)

S10. — Sold (part)

SunAmerica Focused Dividend Strategy FDSWX — Int/Div

T Rowe Price Capital Appreciation Fd Retail PRWCX — Int/Div

TCW Total Return Bond Fd TGLMX — Int/Div — Sold (part)

The Oakmark Intl Fund OAKIX (X) — Int/Div — Sold (part)

The Oakmark Intl Fund OAKIX (X) — Buy (add'l)

Touchstone Sunds Capital Select Growth Fund CFSIX — Int/Div — Sold (part)

Touchstone Sunds Capital Select Growth Fund CFSIX — Sold

Thomburg Global Opportunities Fund CL — Int/Div — Buy

Thomburg Global Opportunities Fund CL — Sold (part)

Victory Sycamore Established Value Fund — Int/Div — Buy

Wisdomtree Trust Japan Hedged Equity Fd DXJ — Int/Div — Sold

Wisdomtree Europe Hedged Equity Fund HEDI — Int/Div — Sold

Brokerage Account #2 (H)

Memill Lynch Bank Deposit Program — Interest

ASG Managed Futures Str Fd ASFY X — Int/Div — Sold

Baron Real Estate Fund — None — Buy

Blackrock Strategic Muni Opportunities Fund Insti MAMTX — Int/Div

Boston Partners Global Long Short Fund INSTL CL — Int/Div — Buy

Boston Partners Long / Short Equity Fd Instl BPLSX — Int/Div — Buy (add'l)

Boston Partners Long Short Research FD INSTL (X) — None — Sold (part)

Boston Partners Long Short Research FD INSTL (X) — Sold

Congress Midcap Growth Fund INSTL Class — Int/Div — Buy

Delaware National High Yield Muni Bond DVHIX) — Int/Div — Sold (part)

Fidelity Advisor Biotechnology Fund FBTIX — None — Sold

Fidelity Advisor Industrials Fund FCLIX — Int/Div — Sold

Franklin Intl Small Cap FKSCX — Int/Div

Franklin Mutual Global Disclovery Fd C1 Z MDISX — Int/Div — Sold

FRT TRT Val Indx — Int/Div — Buy

GS Multi Manager ALternatives FD INSTL Ct — Int/Div — Buy

GS Multi Manager ALternatives FD INSTL Ct — Sold

Guggenheim S&P 500 Equal Weight Technology ETF RYT — Int/Div — Buy (add'l)

Ishares Edge MSCI — istmbution — Buy

Ishares Nasdaq Biotech — Distribution — Buy

Ishares S&P Mid-Cap 400 — Distribution — Buy

Ishares US Healthcare — Distribution — Buy

Ivy Science and Technology Fund ISTIX — None — Sold

John Hancock Intl Growth Fund GOGIX — Int/Div

Kayne Anderson MLP KYN — Int/Div — Buy

Lord Abbett Intermediate LISFX — Int/Div

MFS MUNI Limited Maturity FD CL — Int/Div — Buy

Nuveen Real Asset Income Fund — Int/Div — Buy

Nuveen Short Duration Hi Yid Muni Bd Fd NVHIX — Int/Div — Sold (part)

Primecap Odyssey Growth Fund CL — Int/Div — Buy

Prudential Jennison Health Sciences PHSZX — Int/Div — Sold

SunAmerica Focused Dividend Strategy FDSWYX — Int/Div

T Rowe Price Capital Appreciation Fd Retail PRWCX — Int/Div

The Oakmark Intl Fund OAKIX — Int/Div

The Oakmark Select Fund OAKLX — Int/Div

Thomburg Global Opportunities Fund CL — Int/Div — Buy

Touchstone Sands Capital Select Growth Fund CFSIX — None — Sold

Vanguard S&P 500 Growth — Int/Div — Buy

Vanguard S&P 500 Growth — Sold

Vanguard S&P 500 Values ETF — Int/Div — Buy

Vanguard S&P 500 Values ETF — Sold

Wisdomtree Europe Hedged Equity Fund HEDI — Int/Div — Sold

Brokerage Account #3 (H)

Memill Lynch Bank Deposit Program — Interest

ASG Managed Futures Sir Fd ASFY X — Int/Div — Sold

Baron Real Estate Fund — None — Buy

Blackrock Strategic Muni Opportunities Fund Instl MAMTX — Int/Div — Sold (part)

Boston Partners Global Long Short Fund — Int/Div — Buy

Boston Partners Long / Short Equity Fd Inst] BPLSX — Int/Div — Sold (part)

Boston Partners Long Short Research Fund — None — Buy

Columbia Absolute Return — None — Buy

Columbia Balanced Fund — Int/Div — Buy

Columbia Balanced Fund — Buy (add'l)

Fidelity Advisor Biotechnology Fd FBTIX — Int/Div

Franklin Int] Small Cap Growth Fund FKSCX — Int/Div — Sold

Franklin Mutual Global Disclovery Fd C1 Z MDISX — Int/Div — Sold

Guggenheim S&P S00 Equal Weight Technology ETF RYT — Int/Div — Sold

Ishares US Consumer Goods EFT IYK — Int/Div — Buy

Ishares US Healthcare — Int/Div — Buy

Kayne Anderson MLP KYN — Int/Div — Buy

Looms Sayles Strategic NEZYK — Int/Div — Buy

Looms Sayles Strategic NEZYK — Buy (add'l)

Lord Abbett Short Duration Income Fd LDLFX — Int/Div — Sold (part)

MFS Diversified Income Fund DIFIX — Int/Div — Buy (add'l)

Nuveen Real Asset Income Fund NRIIX — Int/Div

Pimco All Asset Fund — Int/Div — Buy

Pimco Foreign Bond Fd PFBPX — Int/Div

Pimco Income Fund PONPX — Int/Div — Buy (add'l)

Pimco Rae Fundamental Plus Fund PIXPX — Int/Div — Sold

Primecap Odyssey Growth Fund — Int/Div — Buy

Prudential Jennison Health Sciences PHSZX — None — Sold

SPDR® KBW Reigonal Bunking ETF KRE — None — Sold

SPDR S&P S00 Trust — Int/Div — Buy

SPDR S&P S00 Trust — Sold

SunAmerica Focused Dividend Strategy FDSWX — Int/Div

T. Rowe Price Capital Appreciation Fd Retail PRWCX (X) — Int/Div

TCW Total Return Bond Fd TGLMX — Int/Div — Buy (add'l)

The Oakmark Intl Fund OAKIX — Int/Div

Thomburg Global Oppoertunities Fund — Int/Div — Buy

Touchstone Sands Capital Select Growth Fund CFSIX — Int/Div — Sold

Vanguard S&P 500 Growth — Int/Div — Buy

Vanguard S&P 500 Growth — Sold

Vanguard S&P 500 Values ETF — Int/Div — Buy

Vanguard S&P 500 Values ETF — Sold

Brokerage Account 24 (H)

TD Ameritrade Cash Account — Interest

Apple Inc Stock, AAPL — Int/Div

Retirement Plan 21 (H)

Vanguard Target Retirement 2040) — Int/Div

Vanguard Target Retirement 2020 — Int/Div

Vanguard FTSE Social Index — Int/Div

529 Account #1 (H)

LP Morgan Moderate Growth Age-Based Portfolio C — Int/Div

529 Account #2 (H)

NextGen Blackrock Age 0-7 Years Portfolio CX) — Int/Div

NextGen Franklin Templeton Age 0-8 Years Portfolio C (X) — Int/Div

Advisor on the Restatement of the Law, Copynight Project, Amencan Law Institute

Reimbursement — Harvard Law School — November 1. 2016 — Cambridge, MA — Moot Court Final — Transportation, meals

Income — 2016 — NYU School of Law (teaching income) — S20.000.00

Spouse's income — 2016 — NYU School of Law Salary

Part VIL, line 2: This is a non-interest bearing account.

Part VII, lines 155 and 156 are merged entries of lines 126-131 of the 2015 report. No reportable transactions,