Sidney H. Stein

MONEY MARKETS

JPMORGAN LS. GOVT — Interest

BNY Mellon Natl Mum Market Fund — Buy

BNY Mellon Natl Muni Market Fund — Interest — Sold (part)

now Dreyfus Tax Free NY Muni Money Fund)

COMMON STOCKS

BERKSHIRE HATHAWAY CORP — None

GRANT AVENUE CORP — None

JANUS CORE EQUITY FUND (IRA) — Int/Div

TAX EXEMPT BONDS

NEW YORK ST HSG FIN AGY GEN HSG SERB — Interest

NEW YORK ST MTG AGY REV HOMETOWN MTG <29-4-RMKT — Interest

NY STATE POWER AUTH GEN REV ETM SER A — Interest

NY State Power Auth Rev & Gen Purp Ser Detm — Interest

NYSSTATE POWER AUTH SER G 1/1/10 — Interest

NEW YORK ST HSG FIN AGY GEN SER A — Interest

NEW YORK STATE POWER AUTH — Interest

MTA N.Y. 5%. 7/1/11 — Interest — Sold

NYC. 5% DUE22124 — Interest — Sold

NYS THRWY AUTH 5.3%. 4/1/15 — Interest

LONG ISLAND PWR 5%, 8/1/17 — Interest

ARDSLEY NY 4.25%. 6/1/18 — Interest

Tobacco Settlement Fing Corp. 5%, 6/1/12 — Interest — Sold

ERIE CTY NY 5.75%. 5/1/25 — Interest

NASSAU CTY NY 5%. 7/1/22 — Interest

NYS DORM 5%, 7/1721 — Interest

TRIBOROUGH BRDG & TUNL 5%, 11/1823 — Interest

MINNEAPOLIS MINN. 6.375%, DTD 11/1208 — Interest

NYSDORM AUTH 5%. did 3/15/24 — Interest

NYS DORM 5/25%. 5/15/15 — Interest

NASSAUCTY N.Y. 5%. 11/1515 — Interest

CALIFORNIA STATE 5.5%. 4/1/19 — Interest

CITIZENS PPTY INS. CORP. 5.5%. 6/1/16 — Interest

MTA 5.5%. 11/15/17 — Interest

NYS DORM 5%, 2/15/18 — Interest

ALLEGHENY CITY, PA. 5%. 8/15/19 — Interest

NORTH PENN, PA 5%. 9/1/16 — Interest

NYC.NY 5.25%. 9/1/21 — Interest

NYS DORM 5%, 7/1/18 — Interest

CALIFORNIA ST. 5%. 7/1717 — Interest — Sold

ARIZONA ST. - 5%. 7/1720 — Interest — Sold

CALIFORNIA ST. 5%. 11/117 — Interest

MICHIGAN FIN. 3%, 12/1/14 — Interest

NYC 2.1%. 4/1/36 — Interest

NYC. NY 5%. 6/15/25 — Interest — Buy

1X. ST. 5%. 4/1/23 — Interest — Buy

NYS 3%, 71/16 — Interest — Buy

PAST. 5%. 7/120 — Interest — Buy

NYS S.5%., 4/1/19 — Interest — Buy

MTA S%. 11/15/22 — Interest — Buy

ATLANTA, GA 4%, 1/1/17 — Interest — Buy

NYC. NY 5%. 7/1/23 — Interest — Buy

NYC.NY 5%. 11/1/24 — Interest — Buy

NYC. NY 5%. 10/1/17 — Interest — Buy

NYSTHWY 5%. 4/1/26 — Interest — Buy

ERIE CTY NY 5%. s/1/17 — Interest — Buy

NYS 5%, 6/15/26 — Interest — Buy

SWARTHMORE 5%. 9/15/18 — Interest — Buy

NYC 5%. 7117 — None — Buy

NYC $%. 715/13 — None — Buy

MUTUAL FUNDS

BRANDYWINE FUND INC — None

VANGUARD S00 INDEX FUND — Sold (part)

VANGUARD S00 INDEX FUND — Buy

VANGUARD SOO INDEX FUND — Buy

VANGUARD SOO INDEX FUND — Buy

VANGUARD 500 INDEX FUND — Buy

VANGUARD S00 INDEX FUND — Int/Div — Sold (part)

DAVIS NY VENTURE FUND INC. CL. A — Int/Div

BNY MELLON NY TAX EXEMPT FUND — Buy

BNY MELLON NY TAX EXEMPT FUND — Buy

BNY MELLON NY TAX EXEMPT FUND — Sold (part)

BNY MELLON NY TAX EXEMPT FUND — Int/Div — Sold

IRONBRIDGE FRONTENEGRA FUND — Buy

IRONBRIDGE FRONTENEGRA FUND — Int/Div — Buy

VANGUARD VALUE INDEX SIGNAL FUND — Buy

VANGUARD VALUE INDEX SIGNAL FUND — Buy

VANGUARD VALUE INDEX SIGNAL FUND — Buy

VANGUARD VALUE INDEX SIGNAL FUND — Int/Div — Buy

DODGE & COX INTL STOCK FUND — Buy

DODGE & COX INTL STOCK FUND — Buy

DODGE & COX INTL STOCK FUND — Int/Div — Buy

PIMCOFUNDS TOTRTINIINS *

See Part VIII for explanation of line 86

MISCELLANEOUS

CASH. IPMORGAN CHASE — Interest

FINE ARTS HELD AS TENANT-IN. COMMON — None

ARBOR PPTY TRUST — None

SERVICEMASTER LP — None

NOTE: JUDGE STEIN HAS ELECTED NOT TO

LIST INFORMATION

Member, Board of Directors, Practising Law Institute, a not for profit organization for continuing legal education

Reimbursement — Association Annual Spring Meeting — angry — Litigation Section meeting — IE TR Sh I TT IN

Reimbursement — International Judicial Academy — 825/11 -922/11 — Conception, Chile and Buenas Aires, Argentina — Workshop with Chilean and Argentine judges — Transportation, Lodging and Food

Reimbursement — National Committee on US China Relations — QA YIN — Glen Cove, NY — Rule of Law Conference — Lodging and Food

Reimbursement — US State Dept. and NYU Law School — 1214/11 < 12/19/11 — Zhuhai, China — Rule of Law Conference — Transportation, Lodging and Food

Income — 2011 — West Services, Inc. - Royalty — $6,140.26

* This asset is held by a person whose separately held assets no longer need be included in Judge Stein's Financial Disclosure Report.