Thomas Michael Durkin
2014Annual
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What was filed
132
investments
2
positions
0
gifts
1
agreements
0
debts
0
reimbursements
0
income
0
spouse income
As filed
CD Firstbank Puerto Rico — Interest
CD Synovus Bank GA — Interest — Redeemed
CD American Express Centuri — Interest
CD General Electric Capital Bank — Interest
CD General Electric Capital Bank — Interest
ISHARES Russell 1000 Growth Fund — Int/Div
ISHARES Russell 1000 Value Fund — Int/Div
ISHARES Russell Midcap Growth Fund — Int/Div
ISHARES Russell Midcap Value Fund — Int/Div
ISHARES Gold Trust — None
ISHARES Silver Trust — None
ISHARES MSCI BRIC ETF Fund — Int/Div — Sold
ISHARES RS 2000 RS Growth Fund — Int/Div — Sold
ISHARES RS 2000 RS Value Fund — Int/Div — Sold
ISHARES MSC Indonesia Fund — Int/Div — Sold
Chase accounts (various cash accounts) — Interest
Northern Trust account (cash account) — None
Nikrud LLC — None
JP Morgan Investor Growth Fund — Int/Div
Investco American Franchise Fund — Int/Div
Memill Lynch Bank Deposit Program (cash account) — Interest
New Jersey St Trans TR, NJ Revenue Muni Bond — Interest — Redeemed
New Jersey Economic Dev, NJ Revenue Muni Bond — Interest
Toledo Ohi Cap IMPT, OH General Obligation Muni Bond — Interest
Grapevine Texas Muni Bond — Interest
Aiken Cnty SC Cons Sch Bond — Interest
Eagle Garfld CO SD RE 50J Bond — Interest
ISHARES MSC Japan Fund — Int/Div — Sold
ISHARES Russell 1000 Growth Fund — Int/Div
ISHARES Russell 1000 Value Fund — Int/Div
ISHARES Russell Midcap Growth Fund — Int/Div
ISHARES Russell Midcap Value Fund — Int/Div
ISHARES MSCI EAFE Fund — Int/Div — Sold
ISHARES Gold Trust — None
ISHARES Silver Trust — None
ISHARES MSCI BRIC ETF Fund — Int/Div — Sold
ISHARES RS 2000 Growth Fund — Int/Div — Sold
ISHARES RS 2000 Value Fund — Int/Div — Sold
ISHARES MSC Indonesia Fund — Int/Div — Sold
ISHARES Russell 1000 Growth Fund — Int/Div
ISHARES Russell 1000 Value Fund — Int/Div
ISHARES Russell Midcap Growth Fund — Int/Div
ISHARES Russell Midcap Value Fund — Int/Div
ISHARES MSC EAFE Fund — Int/Div — Sold
ISHARES Gold Trust — None
ISHARES Silver Trust — None
ISHARES MSCI BRIC ETF Fund — Int/Div — Sold
ISHARES RS Growth Fund — Int/Div — Sold
ISHARES RS 2000 Value Fund — Int/Div — Sold
Richland Cnty SC Muni Bond — Interest
Eagle Garfld Co SD RESO) Bond — Interest
ISHARES MSCI Japan Fund — Int/Div — Sold
ISHARES MSC Indonesia Fund — Int/Div — Sold
AUD Australian Govt, Australian Bond Taxable — Interest
Cocoa Fla WTR&SWR REV, FL Revenue Muni Bond — Interest — Redeemed
CD Bank of Baroda — Interest — Buy
CD First Niagra Bank — Interest — Buy
CD Key Bank Natl Assn — Interest — Buy
CD Sallie Mae Bank/Salt — Interest — Buy
CD Goldman Sachs Bk USA — Interest — Buy
CD Discover Bank — Interest — Buy
Cook Cnty 111 Sch Dist Municipal Bond — Interest — Buy
ISHARES S&P Small Cap 600 — Interest — Buy
ISHARES S&P Small Cap 600 — Interest — Buy
Washington St Motor Bond — Interest — Buy
Colorado St Brd Gov Lnv Bond — Interest — Buy
Oklahoma St Wir Res Brd Bond — Interest — Buy
Atlanta GA Bond — Interest — Buy
Galveston Cnty Tex Pass Bond — Interest — Buy
ISHARES S&P Small Cap Growth 600) — Int/Div — Buy
ISHARES S&P Small Cap 600 Value — Int/Div — Buy
ISHARES S&P Small Cap 600 Growth — Int/Div — Buy
ISHARES S&P Small Cap 600 Value — Int/Div — Buy
SPDR S&P ETF Trust — Int/Div — Buy
ISHARES Russell 2000 ETF — Int/Div — Buy
ISHARES MSCI EAFE ETF — Int/Div — Buy
American Century Value Fund — Int/Div — Buy
Blackrock FDS — Int/Div — Buy
Blackrock Inter Index Fund — Int/Div — Buy
Delaware Group Emerging — Int/Div — Buy
Dodge & Cox Funds International — Int/Div — Buy
Dodge & Cox Income Fund — Int/Div — Buy
Federated Institutional High — Int/Div — Buy
Goldman Sachs Small Cap — Int/Div — Buy
Goldman Sachs Emergmg Mkts — Int/Div — Buy
John Hancock Income Fund — Int/Div — Buy
Oakmark Fund — Int/Div — Buy
JP Morgan IT US Equity — Int/Div — Buy
JP Morgan TR 11 Core — Int/Div — Buy
JP Morgan TR 1 Mid Cap — Int/Div — Buy
JP Morgan TR 1 Small Cap — Int/Div — Buy
JP Morgan TR 11 High Yield — Int/Div — Buy
JP Morgan Short Duration Bond — Int/Div — Buy
JP Morgan Growth Advantage — Int/Div — Buy
JP Morgan TR International — Int/Div — Buy
Massachusetts Investors — Int/Div — Buy
MFS Ser TR X Emerging Markets — Int/Div — Buy
MFS Research International — Int/Div — Buy
Pimco Short Term Fund — Int/Div — Buy
T Rowe Price New Income Fund — Int/Div — Buy
Vanguard Short Term Bond — Int/Div — Buy
Wells Fargo Advantage Funds — Int/Div — Buy
Franklin Moderate Allocation — Int/Div
Dodge & Cox Funds International — Int/Div — Buy
Goldman Sachs Small Cap — Int/Div — Buy
Goldman Sachs Small Cap — Int/Div — Buy
JP Morgan TR II High Yield — Int/Div — Sold (part)
JP Morgan Short Duration Bond — Int/Div — Buy
Pimco Short Term Fund — Int/Div — Buy
Vanguard Short Term Bond — Int/Div — Sold (part)
Wells Fargo Advantage Funds — Int/Div — Sold (part)
Cohen Steers Real Estate Securities — Int/Div — Buy
Cohen Steers Real Estate Securities — Int/Div — Sold
SPDR S&P S00 ETF Trust — Int/Div — Buy
SPDR S&P S00 ETF Trust — Int/Div — Sold (part)
JP Morgan TR 1 Emerging Markets — Int/Div — Buy
JP Morgan TR Emerging Markets — Int/Div — Sold
Vanguard Sector Index — Int/Div — Buy
Vanguard Sector Index — Int/Div — Sold
Pimco Total Retum — Int/Div — Buy
Pimco Total Retum — Int/Div — Buy
Pimco Total Retum — Int/Div — Sold
JPM IT COR BD 1 (part of annuity) — None — Open
JPM IT EQ INDX 1 (part of annuity) — None — Closed
IPMIT EQ INDX 1 (part of annuity) — None — Closed
JPM IT INTREPID GR (part of annuity) — None — Closed
JPM IT INTREPID GR (part of annuity) — None — Closed
JPM IT INTREPID MDCAP (part of annuity) — None — Closed
JPM IT MDCAP GR {part of annuity) — None — Closed
JPM IT MDCAP GR (part of annuity) — None — Closed
JPM IT US EQ (part of annuity) — None — Closed
NW NVIT MNY MKT 1 (part of annuity) — None — Open
Co-trustee and co-executor
Co-trustee and co-executor
Agreement — 20142015 — received further retum of partnership capital contribution from Mayer Brown LLP; remaining amount expected to be puid out in 2015
(1) In my initial 2014 Financial Disclosure Report | noted in Section VII that items 63-68 of Part VII were incorrectly included im my 2013 Financial Disclosure
Report, as | could find no evidence | sold them during 2014, and yet no evidence I owned them at the end of 2014. For that reason 1 did not include them in my
initial 2014 Report, but | stated 1 would continue to look for records to explain this anamoly.
urchased
2003. So the funds
1 have since located the appropriate records. These funds are in a non-qualified annunity
themselves were properly reported in the 2013 Report, and this amendment to the 2014 Report added them at limes 123-32 in Section VIL
| have also since learned that annuities such as these have no dividend or interest incomes, but rather the funds simply change in value over time. Income is
reported (through an IRS Form 1099) upon a withdrawal of which there have been none, So 1 have reported no income on these items on this amended 2014
Report. My reported income on the 2013 Report was based on estimates of the values of the funds, but was incorrect. 1 will amend my 2013 Report if required.
(2) Part VIL, item 22 on my 2013 Financial Disclosure Report was also incorrectly reported. The mvestment was titled "ISHARES Russell 1000 Value Index
Fund." 1 have since learned that it is the same fund as "ISHARES Russell 1000 Value Fund.” It was incorrectly separated from several disclosures of the
"ISHARES Russell 1000 Fund™ made on the 2013 Form (items 7, 33, 44). Accordingly, item 22 on the 2013 Form will not be shown as held or sold on the 2014
Form. Once agam, I will amend the 2013 Form if that is required.
(3) The audit function stated that 1 should mark items 128 and 132 in Part VII as "Closed (Part)," but this is not an option in the drop-down menu for dispositions.
The Committee staff said that | should indicate this issue here,
(4) This second amendment is to report a previously inadvertantly non-disclosed asset. On 4/19/06 Jl invested $9,500 in the Fidelity Founding mutual fund,
held m Jl IRA. On 5/16/13, thut investment was converted to the Franklin Moderate Allocation mutual fund, with a value of $11,981.09. There have never been
uny outside contributions or withdrawals from this fund, and its growth is from automatic re-investment of dividends.
I reported the 2014 Franklin Moderate Allocation income on line 103 of the disclosure form, but had inadvertently failed to report the two assets (Fidelity
Founding converted to the Franklin Moderate Allocution in 2013) and the dividends derived therefrom on my 2013 disclosure. When | recently telephoned the
staff for the Committee on Financial Disclosure, they suggested | make this disclosure here in Section VIII, rather than also amending my 2013 report.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.