Thomas Michael Durkin

2014Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 132

    investments

  • 2

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

As filed

CD Firstbank Puerto Rico — Interest

CD Synovus Bank GA — Interest — Redeemed

CD American Express Centuri — Interest

CD General Electric Capital Bank — Interest

CD General Electric Capital Bank — Interest

ISHARES Russell 1000 Growth Fund — Int/Div

ISHARES Russell 1000 Value Fund — Int/Div

ISHARES Russell Midcap Growth Fund — Int/Div

ISHARES Russell Midcap Value Fund — Int/Div

ISHARES Gold Trust — None

ISHARES Silver Trust — None

ISHARES MSCI BRIC ETF Fund — Int/Div — Sold

ISHARES RS 2000 RS Growth Fund — Int/Div — Sold

ISHARES RS 2000 RS Value Fund — Int/Div — Sold

ISHARES MSC Indonesia Fund — Int/Div — Sold

Chase accounts (various cash accounts) — Interest

Northern Trust account (cash account) — None

Nikrud LLC — None

JP Morgan Investor Growth Fund — Int/Div

Investco American Franchise Fund — Int/Div

Memill Lynch Bank Deposit Program (cash account) — Interest

New Jersey St Trans TR, NJ Revenue Muni Bond — Interest — Redeemed

New Jersey Economic Dev, NJ Revenue Muni Bond — Interest

Toledo Ohi Cap IMPT, OH General Obligation Muni Bond — Interest

Grapevine Texas Muni Bond — Interest

Aiken Cnty SC Cons Sch Bond — Interest

Eagle Garfld CO SD RE 50J Bond — Interest

ISHARES MSC Japan Fund — Int/Div — Sold

ISHARES Russell 1000 Growth Fund — Int/Div

ISHARES Russell 1000 Value Fund — Int/Div

ISHARES Russell Midcap Growth Fund — Int/Div

ISHARES Russell Midcap Value Fund — Int/Div

ISHARES MSCI EAFE Fund — Int/Div — Sold

ISHARES Gold Trust — None

ISHARES Silver Trust — None

ISHARES MSCI BRIC ETF Fund — Int/Div — Sold

ISHARES RS 2000 Growth Fund — Int/Div — Sold

ISHARES RS 2000 Value Fund — Int/Div — Sold

ISHARES MSC Indonesia Fund — Int/Div — Sold

ISHARES Russell 1000 Growth Fund — Int/Div

ISHARES Russell 1000 Value Fund — Int/Div

ISHARES Russell Midcap Growth Fund — Int/Div

ISHARES Russell Midcap Value Fund — Int/Div

ISHARES MSC EAFE Fund — Int/Div — Sold

ISHARES Gold Trust — None

ISHARES Silver Trust — None

ISHARES MSCI BRIC ETF Fund — Int/Div — Sold

ISHARES RS Growth Fund — Int/Div — Sold

ISHARES RS 2000 Value Fund — Int/Div — Sold

Richland Cnty SC Muni Bond — Interest

Eagle Garfld Co SD RESO) Bond — Interest

ISHARES MSCI Japan Fund — Int/Div — Sold

ISHARES MSC Indonesia Fund — Int/Div — Sold

AUD Australian Govt, Australian Bond Taxable — Interest

Cocoa Fla WTR&SWR REV, FL Revenue Muni Bond — Interest — Redeemed

CD Bank of Baroda — Interest — Buy

CD First Niagra Bank — Interest — Buy

CD Key Bank Natl Assn — Interest — Buy

CD Sallie Mae Bank/Salt — Interest — Buy

CD Goldman Sachs Bk USA — Interest — Buy

CD Discover Bank — Interest — Buy

Cook Cnty 111 Sch Dist Municipal Bond — Interest — Buy

ISHARES S&P Small Cap 600 — Interest — Buy

ISHARES S&P Small Cap 600 — Interest — Buy

Washington St Motor Bond — Interest — Buy

Colorado St Brd Gov Lnv Bond — Interest — Buy

Oklahoma St Wir Res Brd Bond — Interest — Buy

Atlanta GA Bond — Interest — Buy

Galveston Cnty Tex Pass Bond — Interest — Buy

ISHARES S&P Small Cap Growth 600) — Int/Div — Buy

ISHARES S&P Small Cap 600 Value — Int/Div — Buy

ISHARES S&P Small Cap 600 Growth — Int/Div — Buy

ISHARES S&P Small Cap 600 Value — Int/Div — Buy

SPDR S&P ETF Trust — Int/Div — Buy

ISHARES Russell 2000 ETF — Int/Div — Buy

ISHARES MSCI EAFE ETF — Int/Div — Buy

American Century Value Fund — Int/Div — Buy

Blackrock FDS — Int/Div — Buy

Blackrock Inter Index Fund — Int/Div — Buy

Delaware Group Emerging — Int/Div — Buy

Dodge & Cox Funds International — Int/Div — Buy

Dodge & Cox Income Fund — Int/Div — Buy

Federated Institutional High — Int/Div — Buy

Goldman Sachs Small Cap — Int/Div — Buy

Goldman Sachs Emergmg Mkts — Int/Div — Buy

John Hancock Income Fund — Int/Div — Buy

Oakmark Fund — Int/Div — Buy

JP Morgan IT US Equity — Int/Div — Buy

JP Morgan TR 11 Core — Int/Div — Buy

JP Morgan TR 1 Mid Cap — Int/Div — Buy

JP Morgan TR 1 Small Cap — Int/Div — Buy

JP Morgan TR 11 High Yield — Int/Div — Buy

JP Morgan Short Duration Bond — Int/Div — Buy

JP Morgan Growth Advantage — Int/Div — Buy

JP Morgan TR International — Int/Div — Buy

Massachusetts Investors — Int/Div — Buy

MFS Ser TR X Emerging Markets — Int/Div — Buy

MFS Research International — Int/Div — Buy

Pimco Short Term Fund — Int/Div — Buy

T Rowe Price New Income Fund — Int/Div — Buy

Vanguard Short Term Bond — Int/Div — Buy

Wells Fargo Advantage Funds — Int/Div — Buy

Franklin Moderate Allocation — Int/Div

Dodge & Cox Funds International — Int/Div — Buy

Goldman Sachs Small Cap — Int/Div — Buy

Goldman Sachs Small Cap — Int/Div — Buy

JP Morgan TR II High Yield — Int/Div — Sold (part)

JP Morgan Short Duration Bond — Int/Div — Buy

Pimco Short Term Fund — Int/Div — Buy

Vanguard Short Term Bond — Int/Div — Sold (part)

Wells Fargo Advantage Funds — Int/Div — Sold (part)

Cohen Steers Real Estate Securities — Int/Div — Buy

Cohen Steers Real Estate Securities — Int/Div — Sold

SPDR S&P S00 ETF Trust — Int/Div — Buy

SPDR S&P S00 ETF Trust — Int/Div — Sold (part)

JP Morgan TR 1 Emerging Markets — Int/Div — Buy

JP Morgan TR Emerging Markets — Int/Div — Sold

Vanguard Sector Index — Int/Div — Buy

Vanguard Sector Index — Int/Div — Sold

Pimco Total Retum — Int/Div — Buy

Pimco Total Retum — Int/Div — Buy

Pimco Total Retum — Int/Div — Sold

JPM IT COR BD 1 (part of annuity) — None — Open

JPM IT EQ INDX 1 (part of annuity) — None — Closed

IPMIT EQ INDX 1 (part of annuity) — None — Closed

JPM IT INTREPID GR (part of annuity) — None — Closed

JPM IT INTREPID GR (part of annuity) — None — Closed

JPM IT INTREPID MDCAP (part of annuity) — None — Closed

JPM IT MDCAP GR {part of annuity) — None — Closed

JPM IT MDCAP GR (part of annuity) — None — Closed

JPM IT US EQ (part of annuity) — None — Closed

NW NVIT MNY MKT 1 (part of annuity) — None — Open

Co-trustee and co-executor

Co-trustee and co-executor

Agreement — 20142015 — received further retum of partnership capital contribution from Mayer Brown LLP; remaining amount expected to be puid out in 2015

(1) In my initial 2014 Financial Disclosure Report | noted in Section VII that items 63-68 of Part VII were incorrectly included im my 2013 Financial Disclosure

Report, as | could find no evidence | sold them during 2014, and yet no evidence I owned them at the end of 2014. For that reason 1 did not include them in my

initial 2014 Report, but | stated 1 would continue to look for records to explain this anamoly.

urchased

2003. So the funds

1 have since located the appropriate records. These funds are in a non-qualified annunity

themselves were properly reported in the 2013 Report, and this amendment to the 2014 Report added them at limes 123-32 in Section VIL

| have also since learned that annuities such as these have no dividend or interest incomes, but rather the funds simply change in value over time. Income is

reported (through an IRS Form 1099) upon a withdrawal of which there have been none, So 1 have reported no income on these items on this amended 2014

Report. My reported income on the 2013 Report was based on estimates of the values of the funds, but was incorrect. 1 will amend my 2013 Report if required.

(2) Part VIL, item 22 on my 2013 Financial Disclosure Report was also incorrectly reported. The mvestment was titled "ISHARES Russell 1000 Value Index

Fund." 1 have since learned that it is the same fund as "ISHARES Russell 1000 Value Fund.” It was incorrectly separated from several disclosures of the

"ISHARES Russell 1000 Fund™ made on the 2013 Form (items 7, 33, 44). Accordingly, item 22 on the 2013 Form will not be shown as held or sold on the 2014

Form. Once agam, I will amend the 2013 Form if that is required.

(3) The audit function stated that 1 should mark items 128 and 132 in Part VII as "Closed (Part)," but this is not an option in the drop-down menu for dispositions.

The Committee staff said that | should indicate this issue here,

(4) This second amendment is to report a previously inadvertantly non-disclosed asset. On 4/19/06 Jl invested $9,500 in the Fidelity Founding mutual fund,

held m Jl IRA. On 5/16/13, thut investment was converted to the Franklin Moderate Allocation mutual fund, with a value of $11,981.09. There have never been

uny outside contributions or withdrawals from this fund, and its growth is from automatic re-investment of dividends.

I reported the 2014 Franklin Moderate Allocation income on line 103 of the disclosure form, but had inadvertently failed to report the two assets (Fidelity

Founding converted to the Franklin Moderate Allocution in 2013) and the dividends derived therefrom on my 2013 disclosure. When | recently telephoned the

staff for the Committee on Financial Disclosure, they suggested | make this disclosure here in Section VIII, rather than also amending my 2013 report.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Thomas Michael Durkin | Frix