Diane Finkle

Great West Lifetime Advan. IRA, Mod Consy, Profile 11 — Int/Div

Ursillo, Teitz & Ritch Realty IV, Appraisal, 12/0872011 — Int/Div

First Eagle Gold Fund Class A, Mutual Fund — None

HSA Bank. Account — Interest

MFS Municipal Income Fund-A — Interest

Commonwealth Municipal Income Fund — None

UBS Pace Int'l Equity Investments Class P — Int/Div

Phoenix Big Edge Plus, Mutual Fund. Annuity — Int/Div

Bank Rhode Island. Account — None

Hartford Select Dimensions Fund, { Annuity) — Int/Div

Phoenix Big Edge Plus, Mutual Fund, (Annuity) — Int/Div

Fidelity FA Freedom 2020 1, 401(K)/Profit Sharing Plan — Int/Div

Pioneer Value Fund A — Int/Div

Ursillo, Teitz & Ritch Ltd. Appraisal 12/08/11 — None

American Express Money Market Account — Interest

UBS Pace Int'l Emerging Markets Equity Investments Class P — Int/Div

UBS Pace Global Real Estate Securities Investments Class P — Int/Div

UBS Pace Large Co Growth Equity Investments Class PP — Int/Div

Grow ALPS ETF TR Alerian MLP EFT — Int/Div — Buy

BlackRock Floating Rate INC PRT Inst] 1 — Int/Div — Buy

BlackRock Floating Rate INC PRT Inst] 1 — Buy (add'l)

Fidelity Floating Rate High Income — Int/Div — Sold (part)

Fidelity Floating Rate High Income — Sold

First TR Value Line Index FD SHS — Int/Div — Buy

Goldman Sachs Global Income Fund — Int/Div — Sold (part)

Goldman Sachs Global Income Fund — Sold (part)

Goldman Sachs Strategic Income Fund — Int/Div — Buy

Goldman Sachs Strategic Income Fund — Sold

Lord Abbett Short Duration Income Fund — Int/Div — Sold

Lord Abbett Short Duration Income Fund — Buy

Lord Abbett Short Duration Income Fund — Buy (add'l)

Indexiq ETF TR IQ Hedge Multi-Strutegy — Int/Div — Sold (part)

Ishares Mormingstar Large Cap Growth ETF — Int/Div — Sold

Ishares TR Russell Mid-Cap ETF — Int/Div — Sold

shares TR Global ETF — Int/Div — Sold

Ishares TR Russell 2000 Value ETF — Int/Div — Buy (add'l)

Ishares TR Russell 2000 Value ETF — Sold (part)

shares TR MSCI ACWI ETF — Int/Div — Sold

Power Shares Exchange Traded Fund TR 11 — Int/Div — Buy

Power Shares FTSE RAFI US 1000 ISIN — Int/Div — Sold

SPDR Index SHS FDS S&P World Ex-US ETF — Int/Div — Sold

SPDR SER TR Bloomberg Barclays — Int/Div — Buy

SPDR SER TR Bloomberg BRC SRT (formerly High Yield Bond) — Int/Div — Sold (part)

Putnam Absolute Return 700 Fund CLY — Int/Div — Sold (part)

Putnam Absolute Return 700 Fund CLY — Sold (part)

Putnam Short Duration Income CL Y — Int/Div — Buy

Vanguard FTSE Emergng Markets E1r (Equity — Int/Div — Sold (part)

Vanguard FTSE Emergng Markets E1r (Equity — Sold (part)

Schwab Strategic TR US Dividend Equity Fund — Int/Div — Buy

Wisdomtree TR Intl Large Cap Divid FD — Int/Div — Buy

Wisdomtree TR Mid Cap Divid FD — Int/Div — Buy

Select SPDR TR SHS Ben Int Consumer — Int/Div — Buy

Select SPDR TR SHS Ben Int Consumer — Sold

SPDR SER TR S&P Divd ETF — Int/Div — Buy

Gateway Fund Class Y — Int/Div — Buy

Gateway Fund Class Y — Int/Div — Buy (add'l)

UBS Pace Large Co. Value Equity Investments Class P — Int/Div

UBS Pace Small/Medium Co Growth Equity Invesstments Class P — Int/Div

UBS Pace Small/Medium Co Value Equity Investments Class P — Int/Div

UBS Pace Global Fixed Income Investments Fund Class P — Int/Div

UBS Pace High Yield Investments Class P — Int/Div

UBS Pace Intermediate Fixed Income Investments Class P — Int/Div

UBS Pace Mortgage-Backed Securities Fixed Income Investment Class P — Int/Div

UBS Pace Municipal Fixed Income Investments Class P — Int/Div

UBS Pace Strategic Fixed Income Investments Class P — Int/Div

Wells Fargo Intermediate Tax/ AMTFREE Fund Class C — Int/Div

UBS Pace Government Money Market Investments Fund Class PP — Int/Div

Secretary- Westcote Drive Association, Westcote Drive Association; umcorporated private association

Trustee, Michael A. Ursillo 2007 Irrevocable Life Insurance Trust (unfunded)

Trustee, Diane Finkle Revocable Trust Dated February 10, 1999, as amended (unfunded)

Liability — Coastway Community Bank — Commercial Real Estate Mortgage

Reimbursement — American Bankruptcy Institute — TN42016-7/17/2016 — Bretton Woods, NH — cducational seminar and conference — registration fee, lodging and meals

Spouse's income — 2016 — Ursillo, Teitz & Ritch, Lid- salary and employee benefits

Part I. Lines 2 and 3. These trusts have no assets.

Part VIL Line 20. 1 realized that in the reporting for 2015, the fund listing in lines and 20 was a duplication, That has now been corrected.

Part VIL. Line 44. Former name of fund was SPDR TR Barclays High Yicld Bond ETF.

Part VIL. Lines 7, 16-18 were amended and Lines 57-67 were added in response to a letter form the Committee on Financial Disclosure of the Judicial Conference

to list the full names of each fund within investment portfolios held myself and members of my household serviced by UBS Financial Services Inc. In all prior

filed reports the investments in these protfolios were listed as "UBS Pace Select Fund, Mutual Fund” and "UBS Pace Select Fund, Mutual Fund (TRA)™

Part VIL. Line 40. To clarify, the fund listed on this line is the same fund owned and listed in my 2015 annual disclosure report as "Powershares Exchange-Traded

Fund. In my 2016 annual report on line 40, the full and correct name of this fund was used, the full name being "Power Shares FISE RAFI US 1000 ISIN (ticker

identification "PRF").

part VIL Line 43. To clarify, the fund listed on this line is the same fund listed in my 2015 annual report on line 17 as ""SPDR SER TR Barclays Short”. The name

of th efund changed in 2016. The full name of the fund listed in my 2015 report

was “SPDR SER Tr Barclays High Yield Bd ETF", and in 2016 the name was changed to "SPDR Series Trust Bloomberg Brelys” (ticker identification "JNK").