Nancy H. Lord

Neuberger Berman Large Cap Value Investor f/k/a Partners Fd — Int/Div

Neuberger Berman Focus Fund Investor Class — Int/Div

MetLife, Inc common stock (MetLife Policy Holder Trust) — Int/Div

MetLife "Whole Life" Policy — Int/Div

Prudential (Herzfeld & Rubin, P.C. Empl 401K Plan)

LP. Morgan Chase IRA (CD)

Agreement — 12/28/12 — Pension - New York State Employees’ Retirement System - Monthly Pension Check (no control)

Liability — Key Bank — Unsecured Preferred Credit Line Account

Liability — MetLife — Loan against Own "Whole Lite" Life Insurance Proceeds

Income — 2014 — Income Denved from Monthly Payment from NYS Retirement System (NYS & Local Employees Retirement System) — $20,791.00

Income — System which commenced 2/1/14 following death of Stunley Lord (1/1214)

Part VIL. Investments and Trusts

Re « Prudential / Herzfeld & Rubin, P.C. Employees’ 401{k) Plan, Nothing is being contributed by Herzfeld & Rubin, P.C. or has been contributed by Herzfeld &

Rubin, P.C. (a former employer) since 1 left the firm's employ in 1999. 1 do not receive any income as this is a retirement plan but 1 have indicated the change in

value for the reporting year in column B(1). The names of the funds that are currently contained within my 401(k) account are: "Stable Value Fund” (Gross Value

Code J): "Loomis Sayles Global Markets Y" (Gross Value Code N) ; "Invesco Comstock A” (Gross Value Code L); "MFS Intemational Value R4" (Gross Value

Code K); and "Oppenheimer Int'l Growth Y." (Gross Value Code J).

Part VIL. Investments and Trusts

Item 4 - A dividend is earned cach year on the anniversary of this whole-life policy which automatically results in the acquisition of additional insurance coverage.

Since the anniversary date is in June each year, | have mcluded the dividend amount for 2014, (the dividend amount would fall within category "B* but the amount

of additional insurance that the dividend purchased falls within category "D", so I used category ("D"). For "gross value" at end of the reporting period, | have

provided the cash surrender value information which falls within category "L".