Alan Cooke Kay

Bank of America — Interest

Wells Fargo Bank — Interest

DOJFCU (CD) — Interest

Pacific Life Ins. Select Exec NI — Int/Div

Pacific Life Var. Umv Life. Ins — Int/Div

RBC Bank Deposit Program (Money Mkt) — Interest

EQUITIES

Artersian Res. Corp. CL A — Int/Div

Carlyle Group Unit Ltd Partn. LP com — Int/Div — Buy

Conoco Phillips com — Int/Div

Cisco com — Int/Div — Sold

Exelon Corp. — None — Sold

Exxon Mobile Corp — Int/Div

General Electric Co. com — Int/Div

IP Morgan Chase — Int/Div

Kinder Morgan — Int/Div — Buy

Morgan Stanley Dep Shs Rep. 1/1000 Pfd Ser A Non Cum Var — None — Sold

Microsoft Corp — Int/Div

Phizer Inc — Int/Div

MUTUAL FUNDS

Blackstone GSO Stratigic Fund SBI — Int/Div

DWS Global/lntl. FD Inc. RREEF Global Infrastructure Fd — Int/Div — Buy

Ivey Funds Inc. Asset Strgy Fond — Int/Div

Ivey Funds Inc. Asset Stregy Fnd — None — Sold (part)

Oppenheimer Devip Mkts Fd — Int/Div

Pimco Dynamic Income Fnd — None — Sold

Pimeo All Asset P f/k/a Pimco Fds Pac Inv Mgmt Ser All Asset Fd — Int/Div

Pimco Income Strategy Fd f/k/a Prudential Income Strategy Fund — Int/Div

Powershares Exch Traded FD TR 11 S&P S00 Low Volatility Port — Buy

Prudential Inv. Port Inc 10 Jennison Equity Income Fd — Int/Div

Prudential Inv.Port Inc. 10 Jennison Equity Income Fd — None — Sold (part)

Prudential Inv. Portfolios 9 Absolute Ret BD — Int/Div — Buy

fk/a/Prudentential Sector Fd Ins Hith Sci Fad CLI

w/a Prudential Jennison Health Scwence Fd — None

Prudential Jennison Health Science Fd — None — Sold (part)

Prudential Total Return Bond Fd Inc — Int/Div

Executive Committee, Lawyers Club

Director, Inwood House