Sandra Segal Ikuta

Trust #1 — Rent

Rental property, Agoura, CA

50% mterest in rental property, Venice, CA

500% interest in rental property, West Los Angeles, CA (Y)

33% interest in rental property, Santa Monica, CA (Y)

Rental property, Los Angeles, CA (Y)

IRA #) — Int/Div

CNR Prime MM Fd Serv IE

CNR Corporate Bd Fd Serv C) gm — Buy (add'l)

CNR Corporate Bd Fd Serv C) gm — Buy (add'l)

CNR Corporate Bd Fd Serv C) gm — Buy (add'l)

CNR Govt Bd Fd Serv Cl ml — Buy (add'l)

CNR Govt Bd Fd Serv Cl ml — Buy (add'l)

CNR High Yield Bond Fund Serv Jl — Sold (part)

CNR High Yield Bond Fund Serv Jl — Buy (add'l)

Doubleline Total Return Bond Fund — Sold (part)

Doubleline Total Return Bond Fund — Sold (part)

Eaton Vance Floating Rate Bond Fund C1 ] — Sold

Eaton Vance Fl Rate Adv Fd C1 1 — Buy

Eaton Vance Fl Rate Adv Fd C1 1 — Buy (add'l)

Ivy High Income Fund CI — Sold (part)

Ivy High Income Fund CI — Sold

Principal Preferred Securities Fund INSTL — Sold (part)

Principal Preferred Securities Fund INSTL — Sold

CNR US Core Equity Fd Ser [mm — Buy (add'l)

CNR US Core Equity Fd Ser [mm — Buy (add'l)

ING Global Real Estate Fund — Sold (part)

Oppenheimer Dev Markets Cl — Buy (add'l)

PIMCO Commodity RR Strategy Inst! ll — Buy (add'l)

PIMCO Commodity RR Strategy Inst! ll — Sold

Touchstone Small Cap Core Fund Y — Sold (part)

Touchstone Small Cap Core Fund Y — Buy (add'l)

Ishares Gold Trust Shs Bene Int — Sold

Ishares S&P US Preferred Stock Index Fund — Sold

SPDR S&P Dividend ETF — Buy (add'l)

SPDR S&P Dividend ETF — Buy (add'l)

SPDR S&P Dividend ETF — Buy (add'l)

Vanguard FISE Developed Markets ETF — Buy (add'l)

Market Vectors Emer HY Bd ETF — Buy

PIMCO Commodity Plus Strat Ins — Buy

Brokerage Account #1 (H)

Vanguard 500 Index Fund Inv — Int/Div

Vanguard Small Cap Index Fund Inv — Int/Div

American Funds VCSP/College America <20A — Int/Div

Growth Fund of America — Sold (part)

The Investment Company of America — Sold (part)

Washmgton Mutual Investors Fund — Sold (part)

The Bond Fund of America — Sold (part)

Brokerage Account #2 (H)

CNR Calif Tax-Exempt Money Market — Interest

CNR US Core Equity Fd Ser [mm — Int/Div — Sold (part)

CNR US Core Equity Fd Ser [mm — Buy (add'l)

ONR Calif Tax-Exempt Bd Fd Serv — Int/Div — Sold (part)

CNR High Yield Bond Fund Serv Il — Int/Div — Sold (part)

CNR Emerging Markets Fund — Int/Div — Buy

UNR Fixed Income Opportumties Fd. Cl EE (X) — Int/Div

ONR Dividend & Income Fd CIN — Int/Div — Buy

SPDR S&P Dividend ETF — Int/Div — Sold (part)

SPDR S&P Dividend ETF — Sold

Doubleline Total Return Bond Fd — Int/Div — Sold (part)

Doubleline Total Return Bond Fd — Sold (part)

Ivy High Income Fund Class — Int/Div — Sold (part)

Touchstone Small Cap Core Fund Y — Int/Div

Pimco Commodity RR Strategy- Inst ill — Int/Div — Sold

Principal Preferred Securities INSTL — Int/Div — Sold

ING Global Real Estate Fund — Int/Div

Ishares Gold Trust — None — Sold

Oppenhemmer Developing Mkt C1 1 — Int/Div

Eaton Vance Floating Rate C1 1 — Int/Div — Sold

Eaton Vance Fl Rate Adv Fd Cl — Int/Div — Buy

Eaton Vance Fl Rate Adv Fd Cl — Sold

Vanguard FTSE Developed Markets E11 — Int/Div

Series EE U.S. Savings Bonds — Interest

City National Bank Preferred Ladder Money Market — Interest

ING Flexible Premium Adjustable Universal Life Insurance — Interest

Japanese American Community Credit Union (X) — Int/Div

50% interest in rental property, West Los Angeles, CA (X) — Rent

33% mterest in rental property, Santa Monica, CA (X) — Reat

Rental property, Los Angeles, CA (X) — Ret

Rental Property #2, Los Angeles, CA (X) — Rent

Wine collection (X) — None — Sold (part)

Agreement — 1997 — O'Melveny & Myers Defined Benefit Plan with former law firm (no control)

Liability — Bank of America — Mortgage on rental property, Agoura, CA

Liability — Natonstar Mortgage, LLC — Mortgage on rental property, Agoura, CA

Liability — Citimortgage — Mortgage on rental property, West Los Angeles, CA

Liability — Union Bank — Mortgage on rental property, West Los Angeles, CA

Liability — City National Bank — Mortgage on rental property, Los Angeles, CA

Reimbursement — The Federalist Society — 2130 2/11/13 — Stanford, CA — Educational program — Transportation, food, and hotel

Part VI, lines 3 & 4: the value code represents 100% of the mortgage, but the reportable interest in the property is 50%

Part VI, line 5: the value code represents 100% of the mortgage, but the reportable interest in the property is 33%

Part VII, lines 3, 77, and 78: income and value are calculated based upon the reportable interest in the properties

Part VIL line 7: IRA #2 in the prior

Part VII, line 8: name change - formerly CNI Money Market

Part VIL, line 9: name change - formerly CNI Charter Corporate Boud Servicing

Part VII, line 12: name change - formerly CNI Charter Gov't Bond Fund (lines 14 and 55 in 2012 report)

Part VII, line 14: name change - formerly CNI Charter High Yield Bond Fund

Part VII, line 16: same as line 21 of the prior report

Part VII, lines 25 and 51: name change - formerly CNI Charter US Core Equity Ser

Part VIL, lines 38 and 72: name change - formerly Vanguard MSCI EAFE ETF

Part VII, line 42: same as line 77 of the prior report

Part VII, line 43: same as line 78 of the prior report

Part VII, line 50: name clarification - formerly CNI Money Market/CNI Charter CA Tux Exempt Money Market

Part VII, line 53: name change - formerly CNI Charter Cal Tx Exmpt Serv

Part VIL line $4: name change - formerly CNI Charter High Yd Bd Fd Inst

Part VII, line 55: name change - formerly CNI Emerging Markets Fund

Part VII, lines 67 and 81 - these assets did not generate income during the reporting period

Part VII, lines 128 and 130 of the prior report were sold in their entirety during 2012