Joan Glazer Margolis

J.P. Morgan Chase Bank, New Haven, CT Bank Accs. &IRA. Bank — Interest

Key Bank (fka First Niagara Bank), New Haven, Bank Accounts — Interest

State of Israel.Bonds {Mazel Tov Savings Bonds) — Interest — Sold (part)

State of Israel Bonds (7th Dev. Reg. Savings Amended Bond) — Interest — Sold (part)

Connecticut Light & Power Co., Preferred Stock — Int/Div

Avangrid (fka United Hlluminating Co. ), Common Stock — Int/Div

Puerto Rico Zero Coupon Bonds — Interest

LP. Morgan Fund (formerly Chase Vista Trust) — Interest

Columbia Seligman Henderson Glob. Tech Fund (fka Seligman) — Int/Div

Microsoft Corp., Stock — Int/Div

Fundamental Investors, Inc — Int/Div — Sold (part) — to adult child

Growth Fund of America, Inc — Int/Div — Sold (part) — to adult child

Capital World Growth & Income Fund — Int/Div — Sold (part) — to adult child

Small Cap World Fund, Inc — Int/Div — Sold (part)

New World Fund — Int/Div — Buy (add'l)

New World Fund — Int/Div — Sold (part)

Euro Pacific Growth Fund — Int/Div — Sold (part)

New Economy Fund SBI — Int/Div

American Mutual Funds, Inc — Int/Div

Columbia Seligman Comm. & Info. (fka Seligman Comm. ), Stock — Int/Div — Sold (part)

LP. Morgan Chase Corp... Stock — Int/Div

Cisco Systems Inc. Stock — Int/Div

Pfizer. Inc. Stock — Int/Div

Nippon Telegraph & Telephone Co., Stock — Int/Div — Distnibuted — to adult child

Amgen, Inc., Stock — Int/Div

Qualcomm, Inc.. Stock — Int/Div

Proctor & Gamble Co.. Stock — Int/Div

Home Depot, Stock — Int/Div — Distnbuted — to adult child

Impact Capital Strategies (ka Wells Fargo Bank, NA). Market Fund — Interest

General Electric. Stock — Int/Div — Sold (part) — to adult child

AXA Equitable Fund — Interest

Pub. Sve. Enter. Gr. Inc. (fka PSEG), Stock — Int/Div — Sold (part) — to adult child

Johnson & Johnson, lnc.. Stock — Int/Div — Distnbuted — to adult child

KeyCorp. (fka First Niagara Financial Group, LLC), Stock — Int/Div — Sold (part)

KeyCorp. (fka First Niagara Financial Group, LLC), Stock — Int/Div — Sold (part) — to adult child

Verizon Communications. Stock — Int/Div

RBC Bank Deposit Program (fka Prime Money Market Fund ) — Interest — Sold (part) — to adult child

Bristol Myer Squibb Co.. Stock — Int/Div — Distnbuted — to adult child

Intel Corp, Stock — Int/Div — Sold

Archer Daniels Midland Co... Stock — Int/Div

Milestone Scientific. Inc.. Stock — Int/Div

Hamden, CT, Property (in LLC) — Rent

Merck & Co.. Inc. Stock — Int/Div

Conn ST SPL Tax Obligation R Spl, Bond — Interest — Sold (part)

Shanghai OLED New Haven, LLC, Stock — Int/Div

JM. Smucker & Co. Stock — Int/Div

Roval Dutch Shell, PLC — Int/Div — Sold

Statoil ASA — Int/Div

Thompson Reuter Corp — Int/Div

Vodafone Group PLC — Int/Div

Mimois Tool Works Inc — Int/Div

Connecticut St. Ser B G/O — Int/Div — Redeemed

Enduro Rovalty Trust — Int/Div — Sold

Enterprise Products Partners, LP — Int/Div

Manning & Napier FDNCW Pro Blend Extended Term Serv, Class A — Int/Div

Prudential Premier Retirement B Series Annuity — Interest

CBOE Holdmgs, Inc — Int/Div

Manulife Financial Corp. — Int/Div

Novartis AG — Int/Div

Connecticut St. For Issues Dated Prior to 119/10 — Interest

Connecticut St SPL Tax Obligation Rey RFDG Trans Infra Serv — Interest — Redeemed

Connecticut St. Ref Ser D G/O Unlid B/E — Interest — Redeemed

Consolidated Edison, Inc — Int/Div — Distnbuted — to adult child

Citizens Bank — Interest — Distnbuted — to adult child

Caterpillar, Inc — Int/Div

Diebold. Inc — Int/Div

Conocophillips — Int/Div — Sold (part)

Conocophilips — Int/Div — Sold

AT&T — Int/Div

Realty Income Corp. REIT — Interest

Delek Group LTD, Sponsored ADR — Distribution

Pentair PLC, SHS — istmbution

Veolia — Distribution — Sold

West Haven, CT Property (owned by LLC) — None

Synchrony — Int/Div — Distributed — to adult child

SPDR Gold Trust — Distribution

IShares Russell 2000 Value ETF — Interest — Buy

Powershares Exchange Traded Fund Trust High Yield Equ. Divi. Achievers — Int/Div — Buy

Powershares S&P Midcap Low Votacity Portfolio S&P 400 Low — Int/Div — Buy

Powershares S&P Smallcap Low Volacity Portfolio S&P 600 — Int/Div — Buy

Vanguard Index Funds Vanguard Small-Cap FTF — Int/Div — Buy

Barclays Bank PLC Contingent Inv. Step Up Callable. Preferred Stock — Int/Div — Buy

Royal Bank of Canada Barrier Enhanced Retum Note — Interest — Buy

Guggenheim S&P 500 Fund — Int/Div — Buy

Guggenheim S&P 500 Fund — Int/Div — Distnbuted — to adult child

Trustee, Family Philanthropic Funds

Spouse's income — 2017 — Husband, Self-Emploved Attorney

Upon the death of several elderly relatives, | became the Trustee of philanthropic funds established by my relatives with a local charity. My role with respect

to these philanthropic funds is quite limited. As Trustee, my sole responsibility is to make recommendations for distributions to other charities, which

recommendations can be followed or ignored by the charitable foundation which administers the funds, This charitable foundation manages millions of dollars

of charitable funds (akin to a little version of the United Way), of which my relatives’ philathropic funds are just a small part. 1 have no knowledge of, or

responsibility for, any assets held by this fund; all these decisions ure vested solely in the discretion of the charitable foundation. | explained this in a letter to

CFD, dated July 30, 2004.

Thank you