Patricia A. Sullivan

MFS Investment Management (Educational Funds) — Int/Div

MFS Growth Allocation Fund B IMBGWX) — Int/Div

US Treasury EE Bonds — Interest

Northwest Mutual Life Policy "Adjustable ComplLife” — Int/Div

Minnesota Variable Group Universal Life Insurance Policy — Int/Div

Janus Aspen Forty — Int/Div

FID VIP Value — Int/Div — Sold

SFT "Pyrams" CEQ! (X) — Int/Div — Buy

Ivy VIP Value — Int/Div

FID VIP Equity Income — Int/Div

Janus Aspen OVES SS — Int

eriership mn J =n — Distribution

Sovereign Account — Interest

Sovereign Account (X) — Interest

Sovereign Money Market Account — Interest

Schwab Account (IRA) — Int/Div

Schwab Govt Money Fund (SWGXX) — Interest

Western Asset Macro Opportunities (LAOIX) — Int/Div — Buy

Invesco Global Market Neutral (MKNYX) — Int/Div — Buy

Charles Schwab Bank account — Interest

Fidelity Floating Rate HI INCM (FFRHX) — Int/Div

First Eagle High Yield FD A (FEHAX) — Int/Div

Flexshares ETF 1Boxx 3 Yr TRGT (TSTT) — Int/Div

Invesco Conv Securities FD CL (CNSAX) — Int/Div

Lord Abbett Short Duration (LALSZ) — Int/Div — Sold

Pimeo 0-5 High Yield Corp B (HYS) — Int/Div

Putnam Absolute Return 300 FD (PYTRX) — Int/Div — Sold (part)

Fidelity ADV Emerging MKis Ing {(FMKAX) — Int/Div

SPDR INTL Government TIPS ETF (WIP) — Int/Div

Templeton Global Bond Fund (TGBAX) — Int/Div

First Eagle US Value Fund CL (FEVAX) — Int/Div

Goldman Sachs Small Mid Cap (GSMYX) — Int/Div — Sold (part)

Heartland Value Plus (HNVIX) — Int/Div — Sold (part)

Heartland Value Plus (HNVIX) — Sold

Powershares S&P ETF 500 Low VO (SPLV) — Int/Div — Sold (part)

Putnam Capital Spectrum FD CL (PVSAX) — Int/Div

Royce Special Equity FD Invest (RYSEX) — Int/Div — Sold (part)

Invesco All Cap Market Neutral (CPNYX) — Int/Div — Buy

Invesco All Cap Market Neutral (CPNYX) — Buy

Schwab S&P S00 Select Shs (SWPPX) — Int/Div — Buy

First Eagle Overseas (SGOVX) — Int/Div

Ishares MSCI ETF Emerging MKTS (EEMV) — Int/Div

Powershares ETF S&P INTL (IDLV) — Int/Div

SCHW Intl SCAP ETF (SCHC) — Int/Div — Sold (part)

SPDR DJ Wilshire Intl Real Est (RWX) — Int/Div

SPDR DJ Wilshire REIT (RWR) — Int/Div — Sold

IPath DJ AIG Commodity Index (DJP) — None — Sold

DFA INTL Small Cap Value (DISVX) — Int/Div

Lord Abbett Inflation Focused FD (LIF1X) — Int/Div

Loomis Sayles Senior Flting Rate & Fixed (LSFYX) — Int/Div — Buy (add'l)

Putnam Capital Spectrum FD CL ¥ (PVSYX) — Int/Div

Harbor Capital Appreciation Inst] (HACAX) — Int/Div — Sold

Hartford Global Bond (HWDYX) — Int/Div

Schwab Account — Int/Div

Schwab Govt Money Fund — Int/Div

First Eagle US Value (FEVAX) — Int/Div

Fidelity ADV Emerging Mar (FMKAX) — Int/Div

IShares MSC (EEMV) — Int/Div

DFA INTL Small Cap (DISVX) — Int/Div

Royce Special Equity (RYSEX) — Int/Div — Sold (part)

Royce Special Equity (RYSEX) — Sold

First Eagle Overseas (SGOVX) — Int/Div

SPDR Nuveen Barclays (SHM) — Int/Div — Sold (part)

Schwab S&P 500 Select (SWPPX) — Int/Div

Templeton Global Bond Fund (TGBAX) — Int/Div

SPDR INTL Government (WIP) — Int/Div

MKT Vectors ETF (HYD) — Int/Div

Goldman Sachs Small Mid Cap (GSMYX) — Int/Div

Lord Abbett Inflation (LIFIX) — Int/Div

Loomis Sayles Senior (LSFYX) — Int/Div

SPDR DJ Wilshire INTL Real Estate (RWX) — Int/Div — Sold

Putnam Capital Spectrum (PVSYX) — Int/Div

SPDR DJ Wilshire REIT (RWR) — Int/Div — Sold (part)

JP Morgan Tax Aware Income Opp UTASX) — Int/Div

Vanguard Interm Term Tax Exempt (VWIUX) — Int/Div — Buy

Western Asset Macro Opportunities (LAOIX) — Int/Div — Buy

Invesco All Cap Market Neutral (CPNYX) — Int/Div — Buy

Member, Board of Directors of Roger Williams University School of Law

Manager und Member

Director, Rhode Island Bar Foundation

Director, Rhode Island Chapter of Federal Bar Association

Adpmnct Professor, Roger Willams University School of Law

Income — 2015 — Roger Wilhams University School of Law (compensation for teaching) — S3.000.00

Spouse's income — 2015 — Citizens Bank (pension)

Spouse's income — 2015 — Bank of America (pension)

Part 1:

Line 3: Please see the letter from the Committee on Codes of Conduct regarding the position listed on Line 3,

Part VII:

Line $-11: This life insurance policy provides me with quarterly reports that show the cash value for the policy, the investment gain/loss for the policy and the

"unit value" and "units held" in each "account listed on Lines 6-11. Each of the five accounts is 20% of the total. The statements provide no information about

the income earned in cach account. 1 have reported the income for the policy based on the total "investment gain/loss” as it appears in the year-end statement. The

income for the underlying accounts is an estimate bused on 20% of the total.

Line 7-8: The account listed on Line 7 (FID VIP Value) was “replaced” by the account (SFT "Pyramis" CEQ) now listed on Line 8 at what appears from the

records to have been a $52.71 loss. This apparently occurred in May 2014, and | inadvertently failed to note the replacement on my 2014 disclosure,

Line 12: The asset listed on Line 12 is membership in an entity that has never made a distribution to its members. The entity's sole asset, a vacation cottage, is

used by the members from time to time; | use an estimate of the value of this use as"income.”

Line 14: My husband and | both have checking accounts at Sovereign, In prior reports, | had reported them together as a single account. Because it is more

accurate to report them as two separate accounts, Ihave broken them out on this report. To be clear, the account now listed separately on Line 14 has always been

included in my prior reports.

Line 15: This IRA is actually two accounts, one in my name and one in my husband's name, managed by the sume person at Schwab.