Robert W. Pratt

BANKERS TRUST COMPANY — Interest

BROKERAGE ACCOUNT #1 (H)

MORGAN STANLEY BANK (CASH) — Interest — 3

BRISTOL MYERS SQUIBB CO (BMY) — Int/Div — “8

GOLDMAN SACHS GRP INC (GS) — Int/Div — =

KKR&COLPIKKRB) — Int/Div — 90

PUBLIC STORAGE (PSA.D) — Int/Div — 91

WELLS FARGO & COSER-X (WFC .X) — Int/Div — 92

MS EMERGING MKTS DOMESTIC DEBT — Int/Div — 4

INDIANAPOLIS IN WATER WORKS (4552852NS) — Interest — 20

WYLIECITY TEX COMB TAX REV — Interest — Sold (part) — 12

ALASKA MUN BND BK REV-1 — Interest — 57

ALASKA MUN BD BK ALASKA MUN BD BK AUTH REV (O1ITORPK IX) — Interest

NEW YORK NY CIT HSG DEV (64970MSK2) — Interest — 21

CLIVE IOWA GENL OBLIG- (188864209) — Interest — n

LONG ISLAND PWR AUTH N'Y ELEC SYS REV SER A OY (542690NR9) — None — 7

IOWA ST PRISON INFRASTRUCTURE FUND OBLIG (46257TTBK4) — Interest — 23

IOWA ST UNIV ACADEMIC BLDG (462582WRA) — Interest — 85

NEVADA STATE HIGHER EDUC (641496DLS) — Interest — 24

COLLEGE CHARLESTON SC HIGHER ED FACS REV REF-A (194208FBS) — Interest — 26

MARION IOWA URBAN RENWAL A (56961 ISH — Interest — 28

HONOLULU HAWAII CITY WASTE ZERO COUPON (438701AX2) — None — 29

IOWA FIN AUTH SINGLE FAMILY MTG REV SER-1 (46246 TMFS) — Interest — Sold (part) — 30)

IOWA FIN AUTH SINGLE FAMILY MTG REV SER-1 (46246 TMFS) — Sold (part)

CONNECTICUT HSNG FIN AUTH MORTG REV B-1 — Interest — 3]

FLORIDA HIGHER ED FACS FIN ALTH (34073TEAL) — Interest — 32

HOUSTON TEX WTR & SWR SYS REV SER A — None — 33

WALKER CNTY ALA BRD ED -A 1931541GGS) — Interest — 35

ORANGE BEACH ALA WTR SWR & FIRE (68407LFRS) — Interest — 16

VIRGINIA ST RES AUTH WTR & SWR ZERO COUPON (928 181IHRD — None — RH

MISSOURI ST HEALTH & EDL FACS AUTH (60637ACS9) — Interest — 19

HAMILTON ONTY OHIO SALES TAX ZERO COUPON (407287KHY) — None — 40

VIRGINIA ST HSG DEV AUTH COMWL (928 12UF60) — Interest — 41

CARSON CITY NEV CAP IMPT REF A (1458076H 1) — Interest — 42

CLARK ONTY NEV SCH DIST SER A (IRIOSORH — Interest — 43

METRO WA DC ARPTS AUTH DULLES TOLL RD REV-B (592643AP%) — None — +4

NORTHBROOK ILL GENL OBLIG SER 1 (663821TK2) — Interest — “+0

LOUDOUN CNTY VA INDL DEV AUTH PUB SAFETY (S4589NBCS) — Interest — 45

DAVENPORT IOWA COPR REF-A (23I83R8MV 1) — Interest — 4

SHARON MASS MUN PURP LN (819649XBS) — Interest — 51

PIMA COUNTY ARIZ GENERAL OBLIGATION (721663XD9) — Interest — 52

KINGSPORT TENN BE (496443N\L2) — Interest — 53

DES MOINES IOWA WTR REV REF B (250152G0Q2) — Interest — 54

JANESVILLE WI GENL BE (4708423X22) — Interest — 56

COLLIER ONTY FLA GAS TAX REV (19463PDGH) — Interest — 58

STATE UNIV IOWA ATHLETIC FACS REV (8575155M6) — Interest — 59

FORT BEND CNTY TEX WTR CTL & MPT DIST NO 2 (M6R20SZT) — Interest — 60

MONTGOMERY CO MD HSG OPP 16133492F8) — Interest — 61

AMES IOWA CMNTY SCH DIST — Interest — 62

DESCHUTES CNTY ORE ADMIN SCH DIST NO-1 (2503255A6) — Interest — 63

TOMPKINS ONTY NY IMPT GENL OBLIG (R90091UM 1) — Interest — Ha

JEA FLA WTR & SWR SYS SUB (46613PW4d) — Interest — Hs

PATCHOGUE-MEDFORD NY UN FREE SCH DIST (703023PJ4) — Interest — HH

BROOKHAVEN NY PUB IMPT-B (113152TF9) — Interest — 6

TENNESSEE ENERGY ACQUISITION CORP GAS REV (8SO443FED4) — Interest — Hs

LINCOLN CNTY KY SCH DIST FIN BE (533206K0Q0) — Interest — Hn

ARLINGTON TEX FOR ISSUES DATED BE (041796K YS) — Interest — 70

GRAND FORKS ND WTR BE (3R5514HXS) — Interest — 71

TRUMBULL CONN GENLT OBLIG (R981 16P51) — Interest — 72

FSU FINL ASSISTANCE INC FLA BE (302644DY2) — Interest — 73

HILLSBOROUGH CNTY FLA CMNTY INVT TAX BE (43231 YFSO) — Interest — 74

RUSHFORD MINN BE (782021HR3) — Interest — 75

ABERDENN TWP NJ BE (003269DW4) — Interest — 76

CITY OF HOUSTON TX COMBINED LTIL BE (442435N66) — Interest — hl

SOUTHEAST POLK IOWA CMNTY SCH DIST REV (84 1485BF4) — Interest — 82

NEW YORK STATE HSG FIN AGY BE (649861089) — Interest — 78

FLOWER MOUND TX BE (343487044) — Interest — 79

MAINE ST TPK AUTH SPL BE (560543BW9) — Interest — =0

IOWA ST SPL OBLIG (46257TDP) — Interest — 4

CLARK ONTY NEV GEN OBLIG {180848AVS) — Interest — Redeemed — 9

OHIO ST HOSP CLEVE CLINIC (6T7561GCH) — Interest — Redeemed — 11

AUSTIN TEX UTIL SYS REV ZERO COUPON (052474AK9) — None — Redeemed — 13

STCLAIR CNTY ILL GEN OBLIG ZERO (788244C0Q2) — None — Redeemed — 15

NEW YORK ST MTG AGY HOMEOWNER MTG (649883WD1Y) — Interest — Redeemed — 17

TAMPA FLA UTIL TAX OY (875287DH4) — None — Redeemed

COVINA CALIF PUB FIN WASTEWATER (223051 AGS) — Interest — Redeemed — 19

POWERSHIEK IOWA WTR ASSN WTR REV — Interest — Redeemed — 47

CLARK ONTY NEV SCH DIST BLDG-B (181059805) — Interest — Redeemed — 50

UNIVERSITY WASH UNIV REV (9152INFGH) — Interest — Redeemed

COLUMBUS OHIO SWR REV {199561FP1Y — Interest — Redeemed — 83

GOLDMAN SACHS (36161TVL6) — Interest — =6

AMERICAN EXPRESS (025SMOECY) — Int/Div — Buy

ROYAL BNK OF CANADA (78012KRKS) — Int/Div — Buy

SYNCHRONY DRAPER UT CD (8T164YQHO) — Int/Div — Buy

XEROX CORP (984121CHS) — Int/Div — Buy

BMW SALT LAKE CITY UT CD (OSSROAKX 1) — Int/Div — Buy

WALGREENS BOOTS ALLIANCE (931427A01) — Int/Div — Buy

AT & T INC (00206REMD) — Int/Div — Buy

QUALCOMM INC (747525AU7) — Int/Div — Buy

ABBOTT LABORATORIES (002824BCY) — Int/Div — 03

IRA #1 (H)

MORGAN STANLEY BANK — Interest — 9s

MS MARKET LINKED NOTE DIA — None — 06

JPMORGAN CHASE & COBB (JPM. H) — Int/Div — 131

KKR&COLP(KKRB) — Int/Div — 132

PUBLIC STORAGE (PSA.D) — Int/Div — 133

WELLS FARGO & CO (WFC. W) — Int/Div — 134

MS ERMERGING MKTS DOMESTIC DEBT (EDD) — Int/Div — us

WESTERN ASSET HIGH YIELD (HYD — Int/Div — 101

STATE UNIV IOWA UNIV REV (857536DMS) — Interest — 97

ASSURANT INC (04621 XAES) — Interest — 110

MORGAN STANLEY — Interest — Buy (add'l) — 113.116

DOW CHEMICAL COMPANY 1260541. XMO) — Interest — 112

ROYAL CANK OF CANADA (T8012KRKS) — Int/Div — Buy

ASTRAZENECA PLC (IMB3S3AFS) — Interest — 114

AMERICAN EXPRESS (0258MOECY) — Int/Div — Buy

GENERAL ELECRTIC CAPITAL CORP — Int/Div — Sold (part) — 118.120

AVON PRODUCTS INC (0S4303AX0) — Interest — 130

TEVA PHARMA FIN IV LLC (SR166HAD9)Y — Interest — 119

SAFEWAY INC (786514BS7) — Interest — 121

XEROX CORPORATION (984121CMY) — Interest — 122

ALLERGAN., INC. (018490AN2) — Interest — 123

ARCONIC INC (DI13817AVY) — Interest — 124

SOLTHERN CO (842587CS4) — None — Buy

FORD MOTOR CREDIT COMPANY, LLC (34540TGZ9) — Interest — 125

CITIGROUP INC (14042RGDT) — None — Buy

HI HEINZ CO (423074AMS) — Interest — 126

GOLDMAN SACHS GROUP (3R145GAGS) — None — Buy

ICAHN ENTERPRISES FIN (451102BF}) — Interest — 127

BMC SOFTWARE INC (055921 AB6) — Interest — 128

NEWMONT MINING CORP (651639AN6) — Interest — 129

AT&T INC (00026RBN 1) — Int/Div — Buy

AT&T INC (00026RBN 1) — Buy (add'l)

MURPHY OIL CORP — Interest — Sold (part) — 107

QUALCOMM INC (747525AR4) — None — Buy

QUALCOMM INC (747525AR4) — Buy (add'l)

EXPRESS SCRIPTS HOLDING (30219GAQI) — None — Buy

TRANS-CANADA PIPELINES FIXED (89352HACSY) — Interest — 102

CAPITAL ONE NA MCLEAN VA CD (14042RGDT) — Int/Div — Buy

COMPASS BK CD BIRMINGHAM AL (20451PTNG) — None — Buy

CENTURYLINK INC (156700A0Q9) — Interest — Redeemed — 1058

DUN & BRADSTREET CORP 126483FAFT) — Interest — Redeemed — 106

STAPLES INC (8SSO030AL6) — Interest — Redeemed — 108

PITNEY BOWES INC (T2447TWAAT) — Interest — Redeemed — 111

IRA #2 (H)

MORGAN STANLEY BANK (CASH) — Interest

ABBOTT LABORATORIES (ABT) — Int/Div

ABBVIE INC COM (ABBY) — Int/Div

ARCONIC INC (AA) — Int/Div — Sold

ALTRIA GROUP INC (MO) — Int/Div

AT&T INC(T) — Int/Div

BOEING CO (BA) — Int/Div

CISCO SYSTEMS (CSCO) — Int/Div

COCA COLA CO (KO) — Int/Div

GENERAL ELECTRIC CO (GE) — Int/Div

ISHARES S&P 100 INDEX FD (OEF) — Int/Div

JOHNSON & JOHNSON (IN) — Int/Div

PHILIP MORRIS INTL INC (PM) — Int/Div

PROCTOR & GAMBLE (PG) — Int/Div

QUALCOMM INC — Int/Div — Sold

W.P. CAREY INC COM (WPC) — Int/Div

SPDR S&P MIDCAP 400 ETF TRUST IMDY) — Int/Div

ML PFD CAPITAL TRUST HI (MER.P) — Interest

INTEL CORP (INTC) — Int/Div

PEPSICO INC NC (PEP) — Int/Div

APPLE. INC. (AAPL) — Int/Div

INTL BUSINESS MACHINES CORP (IBM) — Int/Div

IRA #3 (H)

MORGAN STANLEY BANK (Y)

ALLIANCE BERNSTEIN SMALL CAP GROWTH (QUASX) — Int/Div

STARBUCKS CORP WASHINGTON (SBUX) — Int/Div — Buy

WALGREEN BOOTS ALL INC (WBA) — Int/Div — 161

PITNEY BOWES INC — Interest — Sold (part)

PITNEY BOWES INC — Sold

BANK PRINCETON NEW JERSEY CD {064520AF9) — Int/Div — Buy

COMENITY BANK SALT LASKE CITY UTCD(20033AVVS) — Int/Div — Buy

IRA 24 (H)

MORGAN STANLEY BANK (Y)

DEUTSCHE X-TRACKERS MSCI1 EAF — Int/Div — Sold

ISHARES CORE MSC EAFE ETF (IEAF) — Int/Div — Buy (add'l)

ISHARES CORE MSCI EMERGING (TEMG) — Int/Div

ISHARES RUSSELL 1000 GR (IWF) — Int/Div — 172

ISHARES RUSSELL 1000 VALUE (WD) — Int/Div — Sold (part) — 174

ISHARES 2000 VALUE FD (IWN) — Int/Div

ISHARES RUSSELL 2000 GROWTH (TWO) — Int/Div

ISHARES RUSSELL MIDCAPG (IWR) — Int/Div — Buy (add'l) — 178

ISHARES RUSSELL MIDCAP V (IWS) — Int/Div — 179

ISHARES IBOXX $ H/Y COR BD ETF (HYG) — Int/Div — Sold

ISHARES TIPS BOND ETF (TIM — Int/Div

VANGUARD SHORT TERM BND (BSV) — Int/Div — Buy (add'l)

VANGUARD TOTAL BOND MARKET (BND) — Int/Div — Buy (add'l)

WISDOMTREE TRUST JAPAN HEDGE EQ (DX) — Int/Div

COLLEGE SAVINGS PLAN #1 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A {FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA)Y — None

VOYA 529 MLT-MNGR INTL EQ OP A {INGAB) — None — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA)Y — None

COLLEGE SAVINGS PLAN 22 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A {FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA)Y — None

VOYA 529 MLT-MNGR INTL EQ OP A {INGAB) — None — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

COLLEGE SAVINGS PLAN 23(H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A {INGAB) — None — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

COLLEGE SAVINGS PLAN #4 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A {INGAB) — None — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

COLLEGE SAVINGS PLAN #5(H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A {FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A (CMCVA) — None

COLLEGE SAVINGS PLAN #6 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPA) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A {CMCVA) — None

COLLEGE SAVINGS PLAN 27 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPAYVIX) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCAY — None

VOYA 529 MLT-MNGR INTL EQ OP A ({INGAB) — None — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A ({CMCVA) — None

COLLEGE SAVINGS PLAN #8 (H)

VOYA 529 INTERMEDIATE BD OPT A (DCBPAYVIX) — None

VOYA 529 LARGE CAP GW OPT A (FGIOA) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCA) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

VOYA 529 SMALL COMPANY OPT A ({CMCVA) — None

COLLEGE SAVINGS PLAN 29 (H)

VOYA 529 LARGE CAP GW OPT A {FGIOA)Y (X) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCAMX) — None

VOYA 529 MLT-MNGR INTL EQ OP A {INGAB) — None — Buy (add'l)

COLLEGE SAVINGS PLAN 210 (H)

VOYA 529 LARGE CAP GW OPT A {FGIOA)Y (X) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCAX) — None

VOYA 529 MLT-MNGR INTL EQ OP A {INGAB) — None — Buy (add'l)

COLLEGE SAVINGS PLAN #11 (H)

VOYA 529 LARGE CAP GW OPT A {FGIOA)Y (X) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCAX) — None

VOYA 529 MLT-MNGR INTL EQ OP A {INGAB) — None — Buy (add'l)

COLLEGE SAVINGS PLAN 212 (H)

VOYA 529 LARGE CAP GW OPT A (FGIOAY (XD) — None

VOYA 529 LARGE CAP VALUE OP A (ACLCAX) — None

VOYA 529 MLT-MNGR INTL EQ OP A (INGAB) — None — Buy (add'l)

Inn Part VII, the assets within Brokerage Account #1 and IRA #1 have been reorganized to assist the filer in the reporting process. Additionally, various assets have

undergone changes in names or symbols, and duplicate entries have been consolidated. For ease of review of such items, Column D(5) includes line references to

the corresponding lines of the 2016 report,

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only m unit value, per page

42 of the filing instructions.