John James McConnell jr

Brokerage Account #1 (H)

Wells Fargo Money Fund — Interest

Altera Corporation — Int/Div

LME Group — None — Buy

LME Group — None — Buy

Elements Rogers Agri Tot Ret — None — Sold (part)

Express Scripts — None — Buy

Ishares Barclays TIPS Bond Fund — Int/Div — Sold (part)

Ishares Barclays TIPS Bond Fund — None — Sold

Ishares Tr Russell 2000 Index Fd — Int/Div — Sold (part)

Potash Corp of Saskatchewan Inc — None — Buy

Powershares DB Agriculture Fund — Int/Div — Buy

Powershares DB Base Metals Funds — Int/Div — Buy

Proshares Trust ETF Short 20+ Treasury — None — Buy

Qualcomm — Int/Div

SPDR Barclays Capital 1-3 Month T-Bill — Int/Div — Sold (part)

SPDR Barclays Capital 1-3 Month T-Bill — None — Sold

SPDR Gold Trust Gold Shares — None — Sold (part)

SPDR S&P Biotech ET — None — Buy

SPDR S&P Midcap 400 Trust Series N — Int/Div — Sold (part)

SPDR S&P S00 Trust — Int/Div — Sold (part)

SPDR Ser Tr S&P 600 Small Cap — Int/Div — Sold (part)

Vanguard Inflation Protected Securities Fund — Int/Div — Sold (part)

Vanguard Inflation Protected Securities Fund — None — Sold

Vanguard Inflation Protected — Int/Div — Buy

Vanguard Inflation Protected — None — Sold

Vanguard MSC] Emerging Markets — Int/Div — Buy

Vanguard MSC Emerging Markets — Buy (add'l)

Vanguard S&P 500 — Int/Div — Sold (part)

Vanguard Total Stock Market — Int/Div — Sold (part)

Vanguard Total World Stock Index Fund — Int/Div — Sold (part)

Xilinx — Int/Div

Brokerage Account #2 (Y)

Trust £1 (H

Wells Fargo Money Fund — Interest

Altera — Int/Div

CME Group — None — Buy

CME Group — None — Buy

Elements Rogers Agri Tot Ret — None — Buy

Express Scripts Hidg Co — None — Buy

Ishares Barclays Tips Bond Fund — Int/Div — Buy

shares Barclays Tips Bond Fund — None — Sold

Ishares Russell 2000 — Int/Div — Buy

Potash Corp of Saskatchwan Inc — None — Buy

Powershares DB Agriculture Fund — Int/Div — Buy

Powershares DB Base Metals Fund — Int/Div — Buy

Proshares Trust Short 20+ Yr Treasury — None — Buy

Qualcomm — Int/Div

SPDR Barclays Capital 1-3 Month T-Bill ETF — None — Buy

SPDR Barclays Capital 1-3 Month T-Bill FTF — None — Sold

SPDR Gold Trust — None — Buy

SPDR S&P 500 Trust — Int/Div — Buy

SPDR S&P Biotech — None — Buy

SPDR S&P Midcap 400 — Int/Div — Buy

SPDR Ser Tr S&P 600 Small Cap — Int/Div — Buy

Vanguard Inflation Protected Securities Fund — Int/Div — Buy

Vanguard Inflation Protected Securities Fund — Sold

Vanguard Inflation Protected — Int/Div — Buy

Vanguard Inflation Protected — None — Sold

Vanguard MSCI Emerging Markets — Int/Div — Buy

Vanguard S&P 500 ETF — Int/Div — Buy

Vanguard Total Stock Market ETF — Int/Div — Buy

Vanguard Total World Stock Index Fund — Int/Div — Buy

Xilinx — Int/Div

Trust #2 (H)

Wells Fargo Money Fund — Interest

Altera Corp — Int/Div

CME Group — None — Buy

CME Group — None — Buy

Elements Rogers Agri Tot Ret ETN — None

Express Scripts Hidg Co — None — Buy

Ishares Russell 2000 Index — Int/Div

Ishares Barclays TIPS Bond fund — Int/Div — Sold

Potash Corp of Saskatchewan Inc — None — Buy

Powershares DB ETF Agriculture Fd — Interest — Buy

Powershares DB Base Metals Funds — Interest — Buy

Proshares Trust Short 20+ Yr Treasury — None — Buy

Dualcomm Inc — Int/Div

SPDR Gold Trust Gold Shares — None

SPDR S&P Biotech — None — Buy

SPDR S&P MidCap 400 — Int/Div

SPDR S&P SOO Trust ETF — Int/Div

SPDR Ser Tr S&P 600 Small Cap ETF — Int/Div

SPDR Barclays Capital 1-3 Month T-Bill FTF — None — Sold

Vanguard Inflation Protected Securities Fund — Int/Div — Sold

Vanguard Inflation Protected — Int/Div — Buy

Vanguard Inflation Protected — Sold

Vanguard MSC1 Emerging Markets — Int/Div — Buy

Vanguard MSC Emerging Markets — Buy (add'l)

Vanguard S&P 500 ETF — Int/Div

Vanguard Total Stock Market ETF — Int/Div

Vanguard Total World ETF Stock Index Fd — Int/Div

Xilnx Inc — Int/Div

Citizens Bank Accounts (Y)

IRA £1 (H)

Wells Fargo Money Fund — Interest

CME Group Inc — None — Buy

EMC Corp Mass — None — Buy

Express Scripts Hldg Co — None — Buy

ETFS Platinum Trust Shs Ben Int ETF — None

Ishares Barclays TIPS Bond Fund — Int/Div — Sold

Ishares NYSE Composite Index — Int/Div

Ishares Russell Microcap Index Fund — Int/Div

Ishares Tr MSCI Emerging Mkts Index Fd — Int/Div

Powershares DB Agriculture Fund ETF — None

Powershares DB Base Metals Fund ETF — None

Proshares Trust Short 20+ Yr Treasury — None — Buy

Potash Corp of Saskatchewan Inc — None — Buy

Guggenheim ETF TR S&P 500 Equal Weighted Index Fd fka Rydex — Iistnbution

SPDR Barclays Capital 1-3 Month t-Bill ETF — None — Sold

SPDR Gold Trust — None

SPDR S&P Biotech — None — Buy

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Vanguard Intl Eqty Index Gds GRSE All World Ex US — Int/Div

Vanguard Mid Cap — Int/Div

Vanguard MSCI EAFE — Int/Div — Sold

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Vanguard Total Stock Market ETF — Int/Div

Vanguard Inflation Protected — Int/Div — Buy

Vanguard Inflation Protected — None — Sold

Bank RI Accounts #26 (Y)

Vanguard Inflation Protected Securities Fund — Int/Div — Sold

IRA #2 (H)

Wells Fargo Money Fund — Interest

ETFS Platinum Trust Shs Ben Int ETF — None

CME Group Inc — None — Buy

EMC Corp Mass — None — Buy

Express Scripts Hidg Co — None — Buy

Ishares Barclays TIPS Bond Fund — Int/Div — Sold

Ishares NYSE Composite Index — Int/Div

Ishares Russell Microcap Index Fund — Int/Div

Ishares Tr MSCI Emerging Mkts Index Fd — Int/Div

Potash Corp of Saskatchewan Inc — None — Buy

Powershares DB Agriculture Fund ETF — Int/Div

Powershares DB Base Metals Fund ETF — Int/Div

Proshares Trust Short 20+ Yr Treasury — None — Buy

Guggenheim S&P S00 Equal Wghtd Index ka Rvdex — Int/Div

SPDR Barclays Capital 1-3 Month t-Bill FTF — None — Sold

SPDR S&P Biotech — None — Buy

SPDR Gold Trust — None

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Vanguard Intl Eqty Index Gds GRSE All World Ex US — Int/Div

Vanguard Mid Cap — Int/Div

Vanguard MSC] EAFE — Int/Div — Sold

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Vanguard Total Stock Market ETF — Int/Div

Vanguard Inflation Protected — Int/Div — Buy

Vanguard Inflation Protected — None — Sold

Vanguard Inflation Protected Securities Fund — Int/Div — Sold

IRA #3 (H)

Wells Fargo Money Fund — Interest

ETFS Platinum Trust Shs Ben Int ETF — None

CME Group Inc — None — Buy

EMC Corp Mass — None — Buy

Express Scripts Hldg Co — None — Buy

Federated Money Market Tr Govt Obligs Fd Inst! — Int/Div — Sold

Ishares Barclays TIPS Bond Fund — Int/Div — Sold

Ishares NYSE Composite Index — Int/Div

Ishares Russell Microcap Index Fund — Int/Div

Ishares Tr MSCI Emerging Mkts Index Fd — Int/Div

Potash Corp of Saskatchewan luc — None — Buy

Powershares DB Agriculture Fund ETF — None

Powershares DB Base Metals Fund ETF — Int/Div — Buy (add'l)

Proshares Trust Short 20+ Yr Treasury — None

Guggemheim S&P 500 Equal Weighted Index Fd fka Rydex — Int/Div

Qualcomm Inc — None — Buy

SPDR Gold Trust — None

SPDR S&P Biotech — None — Buy

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Vanguard Int] Eqty Index Fds FTSE All World Ex US — Int/Div

Vanguard Mid Cap — Int/Div

Vanguard MSC] EAFE — Int/Div — Sold

Vanguard MSC1 Emerging Market — Int/Div — Buy

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Vanguard Total Stock Market ETF — Int/Div

Vanguard Inflation Protected — None — Sold

Vanguard Inflation Protected — Int/Div — Buy

Vanguard Inflation Protected Securities Fund — Int/Div — Sold

Bank RI Accounts #1 — Interest

Bank RI Accounts #2 — Interest

Bank RI Accounts #3 — Interest

Bank RI Accounts 24 (Y)

Navigant Credit Union — Interest

Alliance Capital 529 College Fund #2 (H)

CBF Portfolio 1996-98 ALT RA — Int/Div

Catalist LLC — None

DSF Capital Partners 111 LP — Distribution

DSF Capital Partners IV LP — None

MetLife Universal Life — None

Sun Life Universal Life #1 — None

Sun Life Universal Life #2 — None

Sun Life Universal Life #3 — None

US. Savings Bonds — Interest

Motley Rice LLC Employee Retirement Savings Plan (Y)

Martha's Vinevard Colonial Inn LLC — Interest

Officer & Board Member, Crossroads Rhode Island

Board Member (resigned 2012), Roger Williams University

0513/11, Assignment of Membership Interests in Motley Rice LLC and Mutual Release (see Section VIII for further details)

Trustee, Trust #1

Trustee, Trust #2

Member, Marthas Vineyard Colomal Inn LLC

Board Member, Institute for the Study & Practice of Nonviolence

Board Member, Trinity Repertory Company

Board Member, Downtown Providence Parks Conservancy

Agreement — 01/30/03 — Ness Motley, PA. (wW/k/a MRRM, PA.) Employment and Compensation Agreement (see Section VII for further details)

Agreement — 051311 — Assignment of Certain Rights in MRRM, PA. (see Section VIII for further details)

Liability — American Express — Credit Card

Income — 2012 — MRRM PA - deferred compensation — $3.031.807.34

Part 11 Agreements

A) Ness Motley, P.A. Employment and Compensation Agreement, dated January 30, 2003 by and between Ness Motley, PLA. (fk/a Ness, Motley, Loadholt,

Richardson & Poole, Professional Association) and its attomey signatories, setting forth the disbursement of net income received by the firm as compensation for

services previously rendered.

B) Assignment of Certain Rights in MRRM, PA, dated May 13, 2011 by and between MRRM, PA and John J. McConnell, Jr. setting forth the assignment of

and payment for Other Rights not covered under the January 30, 2003 agreement above.

C) Assignment of Membership Interests in Motley Rice LLC and Mutual Release, dated May 13, 2011 by and between John J. McConnell, Jr and Motley Rice

LLC setting forth the assignment of and payment for membership interests and mututal release of certain liaibilities upon resignation of employment by John J,

McConnell, Jr.