Charles Novack

IRA #1 — Int/Div

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Oppenheimer Developing Markets Fd A — Buy (add'l)

Oppenheimer Developing Markets Fd A — Sold

Accenture PLC Class A

Becton Dikinson Co. (common)

Bank of Nova Scotia (common)

CH Robison Worldwide, Inc. (common)

Colgate Palmolive Co. (common)

Canadian National Railways Co. (common)

Dover Corp. (common)

Factset Research System, Inc. (common)

Grainger WW, Inc. (common)

Hormel (common)

Johnson & Johnson (common) — Sold

Magellan Midstream Partners (common) — Buy

Magellan Midstream Partners (common) — Buy (add'l)

McDonalds Corp. (common)

Metronic. Inc. (common) — Buy

Nike. Inc. (common)

Novo - Nordisk as ADR

Pepsico, Inc. (common) — Sold

Permanent Portfolio Fund — Buy

Praxair, Inc. (common)

TIX Companies (common)

T. Rowe Price Group (common)

United Technologies Corp. (common) — Sold

Walgreen Company (common) — Buy

Xilinx, Inc. (common) — Buy

Templeton Global Bond Fund A — Buy (add'l)

Templeton Global Bond Fund A — Buy (add'l)

Templeton Global Bond Fund A — Sold (part)

Vanguard Emerging Market — Buy (add'l)

Vanguard Emerging Market — Sold

Vanguard Short Term Investment Grade Fund — Sold

Vanguard Short Term Investment Grade Fund — Buy (add'l)

Vanguard Intermediate Term Investment Fund

Vanguard Inflation Protected Securities FD

Vanguard Corp. Bond ETF Short-Term Corp. Bond — Buy

Vanguard Bond Index Fund — Buy

Brown Cap. Management Small Co. Fund Inst, Cl — Sold

First Eagle Overseas Fund CL A

T. Rowe Price Emerging Markets Fund — Sold (part)

T. Rowe Price New Era Fund — Sold — notes mn Pare VII

Pimeco Corp. Income Fund — Buy

Pimeco Corp. Income Fund — Buy (add'l)

Pimeco Corp. Income Fund — Buy (add'l)

Pimeco Corp. Income Fund — Sold (part)

Pimeco Corp. Income Fund — Sold (part)

Pimeco Corp. Income Fund — Sold (part)

Pimeco Corp. Income Fund — Sold

IRA #2 — Int/Div

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Buy (add'l)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Buy (add'l)

Accenture PLC Class A — Sold (part)

Beckton Dickerson Co. (common)

Bank of Nova Scotia (common) — Sold (part)

CH Robinson Worldwide. Inc. (common)

Canadian National Railways Co (common)

Colgate Palmolive Co. (common)

Dover Corp. (common) — Sold (part)

Factset Research, Inc. (common)

Grainger WW, Inc. (common)

Hormel (common)

Johnson & Johnson (common) — Sold

Magellan Midstream Partners — Buy

McDonalds Corp. (common)

Medtronic. Inc. (common) — Buy

Nike, Inc. (common)

Novo Nordisk as ADR — Sold (part)

Pepsico, Inc. (common) — Sold

Permanent Portfolio Fund — Buy

Pimco Corp. Income Fund — Buy

Pimco Corp. Income Fund — Buy (add'l)

Pimco Corp. Income Fund — Buy (add'l)

Pimco Corp. Income Fund — Sold (part)

Pimco Corp. Income Fund — Sold (part)

Pimco Corp. Income Fund — Sold

Praxair, Inc. (common)

T. Rowe Price Group (common)

TIX Companies (common)

United Technologies (common) — Sold

Vanguard Bond Index Fund — Buy

Vanguard Bond Index Fund — Buy (add'l)

Vanguard Corporate Bond ETF — Buy

Vanguard Corporate Bond ETF — Buy (add'l)

Vanguard Emerging Market — Sold

Brown Cap. Management Small Co. Fund Inst, C1 — Sold

First Eagle Overseas Fund CL A

Oppenheimer Developing Markets — Sold

T. Rowe Price - Emerging Markets Fund — Sold (part)

T. Rowe Price New Era Fund — Sold — Notes in Part VII

Templeton Global Bond Fund — Buy

Templeton Global Bond Fund — Sold

Vanguard S/T Investment Fund — Sold (part)

Vanguard S/T Investment Fund — Sold

Vanguard Intermediate Term Investment Fund

Vanguard Inflation Protected Securities FD

XILINX, Inc. (common) — Buy

Walgreen, Inc. (common) — Buy

U.S Savings Bonds Type E — Int/Div

Wells Fargo Bank Accounts — Interest

Bank of America Account — Interest

Cornell of California - Attorneys’ Fee Awarded — None

Atomeys' Fees — None

Fidelity Value Fund — Int/Div

Fidelity Cash Reserves — Int/Div

RBC Wealth Management U.S. Govt Money Market Account — Int/Div

Vanguard 500 Index IRA #3 — Int/Div

Fidelity Cal. Mum Market — Int/Div

Schwab Adv. Cash Reserve — Interest — Buy (add'l)

Brown Cap. Mgmt — None — Sold (part)

UBS Cash Fund — Interest

Fidelity Blue Chip Growth — Int/Div

Fidelity Growth Strategies Fund — Int/Div

Reimbursement — Califorma Bankruptcy Forum — May 20, 2011 - May 22,2011 — Squaw Valley, Cahiforma — Attendance ar California Bankruptcy Forum — Food and Lodging

Income — 2011 — Law Office of Charles Novack (gross) — $5305.96

Income — 2011 — The Rutter Group - teaching — SOON 00

Spouse's income — 2011 — Self-employed attorney

Notes Re: Part VII

T. Rowe Price New Era Fund was purchased in IRA | and 3 on December 10, 2010, and was inadvertently omitted from the 2010 financial report. The

transactions reported in this report sold the entire position mn both IRAs.