Cormac J. Carney

COST — Int/Div

Wells Fargo Bank Accounts — Interest

Vanguard Wellington Fund — Int/Div

Vanguard Health Fund — Int/Div

Janus Forty Fund — Int/Div

American Century - Ulta — Int/Div

County Deferred Comp. Plan

Stable Value Fund — Int/Div

Loomis Savles Cove Plus Bond N — Int/Div

IRA Brokerage

Pimco INCM - PONDX — Int/Div

Prudential High Yield Fund - PHYZX (X) — Int/Div

Schwab Money Market Fund — Interest

Clipper Fund - CFIMX — Int/Div

HD — Int/Div

MRK — Int/Div

BRKB — Int/Div

TGT — Int/Div

P&G — Int/Div

AAPL — Int/Div

Mendian Growth Fund «- MERDX — Int/Div

Schwab 1000 Index Fund - SNXSX — Int/Div

Schwab Int] Index Fund - SWINX — Int/Div

Tweedy Browne Global Value Fund TBGVX — Int/Div

Vanguard Small Cap Index Fund - NAESX — Int/Div

SPYG — Int/Div

Dodge and Cox Stock — Int/Div

American Funds Target 2025 — Int/Div

Metro West Total Retum — Int/Div

Brokerage Account

American Funds - Balanced — Int/Div

Capital Income Bldr FD - CIBCX — Int/Div

American Funds - Growth Fund — Int/Div

Investco Small Cap Value — Int/Div

Washington Mutual Investors Fund WSHCX — Int/Div

American Funds - New Perspective Fund — Int/Div

Putnam CA Tax Exempt Income FD - CLC — Int/Div

IRA Rollover

Growth FD Amer lnc - GFACX — Int/Div

Franklin Rising Dividends - FRDTX — Int/Div

Allianz NFJ Small Cap - PCVCX — Int/Div

Capital World Growth & Income CWGOX — Int/Div

Pimco Total Return - PTTAX — Int/Div

Amer Blanced Fund - BALCX — Int/Div

Investeo Global Core Eq Fund — Int/Div

Variable Life Insurance

NW Mutual - Mid Cap Grth Stock — Int/Div

NW Mutual Growth Stock Fund — Int/Div

NW Mutual Index 400 Stock Fund — Int/Div

NW Mutual Small Cap Growth Fund — Int/Div

Russell Non-US Fund — Int/Div

Russell Real Estate Securities Fund — Int/Div

T Rowe Price Small Cap Value — Int/Div

Delaware Mgmt Domestic Equity — Int/Div

Inherited IRA

JPM — Int/Div

FDFFX — Int/Div — Sold (part)

PRPFX — Int/Div — Sold (part)

FDRXX — Interest

FSCRX — Int/Div — Sold (part)

Retirement Savings Program

UC Domestic Equity Index Fund — Int/Div

UC International Equity Index Fund (X) — Int/Div

UC Domestic Sm Cap Eq — Int/Div

UC Bond Fund — Int/Div

UC Pathway 2060 — Int/Div

Spouse's income — 2017 — University of California, Irvine - salary

1

Part VII: Item 4: Effective May 1, 2017 Janus Twenty Fund was converted to Janus Forty Fund.

2

Part VII: Items 10 & 11: On August 8, 2017 Schwab Total Bond Market Fund was converted to 67% to Pimeo INCM and 33% to Prudential High Yield Fund

3

Part VIL: Item 29: Effetive June 28, 2017, Inspenity Horizon Risk - Managed 2020 Fund was converted to American Funds 2025.

4

Part VII: Item 44: On April 12, 2017 Pimeo Total Return Class C was converted to Pimeo Total Return Class A.

3

5

Part VII: Items 63 & 64: Effective October 1, 2017, UC Equity Fund was converted 85% to UC Domestic Equity Index Fund and 15% to UC Intemational

Equity Index Fund.

6. Part VII: Item 65: Effective October 1, 2017, Vanguard Small Cap Index Inst was converted to UC Domestic Small Cap Equity Fund.