David R. Herndon

Intel Corp cmn

Bank of Edwardsville Direct checking — Interest

Bank of Edwardsville Premium checking account — Interest

Bank of Edwardsville Prime investor/checking — Interest

Community Educ FCU 2 — Interest

JIRA Account Bear Stearns Brokerage IRA account — Int/Div — fnds listed below

IRA) Royal Bank Scotland — buy

IRA) Standard & Poors Depository SPDR S

IRA) Dreyfus General Money Market Account (IRA)

IRA) Flaherty & Crumbine pfd Income Fd — buy

IRA) High Income Opportunity fund — sell

IRA) Managed High Income Portfolio

IRA) Salomon Brothers 2008 Worldwide Dollar

IRA) Senior High Income Portfolio — sell

Dreyfus General Money Market Fund (B) — Interest

1llinois State G/O College svgs bds zero cpn oid 8/1/03 — Interest — redemption

Ohio St Pub FACS copmmn Hghr Ed mun bd 11/01/2010 — Interest

State Unv Retrmt Sys IL Spl rev zero cpn mun bond 10/1/03 — Interest — redemption

High Income Opportunity Fund — Int/Div — buy — below for sale in same yr.

High Income Opportunity Fund — sell

Cohen & Steers Total Return Realty FD — Int/Div — buy

Flaherty & Crumrine PFD Income Opportunity FD — Int/Div — buy

Salomon Brothers 2008 Worldwide Fd — Int/Div — buy

Corporate High Yield Fund — Int/Div — buy — below for sale in same vr

Corporate High Yield Fund — sell

TRUST #1 Bear Stearns Brokerage Account — int — asscls listed below

Dreyfus General Money Market Fund

Baltimore MD Convention Ctr Rev Rfdg BEO OID mun bond

Birmingham ALA Wtrwkd & Swr OID 1/1/2020

Chicago IL Motor Fuel Tax Rev Rfdg

Clear Lake City Tex Wir Auth GO Rfdg mun bond

Dallas TX Indpt Sch Dist GO Rfdg Psf Gtd 8/15/02

E. Chicago Ind MultiSch GO Bldg Corp Rfdg mun bond — redemption

FL St Div Bd Fin Dept Rev Genl Svcs Rev Env Protn mun

Font Bend TEX Indpt Sch Dist 02/15/2006 mun bond :

Hawaii State GO Rfdg Ser Co 03/01/2008

Hoffman Estates IL. Tax Inc 11/15/2009

Illinois State GO 12/01/2003 — redemption

llimois St GO Rev mun bond 4/1/2005 — redemption

IL Dev Fin Auth Pollution Rev Rfdg Comwilth EdBEO mun

Jacksonville Fla Port Auth Rev Arpt Rev Rfdg mun bond . — regemption

Lewis Cnty Wash Pub Util Dist — buy

Long Island Pwr Auth — buy

MO St Health & Edl Facs Rev Rfdg StLU BEO Oid mun bond

Kansas City MO GO Zoo Impt 10/01/2003 — redemption

Phoenix Ariz Rfdg Ser B IID mun bond 7/01/2016 — redemption

Puerto Rico Muni Fin Agy Rev Fa Ser 99A BEO mun bond

Puerto Rico Commonwealth GO Pub Impt 712010 ‘

Puerto Rico Mun Fin Agy GO Ser A 8/01/2011

St Louis Cnty MO Rfdg & Impt GO SerB BEO OID mun bond — redemption

Texas St Tex Pub Fin Auth SerB GO AO BEO OID mun bond

Wayne Charter Cnty Mich Arpt Rev Detroit metro BEO mun

Abbott Laboratories cnn

American Express

American International Group

American International Group — buy

American International Group — Sell

Automatic Data Processing Inc. cmn

Automatic Data Processing Inc. cmn — buy

Automatic Data Processing Inc. cmn — Sell

Citigroup Inc cmn

Chevron Texaco Corp

Cisco Systems Inc. cmn

Coca Cola Co

Call Coca Cola Co Jan 060 — expired

Coca Cola Co — buy

Coca Cola Co — Sell

DebtStrategies Fd. Inc — sell

EMC Corp-Mass

Exxon Mobil — buy

General Electric Co

HCA Inc — buy

Hewlett Packard Co. — buy

Home Depot Inc cmn

Home Depot Inc cmn — buy

Home Depot Inc. cmn — Sell

Call Home Depot — buy

Call Home Depot — expired

Intel Corp cmn — buy

Kinder Morgan Energy Partners

Kinder Morgan Energy Partners — Sell

MBNA Corp cmn

Medcohealth Solutions — spin-off — below for sale in same yr

Medcohealth Solutions — sell

Metlife Inc.

Merck & Co Inc. cmn

Merck & Co Inc cmn — Sell

Microsoft Corp cmn — split 02. 21-2003

Microsoft Corp cmn — Sell

Nasdag @i)shares — sell

Northern Trust Corp cmn

Northern Trust Corp cmn — buy

Northern Trust Corp cmn — Sell

Pfizer Inc. cmn

Unilever PLC

Viacom Inc-C! B cmn

Corporate High Yield Fund III Inc — sell

Corporate High Yield Fund Inc

High Income Opportunity Fund — sell

Managed High Income Portfelio

Salomon Brothers High Incorne Fund II Inc — sell

Salomon Brothers 2008 Worldwide FD — buy

Dreyfus General Money Market Fund B

Abbott Laboratories

American Express Company

American Intemational Group

American Intemational Group — buy

Automatic Data Processing Inc — buy

Citigroup Inc

ChevronTexaco Corp

ChevronTexaco Corp — buy

Cisco Systems Inc

Coca Cola Co }

Exxon Mobil Corp — buy

General Electric Co

HCAInc — buy

Hewlett Packard Company — buy

Home Depot — buy

Intel Corp

Intel Corp — buy

Kinder Morgan Energy Partners LTD partnership

MBNA Corp oo oo

MedcoHealth Solutions — spin-off — below tor sale in same yr

MedcoHealth Solutions Inc — sell

Metlife oo — buy

Merck & Co Inc

Microsoft Corp — split 02- 21-2003

Nasdaq 100 Shares QQQ — buy — below for sale in same yr

Nasdaq 100 Shares QQQ — sell

Northemn Trust Corp — buy

Pfizer Inc BN

Pfizer Inc — buy

Unilever PLC

Dreyfus General Money Market Fund CIB

Abbort Laboratories

Armerican Express Company

American Intemational Group

American Intemational Group — buy

Automatic Data Processing Inc — buy

Citigroup Inc

ChevronTexaco Corp

ChevronTexaco Corp — buy

Cisco Systems Inc

Coca Cola Co B }

Exxon Mobil Corp — buy

General Electric

HCAIne — buy

Hewlett Packard Co — buy

Home Depot Inc — buy

Intel Corp

Intel Corp — buy

Kinder Morgan Energy Partners LTD partnership

MBNA Corp

MedcoHealth Solutions Inc — spin-off — below for sale in same yr

MedcoHealth Solutions Inc — sell

Metlife Inc - — buy

Merck & Co Inc

Microsoft Corp — split 02- 21-2003

Nasdaq fjIShares QQQ — buy

Nasdaq 'W) Shares QQQ — sell

Northern Trust Corp — buy

Pfizer Inc

Pfizer Inc — buy

Unilever PLC

Dreyfus General Money Mark:t Fund B

Standard & Poors Depository Receipts (SPDRS)

Standard & Poors Midcap 400 Dep Rcpts (midcap SPDRS)

Goldman Sachs Capital Growth Fund Cl A — sell

Sector Spdr Trust-Utilities-XLU — buy

Sector Spdr Trust-Industrial-XL] — buy

Sector Spdr Trust-Technology-XIK — buy

Sector Spdr Trust-Financial-XLF — buy

Sector Spdr Trust-Energy-XLE — buy

Select Sector Spdr Fund-XLY — buy

Select Sector Spdr Fund - Health Care - XLV — buy

Select Spdr Trust-Consumer Stapies-XLP — buy

Trustee, Trust #1, #2, #3, #4, and #5

Board of Visitor's, Southern Illinois University School of Law

Spouse's income — Rules II — AFANINC INAS J ANAY

Eh

_

had

Income during

Gross value atend of

Transactions during reporting period

Description of Assets

reporting period

reporting period

(including trust assets)

@

[0]

@

0)

If not exc

m disclosure

[ON

@

3)

@

©)

Place "(X)" after each asset exempt

Amount

Type (es.

Value

Value

Type (eg.

Date

Value | Gain

Identity of

from prior disclosure

Code 1

div. rent. or

Code 2

Method

buy, sell,

Month -

Code 2 | Code

buyer/seller

Code 3

(A-H)

int)

Q-p

ap)

(A

(if private

Qw

redemption)

transaction)

181.

-Select Sector Spdr Fund-Materials XLB

buy

01-30

J

182.

TRUST #5 Bear Steams Brokerage Account

Interest

Asset detailed

below.

183.

-Dreyfus General Money Market Account

buy

12-23

1

1. Income/Gain Codes:

A =S1,000 or less

Cc

=$2,501-$5,000

D

= $5,001-515,000

E

= $15,001-550,000

=31,001-52,500

(See Columns B1 and D4)

F

= $50,001-5100,000

G

= $100,001-$1,000,000

Hl =

1.000,001-$5,000,000

= More than $5,000,000

2. Value Codes:

J

=$15,000 or less

= $15,001-$50.000

L

=$50,001-$100,000

™M =$100,001-5250,000

N =$250,000-$500,000

=$500,001-$1,000,000

P1 = $1.000,001-55,000,000

P2 =5§5,000,001-525,000,000

(See Columns C1 and D3)

P3 = $25,000,001-$50,000,000

P4 = SMore than $50,000,000

3. Value Method Codes

Q = Appraisal

= Cost (Real Estate Only)

S

= Assessment

T = Cash/Market