A. Richard Caputo

Trust — Int/Div

Bard C.R. Incorporated-Common Stk

Carmval Corp Paired CTF-Commeon Stk

Chevron Corp - Common Stk

ConocoPhillips - Common Stk

Commg Incorporated - Common SK

Dow Chemical Co. - Common Stk

Intel Corp. - Common Stk

Johnson & Johnson - Common Stk

LPL Insured Cash Account

Merck & Company, Inc. « Common Stk

Microsoft Corp. - Common Stk

Noble Corp - Common Stk

Phillips 66 - Common Stk — from line 5)

PPL Corp. - Common Stk

Veola Environment Sponsored ADR Common Stk

Waste Management, Inc. - Common Stk

Western Digital Corp. - Common Stk

IRA #1] — Int/Div

Chevron Corp. - Common Stk

Frontier Communications Corp. - Common Stk

Leucadia National Corp. - Common Stk

LPL Insured Cash Account

McDonalds Corp. « Common Stk

PPL Corp. - Common Stk

Verizon Communications, Inc. - Common Stk

Whole Foods Market, Inc. - Common Stk

Am. Exp. Centurion Bank, 1.15% Cert of Dep, Due 12/09/13

Ally Bank, 2.00% Certificate of Dep, Due 05/14/13 — Interest

Branch Banking & Trust Co., 3.00% Cert of Dep, Due 03/12/12 — Interest — Redeemed

Discover Bank, 0.40% Cert of Dep, Due 04/04/13 — None — Buy

Discover Bank, 0.20% Cert of Dep, Due 104/12 — Interest — Buy

Discover Bank, 0.20% Cert of Dep, Due 104/12 — Redeemed

East West Bank, 0.45% Cert of Dep, Due 0223/12 — Interest — Redeemed

Goldman Sachs Bank USA, 3.05% Cert of Dep, Due 02/13/12 — Interest — Redeemed

LPL Financial Insured Cash Account — Interest

Luzeme Bank Accounts — None

Wells Fargo Bank - Insured Cash Acct Formerly Wachovia Bank) — Interest

Wells Fargo Bank - Savings Account — Interest

IRA #2 — hy

Whole Foods Market. Inc. - Common Stk — Sold (part)

LPL Fimancial Insured Cash Account

Direct TV Group, Inc. - Common Stk — None

News Corp. Class A. - Common Stk — Int/Div

Ally Bank, 2.05% Certificate of Deposit, due 5/7/13 — Interest

Am Exp Centurion Bank, 1.15% Cert of Dep, Due 12/09/13 — Interest

Citi Bank, 3.80% Cert of Dep, Due 05/14/12 — Interest — Redeemed

Discover Bank, 0.70% Cert of Dep, Due 04/04/14 — Interest — Buy

East West Bank, 0.45% Cert of Dep, Due 0223/12 — Interest — Redeemed

GE Capital Retail Bank, 0.9% Cert of Dep, Due 12/01/14 — Interest — Buy

Goldman Sachs Bank USA, 3.05% Cert of Dep, Due 02/13/12 — Interest — Redeemed

LPL Financial Insured Cash Account — Interest

vacant land - Orange County, Florida — None

Estate #1 - vacant land, Slocum Twp, Luzeme Cty,PA — None

Co-Trustee, Trust

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 US.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

signature: 8/ A. Richard Caputo

N

NY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, NE.

Washington, D.C. 20544