Robert D. Drain

What was filed

319
investments
0
positions
0
gifts
0
agreements
0
debts
8
reimbursements
0
income
0
spouse income

Named parties

American College of Bankruptcy
Institute/ University of Texas Law School
American Bankruplcy Institute
National Bankruptcy Conference
Associaton of Insolvency & Restructuring Advisors
Hudson Valley Bankruptcy } Bar Association
Ap he ag ET EER AN Institute/Georgetown Law School
Capital Region and Central New York Bankruptcy Bar

As filed

Autozone

BB&T Corp — Buy

Now Inc — Sold

Dassault Systems

MFS Value FDC

Microsoft Corp

Mondelez Intl

Monsanto New Com.

Aston Montag & Caldwall Grwth Fnd C1

Citibank Accont — Interest

Acess Financial Account #1 — Int/Div

FifthThird Bancorp common — Int/Div

US Trust Managed Common Account (no control) — Int/Div

Alexion Pharmaceuticals — Sold (part)

Alphabet Inc. Com (formerly Google)

Amazon

American Express — Sold (part)

American Express — Sold

Apple — Sold (part)

BB&T Corp — Buy (add'l)

Berkshire Hathaway C1 B — Buy (add'l)

Cerner

Chipotle — Buy (add'l)

Col. Dividend Income FD C1. Z

Col. Select Large Cap Growth FD C1, 2 — Sold (part)

Comcast Corp.

Costco Whisl

Danaher

Disney Walt Co — Buy

Disney Walt Co — Buy (add'l)

FOG Res. Inc — Buy

FOG Res. Inc — Buy (add'l)

FOG Res. Inc — Sold

Exxon Mobil — Sold (part)

Facebook — Sold (part)

Facebook — Buy (add'l)

Gilead — Sold (part)

Google (now Alphabet Inc.) — Buy (add'l)

Google (now Alphabet Inc.) — Sold (part)

Google (now Alphabet Inc.) — with line 6)

Hershey

Home Depot — Sold (part)

IShares Russell 1000 Growth — Buy

Johnson & Johnson

Kraft Foods — with line 41)

Kraft Heinz (formerly Kraft Foods)

Las Vegas Sands

Lauder Estee Cos. Inc. CI A — Buy

Lauder Estee Cos. Inc. CI A — Buy (add'l)

Mastercard

McKesson — Sold (part)

Morgan Stanley — Sold (part)

National Oilwell Varco — Sold

Priceline — Sold (part)

Regeneron Pharma — Sold (part)

Salesforce Com. Inc

SPDR S&P Dividend ETF

Starbucks

Target

TCW Select Equities FD C1 1

Tesla Motors

TIX Cos, — Sold (part)

3M Co. — Sold

Union Pacific — Sold (part)

Venzon Com.

Zoets Inc

Amphenol

Church & Dwight

Fireeve — Sold (part)

FMC Technologies Inc — Sold (part)

FMC Technologies Inc — Sold

Hunt JB Trans.

Intl Flavors & Fragrances — Sold (part)

Intl Flavors & Fragrances — Sold

Lazard Ltd — Buy

Lazard Ltd — Buy (add'l)

Polaris Inds — Sold

Quanta Sves Inc — Buy

Quanta Sves Inc — Buy (add'l)

Renaissance Hldgs

Rockwell Automation — Sold (part)

Rockwell Automation — Sold

Stencycle — Buy

Stencycle — Buy (add'l)

Stencycle — Sold (part)

Stencycle — Sold

United Rentals Inc — Sold (part)

United Rentals Inc — Sold

Vanguard Mid-Cap ETF

Dynavax Techonogies — Buy

Dynavax Techonogies — Buy (add'l)

Enstar Grp. Ltd — Sold (part)

Hexcel Corp

Ship Fin. Intl Ltd. — Sold (part)

Ship Fin. Intl Ltd. — Sold

Actelion Lud — Sold (part)

Allergan PLC — Buy

Allergan PLC — Buy (add'l)

Alibaba — Buy (add'l)

Alibaba — Sold (part)

Anhesuver Busch Inbey — Buy (add'l)

Brilliance China Automotive — Sold (part)

Brilliance China Automotive — Sold

Compagnie Financiere Richemont — Sold (part)

Compagnie Financiere Richemont — Sold

Core Labs

Fanuc Comp. — Buy (add'l)

Givaudan AG — Sold

Hitachi

Icicr Bank Lid. ADR — Buy

Icicr Bank Lid. ADR — Buy (add'l)

Jardine Strat. Hidgs. Ltd — Sold (part)

Jardine Strat. Hidgs. Ltd — Sold

Jardine Strat. Hidgs. Ltd — Sold (part)

Jardine Strat. Hidgs. Ltd — Sold

JD.Com Inc. ADR — Buy (add'l)

Keyence Corp.

Kuka AG — Sold (part)

Kuka AG — prt)

LvondellBasell

Mobileve NV — Buy

Mobileve NV — Buy (add'l)

Nidec Corp.

Noble Grp. Lud. — Sold (part)

Noble Grp. Lud. — Sold

Novo-Nordisk ADR — Sold (part)

Novo-Nordisk ADR — put)

Novo-Nordisk ADR — Sold (part)

Novozymes

NXP Semiconductors — Buy (add'l)

Onex

Roch Hides

Rolls Royce Hidgs — Sold

Salvatore Farragamo Italia — Buy (add'l)

Salvatore Farragamo Italia — Sold (part)

Salvatore Farragamo Italia — Sold

Softbank

Tencent Hidgs Lid. — Buy

Valeant Pharmaceuticals Intl — Sold (part)

Wynn Macau Ltd — Sold (part)

Wynn Macau Ltd — Sold

NY NY Go Ref BDS

Babylon NY Pub Impt BDS

North Hempstead NY Pub Impt BDS

Port Auth NY & NJ CONS BDS OID 2012

NY St. Dorm Auth Pers BDS 2022

BofA Tax Exempt Reserves — Sold (part)

US Trust managed IRA Rollover Account {no control) — Int/Div

BofA Money Market Savings

Col, Dividend Income Fd — Redeemed

Col. Select Large Cap Growth Fd C1 Z

IShares Core S&P 500 ETF — Buy

IShares Core S&P 500 ETF — Buy (add'l)

MFS Value FA C11 — Redeemed

Oakmark Select Fd C11 — Buy

TCW Select Equities Fd — Redeemed

Baird Midcap Fd — Sold (part)

Baird Midcap Fd — Redeemed

Ishares Core S&P Mid Cap ETF — Sold (part)

1Shares Russell Mid Cap E11 — Buy

Ridgeworth Mid Cap Viaue Equity Fd — a

Ridgeworth Mid Cap Viaue Equity Fd — Sold (part)

Ridgeworth Mid Cap Viaue Equity Fd — Redeemed

MFS Mid Cap Value Fd C1 1 — Buy

IShares Russell 2000 ETF — Buy (add'l)

Touchstone Small Cap Growth Fd

Undiscovered Managers Behavioral Value Fd — Redeemed

DB X-Trackers MSCI EAFE Hedged Equity Fd — Buy

bail — Sold (part)

bail — Buy (add'l)

Invesco Intl Growth Fd — Sold (part)

IShares Core MSCI EAFE ETF — Buy

JP Morgan Intl Value Fd — Redeemed

Vanguard FTSE Developed Mkts ETF — Sold (part)

Vanguard FTSE Developed Mkts ETF — Redeemed

Wisdomtree Europe Hedged Equity Fd — Buy

Wisdomtree Europe Hedged Equity Fd — Buy (add'l)

Walmart Stores Sr. Nt — Sold

Schroder Emerging Market Equity Fd — Buy

Bank of NY Med Term Sr. Nt — Matured

Berkshire Hathaway Fin Corp Gtd Sr Nt

Citigroup Inc Unsecd Sr. Nt — Buy

JPMorgun Chase Sr Unsecd Nt — Buy

Walmart Stores Sr. Lnsecd Nt — Buy

Col. Income Opp. FA C1 Z — Buy (add'l)

CMG Ultra Short Term Bond Fd — Buy

Fidelity Advisor Floating Rt. High Income Fd — Redeemed

Col. Emerging Markets Fd — Sold (part)

Col. Emerging Markets Fd — Redeemed

Goldman Sachs Absolute Return Tracker Fd — Buy (add'l)

Goldman Sachs Absolute Return Tracker Fd — Sold (part)

Goldman Sachs Strategic Income Fd — Buy (add'l)

Goldman Sachs Strategic Income Fd — Sold (part)

Hatteras Alpha Hedged Strategies Fd — Buy (add'l)

Hatteras Alpha Hedged Strategies Fd — Sold (part)

Prudential Global Real Estate Fd C1 Z — Sold (part)

Vanguard REIT ETF — Buy

R11] — Sold (part)

R11] — Buy (add'l)

R11] — Sold (part)

Credit Suisse Commodity-Return Fd — Buy (add'l)

Fifth Third Bancorp common — Int/Div

US Trust IRA (no control) — Int/Div

BofA Money Market — Sold (part)

SPDR S&P Div. ETF

SPDR S&P S00 ETF

Vanguard Mid-Cap ETF

Vanguard Small-Cap ETF

US Treas Strips

Col. Select Large Cap Growth Fd C1. Z

CMG Ultra Short Term Bond Fd — Buy

NYS 529 savings program #1-Moderate Age-Based Option Income Portfolio — Int/Div — Sold (part)

NYS 529 savings program #2-Moderate Age-Based Option Income Portfolio — Int — Sold (part)

NYS 529 savings program #3-Moderate Age-Based Option Income Portfolio — Int/Div — Sold (part)

NYS 529 savings program #3-Moderate Age-Based Option Income Portfolio — Sold (part)

Reimbursement — American College of Bankruptcy — 2/132015-2/142015 — Washington, D.C — Speaker at bankruptcy law conference — Auto mileage, food

Reimbursement — Institute/ University of Texas Law School — conference

Reimbursement — American Bankruplcy Institute — 416/2015-4/272018 — Washington, D.C — Speaker at bankruptcy law conference — Auto mileage, food

Reimbursement — National Bankruptcy Conference — 5728/2015-5/29/2015 — Washington, D.C — Speaker at bunkruptcy legislation conference — Auto mileage, food

Reimbursement — Associaton of Insolvency & Restructuring Advisors — &632015.6/52015 — Philadelphia, PA — Speaker at bankruptcy law conference — Auto mileage, hotel, food

Reimbursement — Hudson Valley Bankruptcy } Bar Association — 9/24/2015-9/25/2015 — Hyde Park, NY — Speaker at bunkrputcy law conference — Auto mieage, hotel, food, honorarium

Reimbursement — Ap he ag ET EER AN Institute/Georgetown Law School — law views from the bench conference

Reimbursement — Capital Region and Central New York Bankruptcy Bar — 100232015 1002420) — Cooperstown, NY — Speaker at bankruptcy law conference — Auto mileage, hotel, food

1. Part VIL, line 3 of my Financial Disclosure Report for 2014 listed Access Financial Account #3. We did not treat the owner of this account in 2015 as a

dependent; therefore, it does not appear in my current Financial Disclosure Report.

2. Part VII, line 4 of my Financial Disclosure Report for 2014 incorrectly listed Access Financial Account #3 as "redeemed (part)™ on 12/10/14; in fuct it should

have been listed us “redeemed” and I am accordingly amending my 2014 Financial Disclosure Report to reflect such change. This is why Access Financial

Account #3 does not appear on my current Financial Disclosure Report.

3. Part VII, lines 5-250, columns B and C. The U.S. Trust-managed account described on line § is held and managed by U.S. Trust as a fiduciary for my wife and

me. Itis not a personal brokerage or financial management account. We have no discretion with respect to any of the individual assets in the account, which are

listed in lines 6-250. Instead, U.S. Trust makes cach investment, buy or sell decision with respect to the individual assets in the account. We are able to increase

or decrease the aggregage mvestment in the account (in addition to periodically being able to change nisk categories). | therefore reported the asets in the account

in accordance with the method for reporting trust assets in the filing instructions.

4. Part VIL Part VII, line 20 in my Financial Disclosure Report for 2014 incorrectly listed Anadarko Petroleum us “sold (part) on 12/15/2014. in fact, it should

have been listed as "sale" and 1 am accordingly amending my 2014 Financial Disclosure Report to reflect such change. This is why Anadarko Petroleum does not

appear on my current Financial Disclosure Report.

5. Part VII, lines 251-305, columns B and C. The U.S, Trust-managed account descred on line 251 is held and managed by U.S. Trust as a fiduciary for me. Itis

not a personal brokerage or financial management account. T have no discretion with respect to any of the individual assets in the account, which are listed in lines

252-305. Instead, U.S. Trust makes each mvestment buy or sell decision with respect to the individual assets in the account. 1am able to increase or decrease the

aggregate investment in the account (in addition to periodically being able to change risk categories). | therefore reported the assets in the account in accordance

with the method for reporting trust assets in the filing instructions.

6. Part VII, lines 307-315, columns B and C. The U.S. Trust-managed account described on line 307 is held and managed by U.S. Trust as & fiduciary for my

wife. It is not a personal brokerage or financial management account. My wife has no discretion with respect to any of the individual assets in the account, which

are listed in lines 308-315. Instead. U.S. Trust makes each investment buy or sell decision with respect to the individual assets in teh account. My wife is able to

increase or decrease the aggregate investment in the account (in addition to periodically being able to change risk categories). | therefore reported the assets in teh

account in accordance with the method for reporting trust assets in the filing instructions,

7. Part VIL, line 314. In my Financial Disclosure Report for 2014, inadvertently omitted this asset of the managed account described in line 307. 1 am accordingly

amending my 2014 Financial Disclosure Report to reflect such asset.