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Sarah W. Hays

2017Annual

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Pull out the substance of this filing.

What was filed

  • 301

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 2

    spouse income

Named parties

  • Henry W. Bloch Chair in Financial Services-UMKC - Salary
  • Pension - University of Missoun at Kansas City

As filed

Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)

United Missouri Bank (cash) — None

Bank of America (cash) — Interest

IRA Z(H)

TD Ameritrade Money Market (cash) (X) 1)

Ark ETF Tr Web X.0 (ARKW) — None — Buy

Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)

Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)

Ark ETF Tr Web X.0 (ARKW) — Sold

Ark ETF Tr Web X.0 (ARKW) — Buy

Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)

Ark ETF Tr Web X.0 (ARKW) — Sold

Ark ETF Tr Web X.0 (ARKW) — Buy

Ark ETF Tr Web X.0 (ARKW) — Sold

Ark ETF Tr Web X.0 (ARKW) — Buy

Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)

Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)

Ark ETF Tr Web X.0 (ARKW) — Sold

Ark ETF Tr Web X.0 (ARKW) — Buy

Ark ETF Tr Web X.0 (ARKW) — Buy (add'l)

Ark ETF Tr Web X.0 (ARKW) — Sold

Ark ETF Tr Industrial Innovation (ARKQ) — None — Buy

Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)

Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)

Ark ETF Tr Industrial Innovation (ARKQ) — Sold

Ark ETF Tr Industrial Innovation (ARKQ) — Buy

Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)

Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)

Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)

Ark ETF Tr Industrial Innovation (ARKQ) — Sold

Ark ETF Tr Industrial Innovation (ARKQ) — Buy

Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)

Ark ETF Tr Industrial Innovation (ARKQ) — Sold

Ark ETF Tr Industrial Innovation (ARKQ) — Buy

Ark ETF Tr Industrial Innovation (ARKQ) — Buy (add'l)

Ark ETF Tr Industrial Innovation (ARKQ) — Sold

Ark ETF Tr Innovation ETF (ARKK) — None — Buy

Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)

Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)

Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)

Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)

Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)

Ark ETF Tr Innovation ETF (ARKK) — Sold

Ark ETF Tr Innovation ETF (ARKK) — Buy

Ark ETF Tr Innovation ETF (ARKK) — Sold

Ark ETF Tr Innovation ETF (ARKK) — Buy

Ark ETF Tr Innovation ETF (ARKK) — Buy (add'l)

Ark ETF Tr Innovation ETF (ARKK) — Sold

Ark ETF Tr Genomic Revolution (ARKG) — None — Buy

S10. — Buy (add'l)

S10. — Sold

S10. — Buy

S10. — Sold

Bank of America (BAC) — None — Buy

Bank of America (BAC) — Sold

The Blackstone Group (BX) — None — Buy

The Blackstone Group (BX) — Sold

Blue Apron Holdings (APRN) — None — Buy

Blue Apron Holdings (APRN) — Sold

CSX Corp (CSX) — None — Buy

CSX Corp (CSX) — Sold

Deutsche X-Trackers MSCI EAFE Hedged Eq ETF (DBEF) — None — Buy

Deutsche X-Trackers MSCI EAFE Hedged Eq ETF (DBEF) — Sold

Delta Airlines (DAL) — None — Buy

Delta Airlines (DAL) — Sold

ETF Ser Solutions Diamond-Hill Val Wid S00 (DHVW) — None — Buy

ETF Ser Solutions Diamond-Hill Val Wid S00 (DHVW) — Sold

ETF Ser Solutions Diamond-Hill Val Wid S00 (DHVW) — Buy

ETF Ser Solutions Diamond-Hill Val Wid S00 (DHVW) — Sold

ETFIS Bioshares Biotech Clin (BBC) — None — Buy

ETFIS Bioshares Biotech Clin (BBC) — Buy (add'l)

ETFIS Bioshares Biotech Clin (BBC) — Buy (add'l)

ETFIS Bioshares Biotech Clin (BBC) — Sold

ETFIS Bioshares Biotech Clin (BBC) — Buy

ETFIS Bioshares Biotech Clin (BBC) — Sold

ETFIS Bioshares Biotech Clin (BBC) — Buy

ETFIS Bioshares Biotech Clin (BBC) — Buy

ETFIS Bioshares Biotech Clin (BBC) — Sold

ETFIS Bioshares Biotech Clin (BBC) — Buy

ETFIS Bioshares Biotech Clin (BBC) — Buy (add'l)

ETFIS Bioshares Biotech Clin (BBC) — Sold

ETFIS Bioshares Biotech Clin (BBC) — Buy

ETFIS Bioshares Biotech Clin (BBC) — Sold

ETF Mgrs Tr Purefunds ISE Big Data (BIGD) — None — Buy

ETF Mgrs Tr Purefunds ISE Big Data (BIGD) — Sold

ETF Mgrs Tr Purefunds ISE Big Data (BIGD) — Sold

FQF Tr Quant FTSE Eur Qual Div (OEUR) — None — Buy

FQF Tr Quant FTSE Eur Qual Div (OEUR) — Buy (add'l)

FQF Tr Quant FTSE Eur Qual Div (OEUR) — Buy (add'l)

FQF Tr Quant FTSE Eur Qual Div (OEUR) — Buy (add'l)

FQF Tr Quant FTSE Eur Qual Div (OEUR) — Sold (part)

FQF Tr Quant FTSE Eur Qual Div (OEUR) — Sold

Fidelity Covington Trust MSC Infotech (FTEC) — None — Buy

Fidelity Covington Trust MSC Infotech (FTEC) — Buy (add'l)

Fidelity Covington Trust MSC Infotech (FTEC) — Buy (add'l)

Fidelity Covington Trust MSC Infotech (FTEC) — Sold

First Trust ISE Cloud Computing E1v (SKYY) — None — Buy

First Trust ISE Cloud Computing E1v (SKYY) — Sold

Global X Internet of Things ETF (SNSR) — None — Buy

Global X Internet of Things ETF (SNSR) — Sold

Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — None — Buy

Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — Buy (add'l)

Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — Sold

Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — Buy

Global X Rbtcs & Artfel Intlgne ETF (BOTZ) — Sold

Global X Fintech ETF (FINX) — None — Buy

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Sold

Global X Fintech ETF (FINX) — Buy

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Sold

Global X Fintech ETF (FINX) — Buy

Global X Fintech ETF (FINX) — Buy (add'l)

Global X Fintech ETF (FINX) — Sold

Global X Fintech ETF (FINX) — Buy

Global X Fintech ETF (FINX) — Sold

Global X Fintech ETF (FINX) — Buy

Global X Fintech ETF (FINX) — Sold

General Electric (GE) — None — Buy

General Electric (GE) — Sold

Howard Hughes Corp (HHC) — None — Buy

Howard Hughes Corp (HHC) — Sold

iShares Core S&P Small-Cap ETF (UR) — None — Buy

iShares Core S&P Small-Cap ETF (UR) — Sold

iShares MSCI Emerging Mkts (IEMG) — None — Buy

iShares MSCI Emerging Mkts (IEMG) — Sold

Morgan Stanley Inst Fund Growth (MSEGX) — Int/Div — Buy

Morgan Stanley Inst Fund Growth (MSEGX) — Sold

Primecap Odyssey Stock Fund (POSKX) — None — Buy

Primecap Odyssey Stock Fund (POSKX) — Sold

Powershares Aerospace & Defense (PPA) — None — Buy

Powershares Aerospace & Defense (PPA) — Sold

Powershares Dynamic LC Val Port (PWV) — None — Buy

Powershares Dynamic LC Val Port (PWV) — Sold

Powershares Global Gold & Pr Met (PSALU) — None — Buy

Powershares Global Gold & Pr Met (PSALU) — Sold

Powershares QQ (QQQ) — None — Buy

Powershares QQ (QQQ) — Buy (add'l)

Powershares QQ (QQQ) — Sold

Powershares QQ (QQQ) — Buy

Powershares QQ (QQQ) — Sold

Powershares Nasdaq Internet Port (PNQI) — None — Buy

Powershares Nasdaq Internet Port (PNQI) — Buy (add'l)

Powershares Nasdaq Internet Port (PNQI) — Sold (part)

Powershares Nasdaq Internet Port (PNQI) — Sold

Powershares Semicon Port (PS]) — None — Buy

Powershares Semicon Port (PS]) — Buy (add'l)

Powershares Semicon Port (PS]) — Sold

Powershares Semicon Port (PS]) — Buy

Powershares Semicon Port (PS]) — Buy (add'l)

Powershares Semicon Port (PS]) — Buy (add'l)

Powershares Semicon Port (PS]) — Buy (add'l)

Powershares Semicon Port (PS]) — Sold

Powershares Semicon Port (PS]) — Buy

Powershares Semicon Port (PS]) — Buy (add'l)

Powershares Semicon Port (PS]) — Buy (add'l)

Powershares Semicon Port (PS]) — Sold

Powershares Semicon Port (PS]) — Buy

Powershares Semicon Port (PS]) — Buy (add'l)

Powershares Semicon Port (PS]) — Sold

Powershares Semicon Port (PS]) — Buy

Powershares Semicon Port (PS]) — Sold

Powershares Semicon Port (PS]) — Buy

Powershares Semicon Port (PS]) — Sold

Q Biomed Inc (QBI1O) — None — Buy

Q Biomed Inc (QBI1O) — Sold

Select Sector SPDR Consumer Dis (XLY) — None — Buy

Select Sector SPDR Consumer Dis (XLY) — Sold

Select Sector SPDR Industrial Select (XLD — None — Buy

Select Sector SPDR Industrial Select (XLD — Buy (add'l)

Select Sector SPDR Industrial Select (XLD — Sold

Select Sector SPDR Tr Energy Sel Idx (XLE) — None — Buy

Select Sector SPDR Tr Energy Sel Idx (XLE) — Sold

Select Sector SPDR Trust Tech (XLK) — None — Buy

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Sold

Select Sector SPDR Trust Tech (XLK) — Buy

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Buy

Select Sector SPDR Trust Tech (XLK) — Sold

Select Sector SPDR Trust Tech (XLK) — Buy

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Sold

Select Sector SPDR Trust Tech (XLK) — Buy

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Sold (part)

Select Sector SPDR Trust Tech (XLK) — Sold

Select Sector SPDR Trust Tech (XLK) — Buy

Select Sector SPDR Trust Tech (XLK) — Buy (add'l)

Select Sector SPDR Trust Tech (XLK) — Sold

Select Sector SPDR Trust Tech (XLK) — Buy

Select Sector SPDR Trust Tech (XLK) — Sold

Select Sector SPDR Tr Financial Select (XLF) — None — Buy

Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)

Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)

Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)

Select Sector SPDR Tr Financial Select (XLF) — Buy

Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)

Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)

Select Sector SPDR Tr Financial Select (XLF) — Sold

Select Sector SPDR Tr Financial Select (XLF) — Buy

Select Sector SPDR Tr Financial Select (XLF) — Sold (part)

Select Sector SPDR Tr Financial Select (XLF) — Sold

Select Sector SPDR Tr Financial Select (XLF) — Buy

Select Sector SPDR Tr Financial Select (XLF) — Sold

Select Sector SPDR Tr Financial Select (XLF) — Buy

Select Sector SPDR Tr Financial Select (XLF) — Buy (add'l)

Select Sector SPDR Tr Financial Select (XLF) — Sold

Select Sector SPDR Tr Financial Select (XLF) — Buy

Select Sector SPDR Tr Financial Select (XLF) — Sold

Select Sector SPDR Tr Financial Select (XLF) — Buy

Select Sector SPDR Tr Financial Select (XLF) — Sold

Select Sector SPDR Tr Health Care (XLV) — None — Buy

Select Sector SPDR Tr Health Care (XLV) — Sold

Select Sector SPDR Tr Health Care (XLV) — Buy

Select Sector SPDR Tr Health Care (XLV) — Sold

Sprint Corp (S) — None — Buy

Sprint Corp (S) — Sold

SPDR S&P Biotech (XB) — None — Buy

SPDR S&P Biotech (XB) — Sold

SPDR S&P Biotech (XB) — Buy

SPDR S&P Biotech (XB) — Buy (add'l)

SPDR S&P Biotech (XB) — Sold

SPDR S&P Biotech (XB) — Buy

SPDR S&P Biotech (XB) — Sold

SPDR S&P Biotech (XB) — Buy

SPDR S&P Biotech (XB) — Sold

SPDR S&P Biotech (XB) — Buy

SPDR S&P Biotech (XB) — Buy (add'l)

SPDR S&P Biotech (XB) — Sold

SPDR S&P Biotech (XB) — Buy

SPDR S&P Biotech (XB) — Buy (add'l)

SPDR S&P Biotech (XB) — Buy (add'l)

SPDR S&P Biotech (XB) — Sold

SPDR Stoxx Europe 50 Fund (FEU) — None — Buy

SPDR Stoxx Europe 50 Fund (FEU) — Sold

SPX Corp (SPX) — None — Buy

SPX Corp (SPX) — Sold

United Health Group (UNH) — None — Buy

United Health Group (UNH) — Sold

Vaneck Vectors Gaming ETF (BJK) — None — Buy

Vaneck Vectors Gaming ETF (BJK) — Sold

Vaneck Vectors Momingstar Intl Moat ETF MOTH — None — Buy

Vaneck Vectors Momingstar Intl Moat ETF MOTH — Buy (add'l)

Vaneck Vectors Momingstar Intl Moat ETF MOTH — Sold

Vaneck Vector Morningstar Wide Moat IMOAT) — None — Buy

Vaneck Vector Morningstar Wide Moat IMOAT) — Sold

Vaneck Vectors Semiconductors (SMH) — None — Buy

Vaneck Vectors Semiconductors (SMH) — Sold

Vanguard Info Tech Index (VGT) — None — Buy

Vanguard Info Tech Index (VGT) — Buy (add'l)

Vanguard Info Tech Index (VGT) — Buy (add'l)

Vanguard Info Tech Index (VGT) — Sold

Vanguard Info Tech Index (VGT) — Buy

Vanguard Info Tech Index (VGT) — Sold

Vanguard Consumer Dsc Index (VCR) — None — Buy

Vanguard Consumer Dsc Index (VCR) — Sold

Vanguard Intl Div Apprec ETF (VIGI) — None — Buy

Vanguard Intl Div Apprec ETF (VIGI) — Buy (add'l)

pak) — Sold

Walt Disney Co (DIS) — None — Buy

Walt Disney Co (DIS) — Sold

IRA #2 (H)

Sun America Cash Trust Account (Money Market) — Interest

KIMCO Realty (KIM) (Y)

Ramco Gershenson Pptys TR Com SH Ben Ing. (RPT) — Int/Div

Brokerage Account #1 (H)

Blackrock Eurofund (MDEFX) — Int/Div

Blackrock Equity (MDDVX) — Int/Div

Blackrock Low Duration (BLDAX) — Int/Div

Blackrock Latin American Fund (MDLTX) — Int/Div

Brokerage Account 22 (H)

Amencan Century Growth Fund (TWCOGX) — Int/Div

American Century Ultra Fund (TWCUX) — Int/Div

IRA #3 (H)

Wells Fargo Money Market Asset Fund (cash) (Y)

IRAZ4 (H)

Hartford Stock Fund — None

Hartford Balanced HLS Fund — None

Hartford Capital Appreciation Fund — None

Hartford Int'l Opp. Fund — None

403(b) #1 (H)

Vanguard Inst. Index (VINIX) — None — Sold

403(b) #2 (H)

VALIC Large Cap — None — Sold

VALIC Health Sciences Fund — None — Sold

VALIC Science and Technology Fund — None — Sold

VALIC Fixed Income — None — Sold

Spouse's income — 2017 — Henry W. Bloch Chair in Financial Services-UMKC - Salary

Spouse's income — 2007 — Pension - University of Missoun at Kansas City

Part II-B, line 1: Through March 1, 2017.

Part 111-B, line 2: Beginning March 1, 2017,

Part VII, lines 296 and 298-301: The information listed is based upon the filer's information and belief. Despite request, more detailed information is not

available from the provider.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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