Earl Leroy Yeakel 3

SCHW Common Stock — Int/Div

CVX Common Stock — Int/Div

C Common Stock — Int/Div

DELL Common Stock — None

XOM Common Stock — Int/Div

F Common Stock — None

JPM Common Stock — Int/Div

MSFT Common Stock — Int/Div

Rogers Communications, Inc. Class B Common Stock — Int/Div

Roval Dutch Shell PLC Common Stock — Int/Div

LUV Common Stock — Int/Div

SPND.OB Common Stock — None

DIS Common Stock — Int/Div

Fidelity Blue Chip Growth Mutual Fund — None

Fidelity China Region Mutual Fund — Int/Div

Fidelity New Millennium Mutual Fund — Int/Div

Fidelity Municipal Money Market Mutual Fund — Interest

Fidelity US Gov't Reserves Mutual Fund — Int/Div

Vanguard Prime Money Market Mutual Fund — Int/Div

Prosperity Bank (CD) — Interest

Prosperity Bank (CD) — Interest

Prosperity Bank (Checking) — Interest

Wells Fargo Bank (Checking) — None

Wells Fargo Bank (Checking) — Interest

Wells Fargo Bank (Savings) — Interest

Artisan Value Fund (Mutual Fund) — Int/Div — Buy

Artisan Value Fund (Mutual Fund) — Buy (add'l)

American Century Diversified Bond Fund (Mutual Fuind) — Int/Div — Buy

American Century Diversified Bond Fund (Mutual Fund) — Distribution

Thormberg Investment Inc. Builder (TIBIX) — Int/Div — Buy (add'l)

Thomberg Investment Inc. Builder (TIBIX) (Mutual Fund) — Buy (add'l)

American High Income Tr (Mutual Fund) — None — Buy (add'l)

American High Income Tr (Mutual Fund) — Sold

EuroPacific Growth Fund SHS CL F-2 (Mutual Fund) — None — Buy

EwroPacific Growth Fund SHS CL F-2 (Mutual Fund) — Sold

Federated Strategic Value Dividend Fund Inst! (Mutual Fund) — Int/Div — Buy

Federated Strategic Value Dividend Fund Inst! (Mutual Fund) — Buy (add'l)

Fidelity Advisor Emerging Asia Mutual Fund C11 — None — Buy

Fidelity Advisor Emerging Asia Mutual Fund C11 — Buy (add'l)

Fidelity Advisor Emergmg Asia Mutual Fund C11 — Sold

Fidelity Advisor Growth Opportunities Mutual Fund-CL 1 — None — Buy

Fidelity Advisor Growth Opportunities Mutual Fund-CL — Sold

Fidelity Advisor Growth Opportunites Mutual Fund-CL 1 — None — Buy

Fidelity Advisor Growth Opportunities Mutual Fund-CL 1 — Buy (add'l)

Fidelity Invt Tr Advisor Gbl Commodity Mutual Fund — None — Buy

Fidelity Invt Tr Advisor Gbl Commodity Mutual Fund — Buy (add'l)

Fidelity Invt Tr Advisor Gbl Commodity Mutual Fund — Sold

Fidelity Advisor Small Cap Fund Instl (Mutual Fund) — Distribution — Buy (add'l)

Fidelity Advisor Small Cap Fund Inst] (Mutual Fund) — Sold

First Eagle Overseas Fund CL A (Mutual Fund) — Int/Div — Buy

First Eagle Overseas Fund CL A (Mutual Fund) — Distribution

First Eagle US Value Fund CL 1 (Mutual Fund) — None — Buy

First Eagle US Value Fund CL 1 (Mutual Fund) — Buy (add'l)

JPMorgan Latin America Fund (Mutual Fund) — None — Sold

Fidelity Advisor New Insights (Mutual Fund) — istmbution — Buy (add'l)

Fidelity Advisor New Insights (Mutual Fund) — Buy (add'l)

Fidelity Advisor Mid Cap II Inst]. (Mutual Fund) — None — Buy (add'l)

Fidelity Advisor Mid Cap 11 Inst]. (Mutual Fund) — Sold

Fidelity Advisor Floating Rate High Income (Mutual Fund) — Int/Div — Sold

Fidelity Secs Advisor Real Estate Income Fund Insti CL — Int/Div — Buy

Fidelity Secs Advisor Real Estate Income Fund Inst! CL — Iistnbution

Franklin Templeton Gold & Precious Metals (Mutual Fund) — None — Sold

Eaton Vance Floating Rate Advantage Fund (Mutual Fund) — Int/Div — Sold (part)

Eaton Vance Floating Rate Advantage Fund (Mutual Fund) — Sold (part)

Eaton Vance Floating Rate Advantage Fund (Mutual Fund) — Sold (part)

Eaton Vance Floating Rate Advantage Fund (Mutual Fund) — Buy (add'l)

Eaton Vance Global Macro Absolute Return Mutual Fund — Int/Div — Buy

Eaton Vance Strategic Income Fd C11 (Mutual Fund) — Int/Div — Buy

Eaton Vance Strategic Income Fd C11 (Mutual Fund) — Sold

Henderson Global Equity Income Fund CL (Mutual Fund) — Int/Div — Buy

Henderson Global Equity Income Fund CL (Mutual Fund) — Buy (add'l)

Henderson European Focus Fund Class A (Mutual Fund) — None — Buy

Henderson European Focus Fund Class A (Mutual Fund) — Sold

Hussman Investment Trust Strategic Growth Mutual Fund — None — Buy

Hussman Investment Trust Strategic Total Return Mutual Fund — Distribution — Buy

Neuberger & Berman Equity Income FDS CL A (Mutual Fund) — Int/Div — Buy

Neuberger & Berman Equity Income FDS CL A (Mutual Fund) — Distribution — Buy (add'l)

New World Fund Inc. (Mutual Fund) — None — Buy (add'l)

New World Fund Inc. (Mutual Fund) — Sold

Small Cap World Fund (Mutual Fund) — None — Buy (add'l)

Small Cap World Fund (Mutual Fund) — Sold

Templeton Global Bond Fund (Mutual Fund) — Int/Div — Buy (add'l)

Templeton Global Bond Fund (Mutual Fund) — Sold

RS Global Natural Resources Fund (Mutual Fund) — Distribution — Buy (add'l)

RS Global Natural Resources Fund (Mutual Fund) — Buy (add'l)

Dodge & Cox Income Fund (Mutual Fund) — Int/Div — Buy (add'l)

Loomis Sayles Investment Grade Bond Fund (Mutual Fund) — Int/Div — Sold

Loomis Sayles Investment Grade Bond Fund (Mutual Fund) — Distribution

Looms Sayles Strategic Income Fund (Mutual Fund) — Int/Div — Buy (add'l)

Loomis Sayles Strategic Income Fund (Mutual Fund) — Sold

Pimco Total Return Fund PTTAX (Mutual Fund) — None — Sold (part)

Pimco Real Return Mutual Fund C1 A PRTNX — Int/Div — Buy

Pimco Real Return Mutual Fund C1 A PRTNX — Distribution — Buy (add'l)

Pimco FDS Real RTN AST P (Mutual Fund) — Int/Div — Buy

Pimco FDS Real RTN AST P (Mutual Fund) — Distribution

Ridgeworth Funds High Income Fd C11 (Mutual Fund) — Int/Div — Buy

Ridgeworth Funds High Income Fd C1 (Mutual Fund) — Sold

Fairholme Funds Inc. (Mutual Fund) — Int/Div — Sold

T Rowe Price Emerging Europe Mediterranean Fund-Mutual Fund — None — Sold

T Rowe Price Blue Chip Growth Fund (Mutual Fund) — None — Buy

T Rowe Price Blue Chip Growth Fund (Mutual Fund) — Buy (add'l)

T Rowe Price Blue Chip Growth Fund (Mutual Fund) — Buy (add'l)

T Rowe Price Blue Chip Growth Fund (Mutual Fund) — Sold

Invesco Developing Markets Fund (Mutual Fund) — None — Sold

Invesco Balanced-Risk Allocation Fund Y (Mutual Fund) — Int/Div — Buy

Invesco Balanced-Risk Allocation Fund Y — Distribution

Invesco Equally-Weighted S&P 500 Mutual Fund — None — Buy

Invesco Equally-Weighted S&P 500 Mutual Fund — Sold

First Eagle Fund of America Class A (Mutual Fund) — Distribution — Buy (add'l)

First Eagle Fund of America Class A (Mutual Fund) — Sold

Prudential Jennison Equity Income Fund (Muitual Fund) — Int/Div — Buy (add'l)

Prudential Jennison Equity Income Fund (Mutual Fund) — Sold

Prudential Global Real Estate Fund Class Z (Mutual Fund) — Int/Div — Buy

Prudential Global Real Estate Fund Class 2 (Mutual Fund) — Sold

Washington Mutual Invs Fund CL F-2 SHS — Int/Div — Buy

Washington Mutual Invs Fund CL F-2 SHS — Buy (add'l)

Prime Money Market Fund (Mutual Fund) — None

Federal Gov't Obl. Tax Mgd. Fund #636 — Int/Div

Federal Home Loan Mortgage Corp. 2.50% Note — Interest — Matured

Federal Home Loan Bank 3.13% Note — Interest

Federal Farm Credit Bank 3.45% Note — Interest

U.S. Treasury 5.5% Note (x) — Interest — Buy

Federal Home Loan Bank 4.18% Note — Interest — Buy

Introgen Theraputics Inc — None

Luby's Inc — None

United States Series Savings Bonds — None

Trustee, Theodore Roosevelt Association

Trustee & Chairman, Austin Rotary Club Foundation

Member, University of Texas Longhom Foundation Advisory Council

Member, Texas Commission on Umiform State Laws

Member, National Conference of Commussioners on Umiform State Laws

Member, Board of Advisors, Austin Lawyers Chapter, The Federalist Society

President, Austin Intellectual Property Chapter, American Inns of Court

Liability — Prospenty Bank — Line of Credit

Reimbursement — The University of Texas at Austin — January 19-21, 2011 — Alexandra, Virgina — 6th Annual Patent Law Institute — Transportation, Meals, & Lodging

Reimbursement — Commissioners on Uniform State Laws

Reimbursement — Brigham Young University — February 18-19, 2011 — Dallas, Texas — J. Reuben Clark Law Society Conference — Transportation, Meals, & Lodging

Reimbursement — Commissioners on Uniform State Laws — Ro TR Ta al a eS NTE wa Rg TR. — Ltr rt Raga rat he a — hy ghoustr eds Wa Lue Yet wa Levi — LO iis Sedov tat Sheva Con Sosealion lee y sin

Reimbursement — Meeting-Anntrust & Business Litigation Section

Reimbursement — State Bar of Texas — July 14-15, 2011 — San Antonio, Texas — Advanced Patent Litigation Course 2011 — Transportation, Meals, & Lodging

Reimbursement — Commissioners on Unitorm State Laws — Tir ate se sr et. — bal arbcd nb Ey YS L Seta b yd Dea

Reimbursement — Her SE BC yh rpc eCames oF pear ey 1) — wil — of Law Moot Court Tournament — phi ea 3 pret Opie Sida of Aaa parte oa

Reimbursement — Patent Reform & New Models for a New Market

Spouse's income — 2011 — Emplovees Retirement System of Texas « Retirement

Spouse's income — 2011 — Nitsche & Ferguson Ins. Agency Ine. - Commission Sales