John George Koeltl

JOHNSON & JOHNSON - COMMON — Int/Div — Sold (part)

PFIZER INC. « COMMON — Int/Div

ROYAL DUTCH SHELL PLC « COMMON — Int/Div

FRANKLIN INCOME FUND CL C MUTUAL FUND — Int/Div

OPPENHEIMER DEV. MARKETS FUND CLC -MUTUAL FUND — None

CGM ADVISOR TARGETED EQUITY FUND CL C - MUTUAL FUND — Int/Div

TEMPLETON GLOBAL BOND FUND CL C-MUTUAL FUND — Int/Div

LORD ABBETT ST DURATION INCOME FUND - MUTUAL FUND — Int/Div — Sold

ROCHESTER LIMITED TERM NY MUNI BOND FUND — Int/Div — Buy

ROCHESTER LIMITED TERM NY MUNI BOND FUND — Buy (add'l)

ROCHESTER LIMITED TERM NY MUNI BOND FUND — Buy (add'l)

MERRILL LYNCH FIA MONEY FUND NY.NY. — Interest — Sold (part) — Decrease To MM Fund

N.Y. STATE ENGY RESH BOND 5.5% DUE 01/0121 — Interest

N.Y.STATE MTG ACGY REV BOND £.05% DUE 10/01/17 — Interest

NY CITY CY TRANS BOND 5% DUE 05/01/31 — Interest — Redeemed

N.Y STATE SER C BOND 4.4% DUE 04/1521 — Interest

N.Y. STATE NY SER F BOND 5.3% DUE 01/1526 — Interest

N.Y.STATE DORM. AUTH. 4.75% REV ST JOHNS BOND DUE 070128 — Interest — Redeemed

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Interest — Redeemed

NY NY CY TRANSTNL FIN ATRV BOND 5% DUE 02/01/33 — Interest

SUFFOLK CTY BOND 4.125% DUE 11/0121 — Interest

DUTCHESS CTY BOND 4.5% DUE 08/0126 — Interest

ST. LAWRENCE CTY BOND 4.25% DUE 05/1528 — Interest — Sold

NY ST DORM AT RV ST BOND 5% DUE 02/1524 — Interest

NY ST DORM AT RV ST BOND 5% DUE 0215827 — Interest

NEW YORK ST URBAN DEV BOND 4.259% DUE 03/1527 — Interest — Sold

NEW YORK ST HFA PERS INC BOND SL DUE 09/15/30 — Interest

NEW YORK NY SUBSER SER C-1 BOND 4.5% DUF 10/01/23 — Interest

N.Y.STATE DORM. AUTH, REV MEM SLOAN BOND 8% DUE 07/0126 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 4.75% DUE 1 1/15/30 — Interest

NEW YORK NY SUBSER J-1 BOND 5% DUE 05/15/31 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Interest

N.Y. CITY MUN WTR BOND 5% DUE 06/15/34 — Interest

NY.CITY MUN WTR BOND 4.75% DUE 06/1536 — Interest

N.Y. CITY MUN WTR BOND 4.75% DUE 06/1537 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/37 — Interest

N.Y.CITY MUN WTR BOND 5% DUE 06/15/38 — Interest

N.Y. STATE HSG FIN AGY BOND 4.9% DUE 11/01/38 — Interest

N.Y. CITY MUN ATR BOND 4.5% DUE 06/15/39 — Interest

LONG ISLAND PWR AUTH NY BOND 4.259% DUE 05/01/33 — Interest

THOMPSON NY PUB IMPT BOND 4.125% DUE 09/0129 — Interest

N.Y. STATE CLN-DRNKNG WTR BOND LoL DUE 06/15/36 — Interest

NEW YORK ST SER E OID BOND 4% DUE 12/15/37 — Interest

HUDSON YDS INFRA NY BOND 5% DUE 02/15/47 — Interest

HAVERSTRAW NY IMPT BOND 3.50% DUE 06/15/34 — None — Buy

CITIBANK CHECKING ACCOUNT NY.NY. — None

MERRILL LYNCH (IRA ACCOUNT) CGM ADVISOR EQUITY FUND CL C — None

MERRILL LYNCH (IRA ROLLOVER) ML BANK CASH ACCOUNT — Interest — Buy (add'l) — Increase to MM Fund

MERRILL LYNCH (IRA ROLLOVER) ALGER CAP. APPREC. FUNDCL A — Int/Div — Buy (add'l)

MERRILL LYNCH (IRA ROLLOVER) MFS VALUE FUNDCLC — Int/Div

MERRILL LYNCH (IRA ROLLOVER) - OPPENHEIMER SELECT VALUE FUND — None — Sold

MERRILL LYNCH (IRA ROLLOVER) OPPENHEIMER VALUE FUNDCL C — None — Sold

MERRILL LYNCH(IRA ROLLOVER). MAINSTAY LARGE CAPFUND CLC — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER). MAINSTAY LARGE CAPFUND CLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER). MAINSTAY LARGE CAPFUND CLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER). MAINSTAY LARGE CAPFUND CLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER). MAINSTAY LARGE CAPFUND CLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER). MAINSTAY LARGE CAPFUND CLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER). MAINSTAY LARGE CAPFUND CLC — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER) ALGER CAP APPREC FUNDCLC — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- LOOMIS SAYLES INVBONDFD CLC — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- PIMCO COMM RR STRATEGY FD CLC — Int/Div

MERRILL LYNCH(IRA ROLLOVER)- FRANKLIN INCOMEFDCLC — Int/Div — Sold

MERRILL LYNCH{IRA ROLLOVER)- BLACKROCK GLOBAL ALLOCFUND CO — Int/Div

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTS FUND CL C — None — Buy

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTS FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTS FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTS FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTS FUND CL C — Sold

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK LATIN AMERICA FUND — None — Sold

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Int/Div

MERRILL LYNCH(IRA ROLLOVER)- PIMCO GLOBAL MULTI ASSET FUND — None — Sold

MERRILL LYNCH{IRA ROLLOVER)- OPPENHEIMER RISING DIV FUND CL C — Int/Div — Buy

MERRILL LYNCH{IRA ROLLOVER)- OPPENHEIMER RISING DIV FUND CL C — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER)- OPPENHEIMER RISING DIV FUND CL C — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER)- OPPENHEIMER RISING DIV FUND CL C — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER)- OPPENHEIMER RISING DIV FUND CL C — Buy (add'l)

MERRILL LYNCH{IRA ROLLOVER)- OPPENHEIMER RISING DIV FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK FOUITY DIVFUNDCL A — Int/Div — Buy

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK EQUITY DIV. FUNDCL C — Int/Div — Buy

MICHAEL NAYLOR. PERSONAL LOAN — None

CHASE BANK MONEY MARKET ACCT (INHERITED IRA ACCOUNT — None — Distnbuted

ESTATE — Int/Div

MERRILL LYNCH MONEY MARKET ACCOUNTS (MONEY MARKET FUNDS)

NEW YORK NY SER P BOND 4.25% DUE ORND1/28

TRIBOR BRIDGE & TUNNEL BOND 5% DUE 11/15/32

ALTRIA GROUP INC { COMMON)

AMN ELEC POWER CO. (COMMON)

AT&T (COMMON)

AVENET INC (COMMON) — Sold

BOEING CO. (COMMON) — Sold

BP PLC SPON ADR (COMMON)

SCENTURYLINK INC. SHRS (COMMON) — Sold

CHEVRON CORP (COMMON)

CONSOLIDATED EDISON INC (COMMON)

DE MASTERS BLENDERS (COMMON) xX) — from line 126)

DAIMLER A (COMMON)

DIEBOLD INC. (COMMON)

DOMINION RESOURCES INC (COMMON)

DUKE ENERGY CORP. (COMMON)

EDISON INT'L CALIF (COMMON)

EXELON CORP. (COMMON)

EXXON MOBIL CORP. (COMMON)

FIRST ENERGY CORP. (COMMON) — Sold

GENERAL ELECTRIC (COMMON)

HERSHEY CO. (COMMON)

HESS CORP. (COMMON)

HILLSHIRE BRANDS CO. (COMMON) XxX) — from line 126)

HONEYWELL INTL INC. (COMMON)

KRAFI FOODS INC. (COMMON) — Sold (part) — exch - line 115

LSI CORP. (COMMON)

MARATHON OIL CORP. (COMMON)

MARATHON PETROLEUM CORP (COMMON) — Sold

MONDELEZ INTERNATIONAL INC (COMMON IX) — from line 111)

NORTHROP GRUMMAN CORP (COMMON) — Sold

NORTHEAST LTILITIES (COMMON) — NSTAR

OCCIDENTAL PETROLEUM CORP CAL (COMMON)

PEPCO HOLDINGS INC. (COMMON)

PEPSICO INC. (COMMON) — Sold

PHILIP MORRIS INT'L INC. (COMMON)

PUBLIC SERVICE ENTERPRISE GROUP (COMMON)

ROCKWELL AUTOMATION INC (COMMON)

ROCKWELL COLLINS INC (COMMON)

ROYAL DUTCH SHELL PLC (COMMON) — Sold

SARA LEE CORP. (COMMON) — Sold — spimotts lines 97&109

SKYWORKS SOLUTIONS INC (COMMON) — Sold

SOUTHERN COMPANY (COMMON)

SPECTRA ENERGY CORP. (COMMON)

TERADATA CORP. (COMMON) — Sold

VERIZON COMM. (COMMON)

VODAPHONE GROUP PLC (COMMON)

YUM BRANDS INC. (COMMON) — Sold

DWS NEW YORK TAX FREE INCOME FUND CL AMUTLAL FUND)

FEDERATED FUND FOR U.S. GOV'T SECURITIES CL A (MUTUAL FUND)

FEDERATED MUNICIPAL SECURITIES FUND CL A (MUTUAL FUND)

FRANKLIN US. GOV'T SECURITIES FUND CL C(MUTUAL FUND)

FRANKLIN US. GOV'T SECURTIES FUND CL A (MUTUAL FUND)

ROCHESTER LIMITED TERM NY MUNICIPAL FUND(MUTUAL FUND)

WESTERN ASSET HIGH INCOME FUND 1 (MUTUAL FUND)

FIDELITY CASH RESERVES (MONEY MARKET FUND) — Closed

FIDELITY MAGELLAN FUND (MUTUAL FUND) — Sold

FIDELITY NY MUNI INCOME FUND (MUTUAL FUND) — Sold

FIDELITY PURITAN FUND (MUTUAL FUND) — Sold

Reimbursement — American Bar Association — April 19.2012 - April 20.2012 — Washington, DC — ABA Conference — Lodging, meals, and travel

Reimbursement — The American Legal System — September 21.2012

Income — 2012 — NEW YORK UNIVERSITY - TEACHING — $26,955.00