Colleen McMahon

Thomburg Ltd. Term Muni. Fd Nat'l — Int/Div

Kohl's Corp. Com (IRA) — Int/Div

Thomberg Value Fund Class A Mut Fd (IRA) — Int/Div

Morgan Stanley Venture Investors 11 LP (IRA) — None

Kohl's Corp Com (Trust #2) — Int/Div

Morgan Stanley Venture Investors 111 LP — None

Skyline Venture Partners.L.P — Distribution — Sold (part) — Note #

MSCPmIL.P — None

EEE MA(1998 300,0000) — None

mm MA (1998 300,000) — None

Northwestern Mututal Life — None

EVILCO Life Insurnace (Trust £ 1) — None

Northwestern Mututal Life (Trust21) — None

Northwestern Mututal Life{ Trust 21) — None

Madison National Life Ins{ Trust # 1) — Interest

Passport Money Market Fund (IRA) — None — Closed

CSG Systems International Ine.Com — None — Buy (add'l)

Summit Mariner, LLC — None

Skyline Venture Partners Qualified Purchase Fund IN — None

Trident Capital Fund-IV LP — istnbution — Sold (part) — Note #2 1

Trident Capital Fund-IV LP — Sold (part)

Sentinel Capital Partners 11 LP — Distribution — Sold — Note #

Summit Mariner LLC/AJP Morgan Checking — Interest

Rental # 1 JPMorgan Checking — None

Rental #2 New York, NY(1999 S 900.000) — Rent

Rental # 2/JP Morgan -Checking — Interest

JP Morgan(Checking)- — None

Andex Resources LLC — None — Sold (part)

Vacant Land pms MA (1999 S 425.000) — None

Trident Capital Fund V LP — Distribution — Sold (part) — Note #

Linx Partners (Q) LP — Distribution — Sold (part) — Note #

Linx Partners (Q) LP — Sold (part)

Grove Capital Commitment Partners LP — None

EEE Golf Partners LLC — None

Silvans Corp Preferred B — None — Sold (part)

JP Morgan (Checking) — Interest

Omeida Cnty NY 6.25% due 06/15 — Interest — Sold (part)

Omeida Cnty NY 6.25% due 06/15 — Sold (part)

JK & B Capital IV QIP LP — None — Sold (part)

JK & B Capital IV QIP LP — Sold (part) — Note #5 to line # 129

JK & B Capital IV QIP LP — Sold (part) — Note # 5 to line # n7

Perseus Biopharmaceutical Investor LP — None — Sold (part)

Perseus Biopharmaceutical Investor LP — Sold (part)

Skyline Venture Partners Qualified Purchaser Fund INN LP — None — Sold (part)

Towerbrook Private Equity Partners Il LP — None

SPEP Limited Partners LLC — None — Sold (part)

Grove ll LP — None

Tactics 11 Venture LP — None — Distnibuted — Note # 7 to Line # 184

JP Morgan Checking( Foundation #1) — Interest

MM Community Funding 111 Sub Note — None — Closed — Note #2 3

OR Music LLC — None

SFM Participation LP(Y)

Capital Income Builders Fd Cl A(IRA) — Int/Div

Kinderhook Capital LP — Distribution — Buy (add'l) — Note #

Kinderhook Capital LP — Sold (part)

Capital World Grth & Income Fd Cl A(IRA) — Int/Div

JP Morgan Tax Free MM Premier Sweep — Interest

Menemsha Captial Partners Lid — None — Note #2

Camulos Partners LP — None — Sold

Capital SLI Group LLC — None

CGI Partners. LP — None — Buy (add'l)

CGI Partners. LP — Buy (add'l)

CGI Partners. LP — Sold (part)

Micell Technologies Inc.{Com) — None

Lmx Partners II LP — istmbution — Sold (part) — Note #

Lmx Partners II LP — Sold (part)

Lmx Partners II LP — Sold (part)

Lmx Partners II LP — Sold (part)

Lmx Partners II LP — Sold (part)

Lone Cypress Company Ltd — Distribution — Sold (part) — Note #

Sentinel Capital Investors [11 LP — Distribution — Sold (part) — Note #

Sentinel Capital Investors [11 LP — Sold (part)

Sentinel Capital Investors [11 LP — Sold (part)

Sentinel Capital Investors [11 LP — Sold (part)

SFM Participation II LP — istnbution — Buy (add'l) — Note #

SFM Participation II LP — Buy (add'l)

SFM Participation II LP — Sold (part)

SFM Participation II LP — Sold (part)

SFM Participation II LP — Sold (part)

SFM Participation II LP — Sold (part)

SFM Participation II LP — Sold (part)

North Salem Acquisition & Development Fund 2005 LP — Distribution — Note #

Thomburg Core Growth C1 A (IRA) — None

Jetblue (Com) — None

383.391 West 12th St LLC — None — Buy (add'l)

383.391 West 12th St LLC — Sold (part)

383.391 West 12th St LLC — Sold (part)

Aisling Capital 11 LP — None — Buy (add'l)

Aisling Capital 11 LP — Buy (add'l)

Aisling Capital 11 LP — Buy (add'l)

Aisling Capital 11 LP — Buy (add'l)

Aisling Capital 11 LP — Sold (part)

By The Way Productions LLC — None

JK &B Capital VLP — None — Buy (add'l)

JK &B Capital VLP — Buy (add'l)

JK &B Capital VLP — Buy (add'l)

JK &B Capital VLP — Sold (part)

JK &B Capital VLP — Sold (part)

SEEF NLP — None

Towerbrook Investors Il Executive Fund LP — Distribution — Note #

Trident VI LP — Distribution — Sold (part) — Note #

Kinderhook Capital Fund 11 LP — Distribution — Buy (add'l) — Note #

Kinderhook Capital Fund 11 LP — Sold (part)

Kohls Corp (Com). — Int/Div — Buy (add'l)

Kohls Corp (Com). — Buy (add'l)

Kohls Corp (Com). — Sold (part)

KPB Partners LP — Interest

App Orchard LLC — None — Buy

App Orchard LLC-Note — None — Buy

Thomburg-Income Builder C1 1 — Int/Div

Thomburg Global Opportunity C1 1 — Int/Div

Thomburg CRE GWT (Trust # 2) — None

Morgan Stanley Bank (Savings) — Interest

Thomburg CRE GWT (IRA) — None — Buy (add'l)

Imavein LLC — None

Ironwood Management Partners Fund 11 LP — istmbution — Buy (add'l) — Note #

Ironwood Management Partners Fund 11 LP — Sold (part)

Ironwood Management Partners Fund 11 LP — Buy (add'l)

Ironwood Management Partners Fund 11 LP — Buy (add'l)

Ironwood Management Partners Fund 11 LP — Buy (add'l)

Linx-Cimarron Energy Co-Invest, LLC — Distribution — Sold (part) — Note #

Linx-Cimarron Energy Co-Invest, LLC — Sold (part)

RGI Partners 11 BLP — istnbution — Note #

RG! Partners Lid — None — Buy (add'l)

RG! Partners Lid — Buy (add'l)

RG! Partners Lid — Sold (part)

RG! Partners Lid — Buy (add'l)

SC Capital (P) LP — None — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

Tailwind Capital Partners LP — Distribution — Buy (add'l) — Note # 1 & Note #4

Tailwind Capital Partners LP — Buy (add'l)

Tailwind Capital Partners LP — Buy (add'l)

Tailwind Capital Partners LP — Buy (add'l)

Tailwind Capital Partners LP — Sold (part)

Tailwind Capital Partners LP — Sold (part)

Tailwind Capital Partners LP — Sold (part)

Tailwind Capital Partners LP — Sold (part)

Tailwind Capital Partners LP — Sold (part)

Tailwind Capital Partners LP — Sold (part)

Tailwind Management LP — None

Tailwind Capital Partners (GP) LP — Distribution — Buy (add'l) — Note # 1 & Note # 4

Tailwind Capital Partners (GP) LP — Buy (add'l)

Tailwind Capital Partners (GP) LP — Buy (add'l)

Tailwind Capital Partners (GP) LP — Sold (part)

Tailwind Capital Partners (GP) LP — Sold (part)

Tailwind Capital Partners (GP) LP — Sold (part)

Tailwind Capital Partners (GP) LP — Sold (part)

Apex Companies LLC — None — Note #4

Transit Wireless LLC — None — Note #4

Hamilton State Bancshares Inc — None — Note #4

Oceus Networks Inc — None — Note #2 4

Nautilus Neurosciences Inc — None — Note #4

Optimal Solutions Integration, Inc — None — Sold — Note #4

Versapharm — None — Note 24

Cumberland Consulting Group LLC — None — Note #24

RE Transportation Inc — None — Note #4

West Texas Plastics /N/C Brawler Industrial Fabrics — None — Note #4

Northeast Comm of Wisconsin Inc — None — Note #2 4

Camulos Special Situations Fund LP — None — Closed — Note #2 3

Wall Street Sources InciCom) — None — Sold

Navagate Inc (Promissory Note) — None

Ommilink Systems Inc {Ser B Preferred Stock) — None

Amencan Home Food Products Inc (Com) — None

Perseus Soros Partners — None — Sold (part)

Perseus Soros Partners — Sold (part)

Syndicate Holdings Corp{ Com) — None — Sold (part)

NYS Dorm 5.75 Due 7/1/13 — Interest — Redeemed

City of NY Health & Hosp 4 % Due 2/15/13 — Interest — Redeemed

NYS Mig Agency § % Due 10/1/17 — Interest — Sold

State of NY Dorm 4.125% Due 4/1/13 — Interest — Redeemed

Perseus Soros BioPharmaceutical Fund LP — None — Sold (part)

Perseus Soros BioPharmaceutical Fund LP — Sold (part)

Safe Bulkers Inc{Com) — Int/Div — Buy (add'l)

Safe Bulkers Inc{Com) — Buy (add'l)

Safe Bulkers Inc{Com) — Buy (add'l)

Safe Bulkers Inc{Com) — Buy (add'l)

383-391 West 12th Street LLC( Working Capital Loan) — None — Redeemed

Artisanal Cheese LLC(Bridge Loan) — None

Nassau Point Partners LP — None

Nassau Point Partners II LP — None — Closed — Note # 3

Camulos BioEnergy Debt Holdings LLC — None

Camulos BioEnergy Partners LLC — None

Camulos Fountam Hills Partners LLC — None

Camulos Gateway HI Partners LLC — None

Camulos Gateway RH Partners LLC — None

Asling Investors [11 LP — Distribution — Buy (add'l) — Note #

Asling Investors [11 LP — Buy (add'l)

Asling Investors [11 LP — Buy (add'l)

Asling Investors [11 LP — Sold (part)

Asling Investors [11 LP — Sold (part)

Asling Investors [11 LP — Sold (part)

Eastern Growth Capital LP — Distribution — Sold (part) — Note #

Eastern Growth Capital 11 LP — None — Sold (part)

Eastern Growth Capital 11 LP — Sold (part)

Eastern Growth Capital 11 LP(IRA) — None — Sold (part)

Eastern Growth Capital 11 LP(IRA) — Sold (part)

Linx-Metaltech Co Investment LLC — Interest — Sold (part)

Linx-Metaltech Co Investment LLC — Sold (part)

Linx-Metaltech Co Investment LLC — Sold (part)

Linx-Metaltech Co Investment LLC — prt)

Olympus Capital Asia IV LP — None — Buy (add'l)

Olympus Capital Asia IV LP — Buy (add'l)

Olympus Capital Asia IV LP — Buy (add'l)

Olympus Capital Asia IV LP — Sold (part)

UBS RMA Tax Free (MM) — Interest

Safe Bulkers Inc (ComXIRA) — Int/Div

Towerbrok Investors 111 Executive Fund LP — None — Buy (add'l)

Tactics 11 Stem Cell Ventures QP LP — None — Distnibuted — Note # 7 To line 182

Cellular Dynamics International Inc{ Pref A) — None — Distnbuted — Note # 7 To line 81

Inves Van Kampen Equities (401K) — None

Thomburg Intl Val Fd R#(401k) — None — Buy (add'l)

Vanguard Interm Corp FD(Foundation # 1) — Int/Div — Sold

Morgan Stanley Bank{Saving i Foundation an — Interest

NYS Dormitory 4 % due 10/1/15 — Interest

NYS Dormitory 5.25 due 8/15/15 — Interest — Sold (part)

NYS Dormitory 5.25 due 8/15/15 — Sold (part)

NYS Dormitory 5.5 due 7/1/16 — Interest — Sold

Morgan Stanley Bank (Trust # 2) — Interest

First Republic Bank( Checkmg)(Trust # 2) — None

First Republic Bank (Checking) — Interest

The West Africa Fund LP — None

NuCuna Biomed Led (Ordinary Shares) (IRA) — None

Cookstr LLC(Convertible Unsecured Promissory Note)N/C Yumsing LLC — None — Sold (part)

Corda Bancorp Ser BCom (IRA) — None

ConnectEdu Inc{ComKIRA) — None — Buy (add'l)

ConnectEdu Inc{ComKIRA) — Buy (add'l)

Michael Walsdorf- (Personal Loun-Note Receivable) — Interest — Sold (part)

MV Beach Stret Realty{Mortgage Note) — Interest

Beryllium LLC — None

Kinderhook Capital Fund 111 LP — Distribution — Buy (add'l) — Note #1

Kinderhook Capital Fund 111 LP — Buy (add'l)

Kinderhook Capital Fund 111 LP — Sold (part)

Kinderhook Capital Fund 111 LP — Sold (part)

Ommlink Systems Inc(Bridge Loan) — None

NYS Dormitory 5.25 due 5/15/15 — Interest

Nuclea Biotechnologies Inc<Convertible Note — None

Corda Bancorp Inc Ser B (Com) — None

ConnectEDLU Ser D (Com) — None — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — None — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

West 12th Street Manager LLC — None

Parkstone Capital Partners LLC — Distribution — Sold (part) — Note #

Lone Peak Partners Fund LP — istnibution — Sold (part) — Note #

UBS Bank USA Dep MM (IRA) — Interest

Thomburg Core Growth A (Trust # 2) — None

NYS Dorm 5.625 % due 6/1/16 — Interest — Sold (part)

NYS Dorm 5.25% due 11/15/23 — Interest — Sold

NYS Dorm 5.25% due 1/1/13 — Interest — Redeemed

NYS Dorm 5.25 % due 2/15/13 — Interest — Redeemed

Tailwind Capital Group LLC — Distribution — Note #

Emerald Biostructures Inc.(Loan) — Interest

Empowered World Ventures LLC(Preferred A) — None

CSL Energy opportunity Fd 1 LP — None — Buy (add'l)

CSL Energy opportunity Fd 1 LP — Buy (add'l)

CSL Energy opportunity Fd 1 LP — Buy (add'l)

CSL Energy opportunity Fd 1 LP — Buy (add'l)

CSL Energy opportunity Fd 1 LP — Sold (part)

CSL Europe Energy Services LP — None — Buy (add'l)

KCM Long Only Fund LP — Distribution — Sold (part) — Note #

KCM Long Only Fund LP — Sold

Parkstone Capital Partners 11 LP — Distribution — Sold (part) — Note #

Parkstone Capital Partners 11 LP — Sold (part)

Tactics 11 CDI Ser B (Pid) — None — Distnbuted — Note # 7 To line A800

Highland Investment Group LLC — None

Peaks Capital Partners LLC (Promissory Note) — None

Syracuse NY Ind Dev 3.0 5/11/13 — Interest — Redeemed

NYS auth Rev Nonst 5% 10/1/14 — Interest

NYS Energy Res & Dev 2.25% 12/1/18 — Interest

Patchogue Hetford NY Un 4.25 1V1/15 — Interest

Artiman Venture Fund LP — Distribution — Sold (part) — Notse # L& 5- To 131

Inavien LLC(Promissory Note) — Interest — Redeemed

Vocalocity Inc (Ser -B-1) — None — Sold (part) — Note # 8

Vocalocity Inc (Ser -B-1) — Sold

EOS Sleep Management LLC — None

SRD Systems Inc {Preferred Stock) — None — Sold

SRD Systems Inc (Promossory Note)) — None — Sold

OD Funding Partners LLC — None

Prollie Inc (Preferred St) — None — Buy (add'l)

Nextremity Solutions LLC — None — Buy (add'l)

Limx-Ad Co-Invest LLC — Interest — Sold (part)

Limx-Ad Co-Invest LLC — Sold (part)

Collision Funding Partners LLC — Distribution — Note #

Clean Pool & Services LLC — None — Buy (add'l) — Note # 3

Clean Pool & Services LLC — Buy (add'l)

Clean Pool & Services LLC — Buy (add'l)

Clean Pool & Services LLC — Buy (add'l)

Clean Pool & Services LLC — Closed

Tactics 11 CDI Senes B Investors 11 LLC — None — Distnbuted — Note #7 To line 183

adTheorent Inc Convertible Promissory Note) — None

4DK Technology Inc (Ser B) — None — Buy (add'l)

4DK Technology Inc (Ser B) — Buy (add'l)

4DK Technology Inc (Ser B) — Buy (add'l)

4DK Technology Inc (Ser B) — Buy (add'l)

Double Dog Dare Media LLC (Convertible Promissory Note) — None

Figue Holdings LLC (Promissory Note) — None

Jonathan Kully (Personal Loan-Notes Receivable) — None

JustFamily.Com.Inc(. Preferred Stock) — None — Buy (add'l)

Kenesto Corp (Preferred C) — None — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

MogilityCapital Fund LP — None

OpenFin Inc (Preferred Stock) — None

Remedy Pharmaceuticals Inc — None

Tyrogenex Inc.(Ser B Convertible Preferred) — None

XCovery Holdings LLC — None

NYS Dorm 4% Due 7/1/16 — Interest

NYS Mig Auth 1.2 % Due 4/1/16 — Interest

NYS Dorm 4% Due 7/1/17 — Interest

Monroe County NY 4% Due 6/1/15 — Interest

NYS Muni Bd Bank 5% Due 2/15/14 — Interest

NYS Mig 5 % Due 11/1/16 — Interest

Batavia NY 4% Due 3/1/17 — Interest

Dryden NY Cent School 4%Due 6/15/16 — Interest

NY NY 5% Due 9/1/13 — Interest — Redeemed

Rochester NY Unliited Tax 3.25% Due 20/16 — Interest

NYS Muni Bd 5% Due $/15/16 — Interest

NYS Mtg 2 % Due 4/1/16 — Interest

Hampton Bay NY 4%Due 9/15/13 — Interest — Redeemed

Buffalo NY 3% Due 12/1/13 — Interest — Redeemed

East Rochester NY 3 % Due 10/20/15 — Interest

E2 Open Inc (Com) — None — from line 41) — Note # 6

E2 Open Inc (Com) — Donated

Splunk ne (Com) — None — from line 40) — Note 26

Splunk ne (Com) — Donated

Ilnvensense (Com) — None — from line 274) — Note #6

Ilnvensense (Com) — Donated

Boulder Diagnosticlne (Preferred) — None — Buy

Cardflight Inc (Preferred) — None — Buy

Fenway HTM Partners LLC — None — Buy

Fenway HTM Partners LLC — Buy (add'l)

FunnelFire Inc (ConvPromissory Note) — None — Buy

Gam Fitness Inc{Com) — None — Buy

CMNet Inc (D/B/A iSeek Corp) Ser ( (Preferred) — None — Buy

Linx RE<Co<lnvest LLC — Interest — Buy

Lmx HILp — istnibution — Buy

Lmx HILp — Sold (part)

Monaco Inc(Conv. Promissory Note) — None — Buy

Moolagram Inc (Ser Al Preferred ) — None — Buy

Ome Up Games LLC(Note ) — None — Buy

Romulus Capital 11 US Feeder LP — None — Buy

Storypanda Enterprises Inc(Cony Promissory Note) — None — Buy

Tengrade Inc (Preferred) — None — Buy

Lmnx-Grammer Co LLC — None — Buy

Lmnx-Grammer Co LLC — Sold (part)

Lmnx-Grammer Co LLC — Sold (part)

Lmnx-Grammer Co LLC — Sold (part)

Lmnx-Grammer Co LLC — Sold (part)

Lmnx-Grammer Co LLC — Sold (part)

NYS Dorm 4% Due 5/15/17 — Interest — Buy

State of NY Thruway 4 % Due 3/15/18 — Interest — Buy

Triborough Bridge S 1/4 % Due 11/15/14 — Interest — Buy

NYS Urban Dev 5% Due 1/1/14 — Interest — Buy

State of NY Dorm 5% Due 7/1/16 — Interest — Buy

State of NY Dorm 5% Due 7/1/16 — Buy (add'l)

Lake Placid NY S % Due 6/15/16 — Interest — Buy

Onondaga Cnty NY TR Cult § % Due 12/1115 — Interest — Buy

MTA Rev BD 5.5% Due 1/1/15 — Interest — Buy

West Seneca NY 4% Due 11/15/17 — None — Buy

NY NY Ser C 5% Due 8/1/17 — None — Buy

State of NY Dorm 2% Due V1/18 — None — Buy

Tarrvtown NY 4% 4% Due 5/1/18 — None — Buy

Tailwind Capital Partners 11 LP — None — Buy

Uniserv LLC — None — Buy

Trust# 4 — Int/Div — Note #7

Safebulkers Inc Ser B 8 % Preferred — Buy

Principal Global Diversified Income Fd Cl A — Buy

Thomburg Income Builders C1 — Buy

Thomburg Income Builders C1 — Buy (add'l)

UBS Bank USA Dep Account — Buy

P Morgan Checking — Open

Nextremity Solutions Inc (Cony Promissory Note ) — Buy

EOS Sleep Management LLC — Buy

Trust#3 — None — Note #7

Tactics 11 Ser B Preferred — from line 267)

Cellular Dynamics International Inc (Preferred A) — from line 211)

Tactics 11 Stem Cell Ventures QP LP — from line 210)

Tactics 11 CDI Servies B Investors 111 LLC — from line 292)

Tactics Il Venture LP — from line 48)

Tailwind Capital Partiers 11 (GP)LP — None — Buy

Island Air LLC — None — Buy

Vonage Holdings Corp{Com) — None — from line 276) — Note #8

The Yard (Promissory Note) — Interest — Buy

RG Partners B LP — None — Buy

Trustee, Foundanon #

Director-Inactive, Music Bridges Internatinal Inc

Advisory Council, Ohio State Umiversity

Liability — Internal Revenue Service — Federal Income Taxes

Spouse's income — 2013 — CSG Systems Inc-Director Fee

Spouse's income — 2013 — Kohl's Department Stores Inc-Director Fee

Spouse's income — 2013 — Tarlwind Capital Group-Managing Director

Spouse's income — 2013 — Safe Bulkers Inc <Director Fee

Spouse's income — 2013 — Jet Blue Airways Corp-Director Fee

Spouse's income — 2013 — Menemsha Capital Partners-Lid-Employee

Spouse's income — 2013 — Linx Partners LLC Director Fee

Spouse's income — 2013 — Morgan Stanley-Pension Income

AR

* FRARFATE RR ARAL NLAALs RINE VFEVIYELR BR RAFLN AAA AE BARNA EL RRL Te (Hoe TY 4 Ye)

Note #1

Explanation Re:Section VII,

Ttem #' 7,20,22,30,31,54,65,70,71,75,82,100,101,102,116,121,123,132,188,194,232,246,247,254,263,265,274,286

The income from mvestments in Limited partnerships usually contain more than one type of income. For mecome valuation purposes the various amounts were

combined to determine the amount code in column B(1)The type of income in column B(2)is labeled “distribution”, to denote more then one category of income

indicated on schedule K-1 received from the parmership.

Note #2

Explanation Section VII

Item # $8

Menemsha Capital Parmers Lid is a Sub-chapter S corporation owned 100% by Judge McMahon's [IN

Note # 3

Explanation Section VII

Item # 50,161,182.287

These investments are worthless as of December 31, 2013. The assets are listed as "Closed" in Column D(1). The date in Column D2) is December 31, 2013

The value in Column (3) is blank since no value was derived from the worthless investment,

Note # 4

Explanation Section VII

Item # 132-141,143-160

The Judge's JIN is @ Managing partner of Tailwind Capital Partners LP and Tailwind Capital Partners (GP) LP . The partnerships have ownership interests

in the companies listed. The costs of the ownershi)

crests are included in the Gross value at the end of the reporting period indicated on line # 132 Tailwind

Capital Partners LP Column C(1) and line # 143 Tailwind Capital Partners( GP) LP, Column C(1). In addition, the proceeds of the sale of the investments are

included on line 132 & 143 from line 155. The invested companies are listed on lines 150 thru 160,

Note # 5

Explanation Section VII

Item # 40,41, 274

The Limited Purmership distributed shares of securities that were purchased and held by the parmership. This information is noted as "Distributed " in Column

(1). The date the shares were distributed is listed mn Column D(2). The value in Column (3) is the distributee's pro rata share of the aqusition cost of the assets

by the Limited Partnership, as reported by the General Partner. The transfer relates only to the specific security The entire partnership was not transferred.

Note # 6

Explanation Section VI1

Item # 327329331

These securities were not purchased but wi

received from time to time as in-kind distributions from the various Limited Partmerships.. These securities are listed

#s "Spinoff" in column D(1). The date in column D(2) is the effective date of the distribution. The Value in Column D (3) is the distributee’s pro rate share of the

acqusition costs of the assets by the Limited Partnership, as reported by the General Partner.

Note # 7

Item # 48,210,211,267,292,370,379,380,381,382,383,384,

The Judge's JI created two trusts- Trust # 3 and Trust # 4. He is the Grantor and Trustee of these trusts. The income reported by the trusts are taxed to the

Grantor. The benficiaries of the trusts are the Judge's [MN "he assets that were transferred to the Trust (item # 380 thur 384) are referenced as a

“spinoff” in Section D(1) ,

Note # 8

Item # 276,277, 387

The shares of Voculoctiy were merged into Vonage Holdings Corp, (in exchange for shares of Vonage and cash). The value of the shares distributed are listed on

line # 276. The cash received is listed on line 277. The value of the distributed shares are listed on line # 387 and denoted as “spinoff” in Sec D{1).