William H. Pauley 3

MUIUAL FUNDS

ANNUITIES

DISCOVERY PLLS — Interest

CASH AND CASH EQUIVALENTS

JP MORGAN CHASE — Interest — Sold (part)

US. SAVINGS BONDS — Interest

AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div

AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div

NEW YORK 529 COLL SVGS MOD AGE- BASED OPT: INCOME PORTFOLIO — Interest — with line 13)

NEW YORK 529 COLL SVGS MOD AGE- BASED OPT: CONSERY GROWTH — Interest — Buy (add'l)

NEW YORK 529 COLL SVGS INTEREST ACCUMULATION PORTFOLIO — Interest — with line 13)

RETIREMENT ACCOUNTS

401K PLAN =< FIDELITY FREEDOM K — Interest

IRA SCUDDER - DWS CORE PLUS INCOME FUND — Interest

IRA SCUDDER - DWS GLOBAL THEMATIC FUND — Interest

VMMXX VANGUARD PRIME MONEY MARKET - ROTH IRA — Interest — Buy

VMMXX VANGUARD PRIME MONEY MARKET - ROTH IRA — Interest — Buy

VMMXX VANGUARD PRIME MONEY MARKET - TRADITIONAL IRA — Interest

VMMXX VANGUARD PRIME MONEY MARKET - TRADITIONAL IRA — Interest

VMMXX VANGUARD PRIME MONEY MARKET - SEP-IRA — Interest

Semor Member of Board of Visitors, Duke Umiversity School of Law

Agreement — 1998 — Continuation of payments agreement with former law partner, Franklyn H. Snitow, and his law firm, Smtow Kanter & Holtzer, LLP.

Reimbursement — Duke University School of Law — April 10-11, 2014 — Durham, NC — Board of Visitors Meeting — Travel, food, and lodging.

Reimbursement — Duke University School of Law — June 5-6, 2014 — Durham, NC — Center for Judicial Studies Seminar — Travel, food and lodging.

Reimbursement — Duke University School of Law — October 10411, 2014 — Durham, NC — Board of Visitors Meeting — Travel, food, and lodging

Spouse's income — 2014 — Self-Employed Licensed Real Estate Sales Person and Insurance Agent

Spouse's income — 2014 — Self-Employed Floral Designer

None.