Thomas B. McNamara
2015Annual
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What was filed
125
investments
1
positions
0
gifts
1
agreements
0
debts
1
reimbursements
1
income
0
spouse income
Named parties
- Davis Graham & Stubbs LLP
- Bankruptcy Judges
- Davis Graham & Stubbs LLP Partner Income
As filed
First Bank of Denver (Bank Account) — Int/Div
Chase Bank (Bank Account) — Int/Div
Discover Bank (Bank Account (1)) — Int/Div
Discover Bank (Bank Account (2) — Int/Div
Young Americans Bank (Bank Account (C)) — Int/Div
Young Americans Bank (Bank Account (MN — Int/Div
Young Americans Bank (Bank Account (B)) — Int/Div
Davis Graham & Stubbs LLP Capital Account — Int/Div — Distributed
Gold — None
Silver — None
US. Savings Bonds — None
City and County of Denver General Obligation Bonds — None
Merck & Co. Common Stock — Int/Div
Powershares QQQ Trust Series — Int/Div
AT&T Common Stock — Int/Div
BP plc ADR F — Int/Div
Exxon Mobil Corp. Common Stock — Int/Div
Frontier Communications Corp. Common Stock — Int/Div — Sold
Verizon Communications Corp. Common Stock — Int/Div — Sold
Volvo AB ADR — Int/Div
Express Scripts Holdings Co. Common Stock — Int/Div
Putnam International Growth Fund Class A Mutual Fund — Int/Div
Global X MSCI ETF Colombia (1) Mutual Fund — Int/Div
Charles Schwab Deposit Account — Int/Div
Schwab International Index Fund (C) — Int/Div
Schwab S&P S00 Index Fund (C) — Int/Div
Schwab Intemational Index Fund (M) — Int/Div
Schwab S&P S00 Index Fund (M) — Int/Div
Schwab Intemational Index Fund (B) — Int/Div
Schwab S&P S00 Index Fund (B) — Int/Div
Cambiar Opportunity Portfolio Fund Mutual Fund — Int/Div
Castle Brands Corp. Common Stock — Int/Div
Global X MSCI ETF Colombia (2) Mutual Fund — Int/Div
Janus Global Research Fund D Mutual Fund — Int/Div
Janus Contrarian Fund D Mutual Fund — Int/Div
Vanguard 500 Index Fund ADM Mutual Fund — Int/Div
Vanguard REIT Index Fund ADM Mutual Fund — Int/Div
Vanguard Money Market Fund — Int/Div
Vanguard IRA (C) Target Retirement 2060 Fund — Int/Div
Vanguard IRA Traditional (T) Total Stock Market Index ADM — Int/Div
Vanguard IRA Roth (T) Total Stock Market Index — Int/Div
Vanguard IRA Traditional (A) Total Stock Market Index ADM — Int/Div
Vanguard IRA Roth (A) Total Stock Market Index — Int/Div
Vanguard UGMA (C) Vanguard 500 Index Fund ADM — Int/Div
Vanguard UGMA (M) Vanguard 500 Index Fund ADM — Int/Div
Vanguard UGMA (B) Vanguard 500 Index Fund ADM — Int/Div
Vanguard 529 Plan (C) Vanguard 500 Index Fund — None
Vanguard 529 Plan (M) Vanguard S00 Index Fund — None
Vanguard 529 Plan (B) Vanguard 500 Index Fund — None
College Invest 529 Plan (C) Aggressive Age-Based Conserv. Growth — None
College Invest 529 Plan (C) Moderate Age: Based Option Income — None
College Invest 529 Plan (C) Aggressive Growth Portfolio — None
College Invest 529 Plan (C) Growth Portfolio — None
College Invest 529 Plan (C) Bond Index Portfolio — None
College Invest 529 Plan (M) Aggressive Age-Based Conserv. Growth — None
College Invest 529 Plan (M) Moderate Age- Based Option Income — None
College Invest 529 Plan (M) Aggressive Growth Portfolio — None
College Invest 529 Plan (M) Bond Index Portfolio — None
College Invest 529 Plan (B) Aggressive Age-Based Moderate Growth — None
College Invest 529 Plan (B) Moderate Age: Based Consery, Growth — None
College Invest 529 Plan (B) Aggressive Growth Portfolio — None
College Invest 529 Plan (B) Bond Index Portfolio — None
College Invest 529 Plan (B) Money Market Portfolio — None
First Bank Roth IRA (MY CD — Int/Div
Met Life GVUL Plan DWS Intemational Mutual Fund — None
Met Life GVUL Fidelity Index 500 Fund — None
Met Life GVUL Fidelity Contra Fund — None
Select Account HSA Schwab Investor Money Fund — Int/Div
Select Account HSA American Funds Income Fund RF — None
Select Account HSA First Eagle Overseas Fund — None
Select Account HSA Dreyfus S&P S00 Index — None
DG&S MMP Russell Global Balanced Mutual Fund — None — Distnibuted
DG&S MMP Janus Global Select Mutual Fund — Int/Div — Distnbuted
DG&S MMP Russell International Fund Class D Mutual Fund — None — Distnbuted
DG&S MMP Janus Venture N Mutual Fund — None — Distributed
DG&S MMP MFS New Discovery RS Mutual Fund — Int/Div — Distnbuted
DG&S MMP Vanguard Small Cap Index ADM Mutual Fund — Int/Div — Distnbuted
DG&S MMP Janus Enerprise N Mutual Fund — Int/Div — Distnbuted
DG&S MMP Vanguard Mid-Cap Index Fund ADM Mutual Fund — Int/Div — Distributed
DG&S MMP Russell Equity Mutual Fund — None — Distnbuted
DG&S MMP Fidelity Advisor Growth Opportunities Mutual Fund — None — Distnbuted
DG&S MMP Vanguard 500 Index ADM Mutual Fund — Int/Div — Distnbuted
DG&S MMP Russell Conservative Balanced Fund D. Mutual Fund — None — Distributed
DG&S MMP Nuveen Core Plus Bond Mutual Fund — Int/Div — Distnibuted
DG&S MMP Nuveen Core Bond Mutual Fund — Int/Div — Distnbuted
DG&S MMP Nuveen Intermediate Govt Bond Fund 1 Mutual Fund — Int/Div — Distributed
DG&S MMP PIMCO Total Return Institutional Mutual Fund — Int/Div — Distnbuted
DG&S MMP Invesco Treasurer's Ser. Tr Premium Investment Money Market — Int/Div — Distnbuted
DG&S 401K Russell Global Balanced Mutual Fund — None — Distributed
DG&S 401K Russell International Fund Class D Mutual Fund — None — Distnibuted
DGAS 401K Janus Venture N Mutual Fund — None — Distnbuted
DGA&S 401K MFS New Discovery RS Mutual Fund — Int/Div — Distnbuted
DG&S 401K Perkins Small Cap Value N Mutual Fund — Int/Div — Distributed
DG&S 401K Vanguard Small Cap Index ADM Mutual Fund — Int/Div — Distnbuted
DG&S 401K Janus Enterprise Mutual Fund — Int/Div — Distnbuted
DG&S 401K Vanguard Mid-Cap Index Fund ADM Mutual Fund — Int/Div — Distnbuted
DG&S 401K Fidelity Advisor Growth Opportunities Mutual Fund — None — Distributed
DG&S 401K Vanguard S00 Index ADM Mutual Fund — Int/Div — Distnbuted
DG&S 401K Nuveen Core Plus Bond Mutual Fund — Int/Div — Distnbuted
DG&S 401K Core Bond Mutual Fund — Int/Div — Distnbuted
DGAS 401K PIMCO Total Return Institutional Mutual Fund — Int/Div — Distributed
DG&S 401K Invesco Treasurer's Ser. Tr Premium Money Market — Int/Div — Distnibuted
FB Cash Balance Pension Plan Account — Int/Div
FB 401K Vanguard Target Retirement 2015 Ine. Mutual Fund — Int/Div
FB 401K Vanguard Target Retirement 2025 Ine. Mutual Fund — Int/Div
FB 401K Vanguard Target Retirement 2035 Ine. Mutual Fund — Int/Div
FB 401K Allianz GI NFJ Small-Cap Value Institutional Mutual Fund — Int/Div
FB 401K Baron Small Cap Institutional Mutual Fund — Int/Div
FB 401K American Funds Europacific Growth R6 Mutual Fund — Int/Div
FB 401K Cohen & Steers Institutional Realty Shares Mutual Fund — Int/Div
FB 401K DFA Global Real Estate Securities 1 Mutual Fund — None
FB 401K Metropolitan West Total Return Bond Plan Mutual Fund — Int/Div
FB 401K Vanguard Inflation-Protected Secs ADM Nutual Fund — Int/Div
FB 401K Vanguard Prime Money Market Institutional Mutual Fund — Int/Div
FB 401K Wells Fargo Stable Value Fund C30 Mutual Fund — None
T™ Vanguard Roth IRA Rollover Prime Money Market Fund — Int/Div — Buy
T™ Vanguard Roth IRA Rollover 500 Index Admiral CL — Int/Div — Buy
T™ Vanguard IRA Brokerage Rollover Total Bond Market Index Admiral CL — Int/Div — Buy
T™ Vanguard IRA Brokerage Rollover Emerging Markets Stock Index — Int/Div — Buy
T™ Vanguard IRA Brokerage Rollover 500 Index Admiral CL — Int/Div — Buy
T™ Vanguard IRA Brokerage Rollover Mid Cap Index Admiral CL — Int/Div — Buy
T™ Vanguard IRA Brokerage Rollover Small Cap Index Admiral CL — Int/Div — Buy
T™ Vanguard IRA Brokerage Rollover Total Int'l Bond Index Admiral CL — Int/Div — Buy
T™ Vanguard IRA Brokerage Rollover Total Int'l Stock Index Admiral CL — Int/Div — Buy
T™ Vanguard IRA Brokerage Rollover Total Stock Market Index Admiral CL — Int/Div — Buy
Partner, Davis Graham & Stubbs LLP
Agreement — 2015 — Davis Graham & Stubbs LLP Departure Terms and Payment
Reimbursement — Bankruptcy Judges — Bankruptcy Judges Annual Conference
Income — 2015 — Davis Graham & Stubbs LLP Partner Income — $56,225.00
1 was sworn in as a new United States Bankruptcy Judge for the District of Colorado on March 23, 2015. The day before, | resigned as a partner with the law firm
of Davis Graham & Stubbs LLP,
As u result of my resignation from the law firm, | received a distribution of my Capital Account on March 22, 2015. This transaction is reflected in Section VII,
Line 8.
Also as a result of my resignation from the law firm, | was required to end my participation in the law firm retirement plan (MMP) and 401(x) plan. In my Initial
Report, 1 listed my investments in those plans in Section VII, Lines 72-102, with the designations: "DG&S MMP" and "DG&S 401(k)." Effective April 21,2015,
my investments in the law firm retirement plan (MMP) and 401(k) plan were “rolled over” into into a new Roth IRA and a new Traditional IRA Brokerage held at
Vanguard.
The Financial Disclosure Report form did not appear to include "roll over" as a "Type of Transaction" in Section VII, Column D(1). Accordingly, for the DG&S
MMP and DG&S 401(k) investments, | identified the "roll over™ as & "Distribution™ on "04/21/15." See Section VII, Columns D(1) and (2), Lines 72-102, 1 also
included the "Value Code” mn Section VII, Column IX3), Lines 72-102. However, | did not identify a "Gan Code" in Section VII, Column (4), Lines 72-102
because | was not selling the investments and did not receive any gain. Instead, the investment value was directly "rolled over” to the new Roth IRA and a new
Traditional IRA Brokerage held at Vanguard.
Regarding the new Roth IRA and Traditional IRA Brokerage at Vanguard (i.c., the ending place for the "roll over™), I listed those investments in Section VII, Lines
116-125. 1 identified the "roll over” as a "Buy" on "4/21/15." See Section VII, Columns D(1) and (2), Lines 116-125. 1 also included the “Value Code™ in Section
VIL Column D(3), Lines 116-125
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.