Thomas B. McNamara

2015Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 125

    investments

  • 1

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Davis Graham & Stubbs LLP
  • Bankruptcy Judges
  • Davis Graham & Stubbs LLP Partner Income

As filed

First Bank of Denver (Bank Account) — Int/Div

Chase Bank (Bank Account) — Int/Div

Discover Bank (Bank Account (1)) — Int/Div

Discover Bank (Bank Account (2) — Int/Div

Young Americans Bank (Bank Account (C)) — Int/Div

Young Americans Bank (Bank Account (MN — Int/Div

Young Americans Bank (Bank Account (B)) — Int/Div

Davis Graham & Stubbs LLP Capital Account — Int/Div — Distributed

Gold — None

Silver — None

US. Savings Bonds — None

City and County of Denver General Obligation Bonds — None

Merck & Co. Common Stock — Int/Div

Powershares QQQ Trust Series — Int/Div

AT&T Common Stock — Int/Div

BP plc ADR F — Int/Div

Exxon Mobil Corp. Common Stock — Int/Div

Frontier Communications Corp. Common Stock — Int/Div — Sold

Verizon Communications Corp. Common Stock — Int/Div — Sold

Volvo AB ADR — Int/Div

Express Scripts Holdings Co. Common Stock — Int/Div

Putnam International Growth Fund Class A Mutual Fund — Int/Div

Global X MSCI ETF Colombia (1) Mutual Fund — Int/Div

Charles Schwab Deposit Account — Int/Div

Schwab International Index Fund (C) — Int/Div

Schwab S&P S00 Index Fund (C) — Int/Div

Schwab Intemational Index Fund (M) — Int/Div

Schwab S&P S00 Index Fund (M) — Int/Div

Schwab Intemational Index Fund (B) — Int/Div

Schwab S&P S00 Index Fund (B) — Int/Div

Cambiar Opportunity Portfolio Fund Mutual Fund — Int/Div

Castle Brands Corp. Common Stock — Int/Div

Global X MSCI ETF Colombia (2) Mutual Fund — Int/Div

Janus Global Research Fund D Mutual Fund — Int/Div

Janus Contrarian Fund D Mutual Fund — Int/Div

Vanguard 500 Index Fund ADM Mutual Fund — Int/Div

Vanguard REIT Index Fund ADM Mutual Fund — Int/Div

Vanguard Money Market Fund — Int/Div

Vanguard IRA (C) Target Retirement 2060 Fund — Int/Div

Vanguard IRA Traditional (T) Total Stock Market Index ADM — Int/Div

Vanguard IRA Roth (T) Total Stock Market Index — Int/Div

Vanguard IRA Traditional (A) Total Stock Market Index ADM — Int/Div

Vanguard IRA Roth (A) Total Stock Market Index — Int/Div

Vanguard UGMA (C) Vanguard 500 Index Fund ADM — Int/Div

Vanguard UGMA (M) Vanguard 500 Index Fund ADM — Int/Div

Vanguard UGMA (B) Vanguard 500 Index Fund ADM — Int/Div

Vanguard 529 Plan (C) Vanguard 500 Index Fund — None

Vanguard 529 Plan (M) Vanguard S00 Index Fund — None

Vanguard 529 Plan (B) Vanguard 500 Index Fund — None

College Invest 529 Plan (C) Aggressive Age-Based Conserv. Growth — None

College Invest 529 Plan (C) Moderate Age: Based Option Income — None

College Invest 529 Plan (C) Aggressive Growth Portfolio — None

College Invest 529 Plan (C) Growth Portfolio — None

College Invest 529 Plan (C) Bond Index Portfolio — None

College Invest 529 Plan (M) Aggressive Age-Based Conserv. Growth — None

College Invest 529 Plan (M) Moderate Age- Based Option Income — None

College Invest 529 Plan (M) Aggressive Growth Portfolio — None

College Invest 529 Plan (M) Bond Index Portfolio — None

College Invest 529 Plan (B) Aggressive Age-Based Moderate Growth — None

College Invest 529 Plan (B) Moderate Age: Based Consery, Growth — None

College Invest 529 Plan (B) Aggressive Growth Portfolio — None

College Invest 529 Plan (B) Bond Index Portfolio — None

College Invest 529 Plan (B) Money Market Portfolio — None

First Bank Roth IRA (MY CD — Int/Div

Met Life GVUL Plan DWS Intemational Mutual Fund — None

Met Life GVUL Fidelity Index 500 Fund — None

Met Life GVUL Fidelity Contra Fund — None

Select Account HSA Schwab Investor Money Fund — Int/Div

Select Account HSA American Funds Income Fund RF — None

Select Account HSA First Eagle Overseas Fund — None

Select Account HSA Dreyfus S&P S00 Index — None

DG&S MMP Russell Global Balanced Mutual Fund — None — Distnibuted

DG&S MMP Janus Global Select Mutual Fund — Int/Div — Distnbuted

DG&S MMP Russell International Fund Class D Mutual Fund — None — Distnbuted

DG&S MMP Janus Venture N Mutual Fund — None — Distributed

DG&S MMP MFS New Discovery RS Mutual Fund — Int/Div — Distnbuted

DG&S MMP Vanguard Small Cap Index ADM Mutual Fund — Int/Div — Distnbuted

DG&S MMP Janus Enerprise N Mutual Fund — Int/Div — Distnbuted

DG&S MMP Vanguard Mid-Cap Index Fund ADM Mutual Fund — Int/Div — Distributed

DG&S MMP Russell Equity Mutual Fund — None — Distnbuted

DG&S MMP Fidelity Advisor Growth Opportunities Mutual Fund — None — Distnbuted

DG&S MMP Vanguard 500 Index ADM Mutual Fund — Int/Div — Distnbuted

DG&S MMP Russell Conservative Balanced Fund D. Mutual Fund — None — Distributed

DG&S MMP Nuveen Core Plus Bond Mutual Fund — Int/Div — Distnibuted

DG&S MMP Nuveen Core Bond Mutual Fund — Int/Div — Distnbuted

DG&S MMP Nuveen Intermediate Govt Bond Fund 1 Mutual Fund — Int/Div — Distributed

DG&S MMP PIMCO Total Return Institutional Mutual Fund — Int/Div — Distnbuted

DG&S MMP Invesco Treasurer's Ser. Tr Premium Investment Money Market — Int/Div — Distnbuted

DG&S 401K Russell Global Balanced Mutual Fund — None — Distributed

DG&S 401K Russell International Fund Class D Mutual Fund — None — Distnibuted

DGAS 401K Janus Venture N Mutual Fund — None — Distnbuted

DGA&S 401K MFS New Discovery RS Mutual Fund — Int/Div — Distnbuted

DG&S 401K Perkins Small Cap Value N Mutual Fund — Int/Div — Distributed

DG&S 401K Vanguard Small Cap Index ADM Mutual Fund — Int/Div — Distnbuted

DG&S 401K Janus Enterprise Mutual Fund — Int/Div — Distnbuted

DG&S 401K Vanguard Mid-Cap Index Fund ADM Mutual Fund — Int/Div — Distnbuted

DG&S 401K Fidelity Advisor Growth Opportunities Mutual Fund — None — Distributed

DG&S 401K Vanguard S00 Index ADM Mutual Fund — Int/Div — Distnbuted

DG&S 401K Nuveen Core Plus Bond Mutual Fund — Int/Div — Distnbuted

DG&S 401K Core Bond Mutual Fund — Int/Div — Distnbuted

DGAS 401K PIMCO Total Return Institutional Mutual Fund — Int/Div — Distributed

DG&S 401K Invesco Treasurer's Ser. Tr Premium Money Market — Int/Div — Distnibuted

FB Cash Balance Pension Plan Account — Int/Div

FB 401K Vanguard Target Retirement 2015 Ine. Mutual Fund — Int/Div

FB 401K Vanguard Target Retirement 2025 Ine. Mutual Fund — Int/Div

FB 401K Vanguard Target Retirement 2035 Ine. Mutual Fund — Int/Div

FB 401K Allianz GI NFJ Small-Cap Value Institutional Mutual Fund — Int/Div

FB 401K Baron Small Cap Institutional Mutual Fund — Int/Div

FB 401K American Funds Europacific Growth R6 Mutual Fund — Int/Div

FB 401K Cohen & Steers Institutional Realty Shares Mutual Fund — Int/Div

FB 401K DFA Global Real Estate Securities 1 Mutual Fund — None

FB 401K Metropolitan West Total Return Bond Plan Mutual Fund — Int/Div

FB 401K Vanguard Inflation-Protected Secs ADM Nutual Fund — Int/Div

FB 401K Vanguard Prime Money Market Institutional Mutual Fund — Int/Div

FB 401K Wells Fargo Stable Value Fund C30 Mutual Fund — None

T™ Vanguard Roth IRA Rollover Prime Money Market Fund — Int/Div — Buy

T™ Vanguard Roth IRA Rollover 500 Index Admiral CL — Int/Div — Buy

T™ Vanguard IRA Brokerage Rollover Total Bond Market Index Admiral CL — Int/Div — Buy

T™ Vanguard IRA Brokerage Rollover Emerging Markets Stock Index — Int/Div — Buy

T™ Vanguard IRA Brokerage Rollover 500 Index Admiral CL — Int/Div — Buy

T™ Vanguard IRA Brokerage Rollover Mid Cap Index Admiral CL — Int/Div — Buy

T™ Vanguard IRA Brokerage Rollover Small Cap Index Admiral CL — Int/Div — Buy

T™ Vanguard IRA Brokerage Rollover Total Int'l Bond Index Admiral CL — Int/Div — Buy

T™ Vanguard IRA Brokerage Rollover Total Int'l Stock Index Admiral CL — Int/Div — Buy

T™ Vanguard IRA Brokerage Rollover Total Stock Market Index Admiral CL — Int/Div — Buy

Partner, Davis Graham & Stubbs LLP

Agreement — 2015 — Davis Graham & Stubbs LLP Departure Terms and Payment

Reimbursement — Bankruptcy Judges — Bankruptcy Judges Annual Conference

Income — 2015 — Davis Graham & Stubbs LLP Partner Income — $56,225.00

1 was sworn in as a new United States Bankruptcy Judge for the District of Colorado on March 23, 2015. The day before, | resigned as a partner with the law firm

of Davis Graham & Stubbs LLP,

As u result of my resignation from the law firm, | received a distribution of my Capital Account on March 22, 2015. This transaction is reflected in Section VII,

Line 8.

Also as a result of my resignation from the law firm, | was required to end my participation in the law firm retirement plan (MMP) and 401(x) plan. In my Initial

Report, 1 listed my investments in those plans in Section VII, Lines 72-102, with the designations: "DG&S MMP" and "DG&S 401(k)." Effective April 21,2015,

my investments in the law firm retirement plan (MMP) and 401(k) plan were “rolled over” into into a new Roth IRA and a new Traditional IRA Brokerage held at

Vanguard.

The Financial Disclosure Report form did not appear to include "roll over" as a "Type of Transaction" in Section VII, Column D(1). Accordingly, for the DG&S

MMP and DG&S 401(k) investments, | identified the "roll over™ as & "Distribution™ on "04/21/15." See Section VII, Columns D(1) and (2), Lines 72-102, 1 also

included the "Value Code” mn Section VII, Column IX3), Lines 72-102. However, | did not identify a "Gan Code" in Section VII, Column (4), Lines 72-102

because | was not selling the investments and did not receive any gain. Instead, the investment value was directly "rolled over” to the new Roth IRA and a new

Traditional IRA Brokerage held at Vanguard.

Regarding the new Roth IRA and Traditional IRA Brokerage at Vanguard (i.c., the ending place for the "roll over™), I listed those investments in Section VII, Lines

116-125. 1 identified the "roll over” as a "Buy" on "4/21/15." See Section VII, Columns D(1) and (2), Lines 116-125. 1 also included the “Value Code™ in Section

VIL Column D(3), Lines 116-125

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.