Charles R. Breyer

IRA #1 (CRB)

Pacific Gas & Electric. common stock — Int/Div

First Niagara Group, common stock — Int/Div

US. Bancorp, common stock — Int/Div

U.C. Hastings Retirement Savings Plan — Int/Div

Protective Life Insurance whole life plan — Int/Div

First Republic Bank, cash accounts — Interest

Chase Bank, cash accounts — Interest

Columbia Acorn Fund (ACRNX) — Int/Div

Oppenheimer Developing Mkts (ODMAX) — Int/Div — Buy (add'l)

Dodge & Cox Income Fund (DODIX) — Int/Div — Buy (add'l)

Dodge & Cox Income Fund (DODIX) — Int/Div — Buy (add'l)

IShares Europe ETF (1EV) — Int/Div

Doubleline Total Return Fund (DBLTX) — Int/Div — Sold

Spartan US Bond Index (FSITX) — Int/Div — Sold (part)

Vanguard Portfolio Div App (VIG) — Int/Div — Sold (part)

Diamond Hill Long-Short (DIAMX) — Int/Div — Sold

Fid. Adv. Floating Rt Hi Inc. (FFRIX) — Int/Div — Buy

Am Funds EuroPac Growth (AEGFX) — Int/Div — Buy

IShares MSC EAFE Index (EFA) — Int/Div

IShares S&P North American Natural (IGE) — Int/Div

IShares Tr Russell Midcap Index (IWR) — Int/Div — Sold (part)

IShares Tr Russell 1000 Growth Index (IWF) — Int/Div

IShares Tr Russell 2000 (IWM) — Int/Div — Sold (part)

Templeton Global Bond (TPINX) — Int/Div

Fidelity Cash Reserves (FDRXX) — Int/Div — Buy

Fidelity Cash Reserves (FDRXX) “Additional ransaction” — Sold (part) — for 2017

Spartan InFlat Protect Bond (FSIYX) — Int/Div — Buy

JOINT COMMUNITY PROPERTY

Fidelity Cal Municipal Money Mkt Fund (FZBXX) — Interest

Fidelity Adv. Balanced (FABLX) — Int/Div

Vanguard Int. Term Muni Bond (VWITX) — Int/Div

IRA #2 (SRG):

Fidelity Cash Reserves (FDRXX) — Interest — Buy

Fidelity Cash Reserves (FDRXX) “Additional transaction” — Sold (part) — for 2017

Primecap Odyssey Growth (POGRX) — Int/Div — Sold (part)

Select American Shares (SLASX) — Int/Div

Templeton Global Bond Fund - Class A ({TPINX) — Int/Div

Oppenheimer Developing Mkts (ODMAX) — Int/Div

Am. Funds Euro Pacific Growth (AEGFX) — Int/Div — Buy (add'l)

Delaware Div. Income (DPDFX) — Int/Div

Diamond Hill Long-Short (DIAMX) — Sold

Dodge & Cox Income Fund (DODIX) — Int/Div

Doubleline Total Ret Bond (DBLTX) — Int/Div — Sold

IShares Europe ETF (1EV) — Int/Div

IShares MSC EAFE ETF (EFA) — Int/Div

IShares NA. Natural Res. (IGE) — Int/Div

IShares Russell 1000 Growth (IWF) — Int/Div

IShares Russell Mid-Cap (IWR) — Int/Div

IShares Russell 2000 (IWM) — Int/Div

Spartan U.S. Bond Index (FSITX) — Int/Div

Vanguard Port. Div. App. (VIG) — Int/Div

Fid Adv Floating Rt Hi Inc. (FFRIX) — Int/Div — Buy

Liability — First Republic Bank — Notes payable to banks - secured

Reimbursement — A a lide SAAS li ey ay National Institute on White Collar Crime

Reimbursement — Management & Compensation — Regulators in Settlements

Spouse's income — 2017 — City Arts & Lectures, Inc. - Salary

PART VII - Notes

1. All dividends (both regular and capital gain) were reinvested for the mutual funds shown on Part VII, which results in a minor increase in the number of

shares held.

2. IRA #1 and IRA #2 require an annual minimum distribution (aka RMD) after age 70.5. Various holdings are sold (in whole or in part); the proceeds are

added to Fidelity Cash Reserves (FDRXX), and the required distribution is made from there (see Items 27 and 35).