C. Ashley Royal

Northwestern Mutual Life (Whole Life policy) — Int/Div — Redeemed

Federated Prime Money Market/Obligation Fund — Interest

MetaMorphix, Inc — None

Polywad, Inc — None

SunTrust Account 43 — None

SunTrust Account &4 — None

Estate #1 — None

Oxford Square Capital Corp. f/k/a TICC Capital Corp — Int/Div

Legacy RESVS — None

AT&T Inc — Int/Div

Vernzon Commumcations — Int/Div

Northwestern Corp — Int/Div

Southern Company — Int/Div

Brookfield Infrastruction Partners — Int/Div

Apollo Invt. Corp. — Int/Div — Sold

Conagra Brands, Inc — Int/Div

Estate #2 — None

Consolidated Edison. Inc — Int/Div

Baron Small Cap Fund — Int/Div — Sold (part)

Credit Suisse Comm Ret Strat — Int/Div

Adv Edgewood Gwih Fd Inst] CL — Int/Div — Sold (part)

Delaware Small Cap Value — Int/Div

Principal Midcap Fund CL P — Int/Div — Sold (part)

Franklin Mutual Shares CL Z — Int/Div — Sold

Amencan Investment Co of America — Int/Div — Sold (part)

Morgan Stanley Inst Glob Real Est (MSIF) New World Bond MSIS Global — Int/Div

T. Rowe Price Equity Inc. CLUTRP Equity Income — Int/Div

Dodge & Cox Intemational Stock — Int/Div — Sold (part)

Amer Int'l Grownth & Income — Int/Div — Sold (part)

MFS International Equity — Int/Div — Sold (part)

Amencan New World CL F3 — Int/Div

Bridge Builder Core Bond Fund — Int/Div

Bridge Builder Large Growth — Int/Div — Sold (part)

Bridge Builder Large Value — Int/Div — Sold (part)

Bridge Builder Int'l, Equity — Int/Div — Sold (part)

PIMCO Total Return 1V — None — Sold

Prudential High Yield Fund CLQ/Pgim High Yield — Int/Div

JP Morgan US Gov't MWF Capital — Int/Div

Eastern MI Univ Build Amer Bds — Interest

Charleston Cnty SC Hosp Roper — Interest — Sold

SC Jobs Economic Dev Auth Hosp — Interest — Sold

American Balanced Fund CLA — Int/Div

Amer High Incm Muni Bd Fd A — Int/Div

American Capital Income Builder Fund CLA — Int/Div

American Capital World Grw & Inc Fund A — Int/Div

Eaton Vance SC Mun Incm Fd C — Int/Div

American Europacific Growth Fund CLA — Int/Div

Frunklin Adj US Govt Secs Fd A — Int/Div

Franklin Equity Income Fund A — Int/Div

Franklin Foundings Fd Alloc A — Int/Div

Franklin Growth Series Class A — Int/Div

Franklin Income Fund CLA — Int/Div

Frunklin Mut Gib! Dscv Fd CLA — Int/Div

Franklin Mutual Shares Fund A — Int/Div — Sold (part)

Franklin Small Cap Value Fd A — Int/Div

Franklin Total Return Fund A — Int/Div

Franklin US Government Secs A — Int/Div

American Growth Fund of America CLA — Int/Div

Hartford Balanced Fund CLA — Int/Div

Hartford Cap Appreciation CLA — Int/Div

Hartford Core Equity CLA — Int/Div

Hartford Dividend & Growth A — Int/Div

Hartford Healthcare Fund CLA — Int/Div

Hartford Midcap Fund CLA — Int/Div

Hartford Quality Value CLA — Int/Div

Amencan Income Fund of America Fund A — Int/Div

Invesco Global Growth Fd CLA — Int/Div

Invesco Technology Fund CLA — Int/Div

American Investment Co of America Fd A — Int/Div

American New Perspective Fund CLA — Int/Div

Templeton Growth Fund A — Int/Div

American Washington Mutual Invest Fd — Int/Div

Nvidia Comp. — Int/Div

Lamb Weston Holding, Inc — Int/Div

Abbvie lnc — Int/Div

Crown Castle Int'l Corp — Int/Div

Regeneron Pharmaceuticals Inc — None — Sold

Bridge Builder Small/Mid Value — Int/Div — Sold (part)

Bridge Builder Core Plus Bond — Int/Div

Hartford World Bond CLF — Int/Div

LSV Value Equity — Int/Div — Buy

Federated Trsy Obligs MM — Int/Div — Buy

Federated Trsy Obligs MM — Int/Div — Buy (add'l)

Hartford Intemational Equity — Int/Div — Buy

1. POSITIONS

Estate #1 - I have no beneficial interest in the estate. There are no assets owned by the estate. There have been no acquisitions, dispositions or capital gains, This

response includes now and at all times during the reporting period.

Estate #2 - | have no beneficial interest in the estate. There are no assets owned by the estate. There have been no acquisitions, dispositions or capital gains. This

response includes now and at all times during the reporting period.

#1 - Northwestern Mutual Life is no longer a life insurance policy. This was cashed out and put in 401k

#75 New World Fund CLA deleted as duplicate of #31

#66 - Hartford Gb] Cap Apprec Fd A was sold in 2017 and was not noted in 2018 disclosure.