Donna M. Ryu

Brokerage Account - Indv

Vanguard Bond ETF (BND) — Int/Div — Sold

iShares MSC EFA ETF (EFA) — None — Sold

iShares MidCap ETF (IH) — Int/Div — Sold

Money Market Fund (SWSXX) — Int/Div

iShares Russel 2000 Value ETF (TWN) — Int/Div — Sold

iShares Russel 1000 Value ETF (IWD) — Int/Div — Sold

iShares Russel 1000 Growth ETF (IWF) — Int/Div — Sold

Vanguard Emerging Markets ETF (VWO) — Int/Div — Sold

Dimensional Funds Investment Grade Bond (DFAPX) — Int/Div — Buy

Dimensional Funds Inestment Grade Bond (DFAPX) — Buy (add'l)

Dimensional Funds Emerging Market (DFEVX) — Int/Div — Buy

Dimensional Funds Int'l Value (DFIVX) — Int/Div — Buy

Dimensional Funds US Large Value (DFLVX) — Int/Div — Buy

Dimensional Funds US Small Value (DFSVX) — Int/Div — Buy

Dimensional Funds Int'l Small Value (DISVX) — Int/Div — Buy

Brokerage Account - SEP IRA

Vanguard Bond ETF (BND) — Int/Div — Sold

iShares MSC! EFA ETF (EFA) — None — Sold

iShares MidCap ETF (LIH) — None — Sold

Money Market Fund (SWGXX) — Int/Div

iShares Russel 1000 Growth ETF (IWF) — None — Sold

iShares Russel 2000 Value ETF (TWN) — None — Sold

Vanguard Emerging Markets E1rF (VWO) — None — Sold

iShares Russel 1000 Value ETF (IWD) — None — Sold

Dimensional Funds Investment Grade Bond (DFAPX) — Int/Div — Buy

Dimensional Funds Emerging Market (DFEVX) — Int/Div — Buy

Dimensional Funds Emerging Market (DFEVX) — Buy (add'l)

Dimensional Funds Int'l Value (DFIVX) — Int/Div — Buy

Dimensional Funds US Large Value (DFLVX) — Int/Div — Buy

Dimensional Funds US Small Value (DFSVX) — Int/Div — Buy

Dimensional Funds Int'l Small Value (DISVX) — Int/Div — Buy

Brokerage Account - Roth IRA

Vanguard Bond ETF (BND) — Int/Div — Sold

iShares Emerging Markets ETF (EEM) — Int/Div — Sold

iShares MSC! EFA ETF (EFA) — None — Sold

iShares MidCap ETF (LJH) — None — Sold

Money Market Fund (SWGXX) — Int/Div

iShares Russel 1000 Value ETF (IWD) — None — Sold

iShares Russel 1000 Growth ETF (IWF) — None — Sold

iShares Russel 2000 Value ETF (TWN) — None — Sold

Dimensional Funds Global Allocation (DGSIX) — Int/Div — Buy

Dimensional Funds Selectively Hedged (DSHGX) — Int/Div — Buy

University of California CAP

Fixed Account (no selection of funds available) — Interest

529 College Savings Plan

Age Based Portfolio - 18 & Over Index — Buy

Age Based Portfolio - 18 & Over Index — None — Sold (part)

Age Based Portfolio - 18 & Over Index — None — Sold (part)

Age Based Portfolio - 18 & Over Index — None — Sold (part)

Age Based Portfolio - 18 & Over Index — None — Sold (part)

Age Based Portfolio - 18 & Over Index — None — Sold (part)

Age Based Portfolio - 18 & Over Index — None — Sold (part)

Age Based Portfolio - 18 & Over Index — None — Sold (part)

Wells Fargo Bank Accounts — Int

Provident Credit Union Accounts — Int/Div

ING Direct Accounts — Int/Div

Co-Trustee, Revocable Trust Agreement pi estate

Agreement — 2002 — University of California Retirement Plan (pension on retirement)

Part |, and Part VIL

Part 1:

Line 1: Trust for the benefit of IN

-1 am not the owner or grantor of the trust, | am solely the co-trustee of a revocable trust created for the benefit of a [ly

-1 am a co-trustee for the convenience of FIs, and | have not received any income through the trust or trust assets. In an abundance of caution, |

had previously listed the trust property I in Section VIL, but that have since been instructed not to list the house in Section VII, since it is not an

investment, and | do not receive any income of any kind from the house or the trust,

PanVii:

Lines 37-48: The University of California Capital Accumulation Provision (CAP) account is a supplemental benefit plan held by the University of California. |

have no input in selecting how these funds are mvested.