Mark Falk

Trust #1 (H)

Fidelity Ginnie Mae Fund — Int/Div

Fidelity NJ. Muni Money Market Fund — Int/Div

Fidelity Floating Rute — Int/Div

Fidelity Cash Reserves — Int/Div

IRA #1 (H)

MS U.S. Govt Securities Trust B — Int/Div

IRA #2(H)

Rydex lnvers. Govt Long Bond — Interest

Vanguard Short Term Investors — Interest

Vanguard Fixed Income High Yield — Interest — Sold (part)

Vanguard Div. App. Index — Int/Div — Sold (part)

Vanguard Value Index — Int/Div

Ishares Russell Midcap Value Index — Int/Div

Ishares Russell 1000 Value Index — Int/Div

Fiudelity Convertible Securities Fund — Int/Div

Nasdaq 100 Trust Unit Stock — Int/Div

Fidelity Overseas Mutual Fund — Int/Div

Fudelity Puritan Mutual Fund — Int/Div

Fidelity Blue Chip Growth Mutual Fund — Int/Div — Sold (part)

Fidelity Cash Reserves — Interest

Fidelity US Bond Index — Int/Div

Fidelity Ext. MKT Index Premium Class* — Int/Div

Fudelity Intl. Index Premium Class* — Int/Div

Fidelity Intl. Treasury Bond Index® — Int/Div

Fidelity S00 Index Premium Class* — Int/Div

Vanguard Inflaction Protected SECs — Interest

Vanguard Small Cap Value Index — Int/Div

Fidelity Magellan Mutual Fund — Int/Div

Fidelity Ginnie Mae Fund — Int/Div

Fidelity Growth & Income Mutual Fund — Int/Div

Fidelity Intermediate Bond Mutual Fund — Interest

Fidelity Retirement Govt. Money Market — Interest

Fidelity Short Term Bond — Interest

Vanguard Wellesley Inc — Int/Div

Doubleline Bond Fund — Int/Div

Ishares Silver — Interest

Ishares China ETF — Interest

Pro Shares Short Dow — Interest

Pro Shares Ultrashort Russell 2000** — Interest

Pro Shares Ultra Short Cap — Interest

Pro Shares Short S&P S00 — Interest

Pro Shares Short QQQ — Interest

Fidelity Floating Rate High Income*** — Interest

IRA 43 (H)

Vanguard Total Stock Market Index Mutual Fund — Int/Div

Alcoa Common Stock — Int/Div

Coca Cola Common Stock — Int/Div

Brokerage Account #1 (H)

Morgan Stanley Tax Free Daily Income Trust — Int/Div — Redeemed

Apple — Int/Div — Sold

Invesco Muni Income Y — Int/Div — Sold

Morgan Stanley Bank — Interest — Open

PIMCO Short Term P — Int/Div — Buy

PIMCO Short Term P — Buy

Western Ast Int Term Muni — Int/Div — Buy

Western Ast Int Term Muni — Buy

Wells Fargo St Muni Bd INS — Int/Div — Buy

Wells Fargo St Muni Bd INS — Buy

SPDR Nuveen Barclays Mun ETF — Int/Div — Buy

SPDR Nuveen Barclays Mun ETF — Buy

SPDR Nuveen Barclays Short ETF — Int/Div — Buy

SPDR Nuveen Barclays Short ETF — Buy

ISHARES Russell 1000 GRW ETF — Int/Div — Buy

ISHARES Russell 1000 GRW ETF — Sold (part)

ISHARES Russell 1000 GRW ETF — Sold (part)

Deutsche X-Trackers MSCI EAF — Distribution — Buy

Deutsche X-Trackers MSCI EAF — Buy

Deutsche X-Trackers MSCI EAF — Sold (part)

EV Income Fund of Boston — Int/Div — Buy

EV Income Fund of Boston — Buy

Cambiar INTL Equity INV — Int/Div — Buy

Cambiar INTL Equity INV — Buy

Cambiar INTL Equity INV — Sold (part)

ISHARES Russell 1000 Value ETF — Int/Div — Buy

ISHARES Russell 1000 Value ETF — Sold (part)

ISHARES Russell 1000 Value ETF — Sold (part)

PIMCO Foregin BD US $ Hedged P — Int/Div — Buy

PIMCO Foregin BD US $ Hedged P — Sold (part)

Wells Fargo Emerg Mrk EQ Inc — Int/Div — Buy

Wells Fargo Emerg Mrk EQ Inc — Buy

Delaware Value INSTL — Int/Div — Buy

Delaware Value INSTL — Buy

Delaware Value INSTL — Buy

Delaware Value INSTL — Sold (part)

ISHARES RUSSELL 2000 Growth ETF — Int/Div — Buy

ISHARES RUSSELL 2000 Growth ETF — Sold

ISHARES RUSSELL 2000 Value ETF — Int/Div — Buy

ISHARES RUSSELL 2000 Value ETF — Buy

ISHARES RUSSELL 2000 Value ETF — Sold (part)

Wells Fargo Special MDCP VL AD — Int/Div — Buy

Wells Fargo Special MDCP VL AD — Buy

Wells Fargo Special MDCP VL AD — Sold

Hartford Midcap — Int/Div — Buy

Hartford Midcap — Buy

Hartford Midcap — Buy

Hartford Midcap — Sold

ISHARES RUSSELL Midcap V ETF — Int/Div — Buy

ISHARES RUSSELL Midcap V ETF — Buy

ISHARES RUSSELL Midcap G ETF — Int/Div — Buy

ISHARES RUSSELL Midcap G ETF — Sold (part)

Delware Inv Sm Cap Val INST — Int/Div — Buy

Edgewood Growth Inst — Int/Div — Buy

Harding Loevner Intl EQTY INSTL — Int/Div — Buy

T. Rowe Price OM US — Int/Div — Buy

IRA 24-Phoenix Variable Annuity (H) — Int/Div

Virtus Capital Growth — Int/Div

Virtus Strat Alloc — Int/Div

Virtus International — Int/Div

Wanger USA — Int/Div

Wagner International — Int/Div

Federated Prime Money Market — Int/Div

SEP Account (H)

Vanguard Total Stock Market Index Mutual Fund — Int/Div — Buy

Vanguard Prime Money Market Fund — Interest

Wells Fargo Bank Account — Interest

Wells Fargo Bank Account 2 — Interest

Wells Fargo Bank Account 3 — Interest

Bank of America Account — Interest

Amboy Bank Account — Interest

Investment Account £2 (H)

Fidelity NJ Muni Money Market — Interest

Fidelity Floating Rate — Int/Div

Fidelity GNMA Fund — Int/Div

Fidelity Cash Reserve — Interest

Fidelity Convertible Securities — Int/Div

Bank of America Account 2 — Interest

Bank of America Account 3 — Interest

Bank of America Account 4 — Interest

Santander — Interest

Investment Acount £3 (H)

Vanguard Growth & Income — Int/Div

Vanguard Healthcare — Int/Div

Vanguard Inter-Tax Exempt — Int/Div — Sold (part)

Vanguard Prime Mkt Fund — Int/Div

Vanguard Total Stk MK — Int/Div

Vanguard S00 Index — Int/Div — Sold (part)

Investment Account 24 (H)

Charles Schwab Cash Account**** — Interest

General Electric — Int/Div — Sold

Halliburton — Int/Div — Sold

Investment Account 25 (H)

Charles Schwab Cash Account**** — Interest

Chevron Corp — Int/Div — Sold (part)

Chevron Corp — Sold (part)

Eastman Chemical — Int/Div — Sold (part)

Eastman Chemical — Sold (part)

Fidelity NY Mum Income — Int/Div

Fidelity NY Mum Income — Int/Div — Sold (part)

Fidelity NY Mum Income — Sold (part)

USAA Tax Exempt — Int/Div

IRA #5 (H)

AB Weath Appreciation — Int/Div — Sold (part)

AB Weath Appreciation — Sold (part) — Distnbution

Trust #5 (H)

Morgan Stanley Bank Cash (X) — Interest — Open — Trust #3

Trust #4 (H)

Chase Checking (X) — Interest — Open — Trust #3

Estate #1 (H)

Chase Checking (X) — Interest

Ally Bank CD (X) — Interest — Redeemed — Estate #1 Bank Acct

Trust £2 (H)

Santander Money Market — Interest — Distnibuted — Trust #2 Beneficiary

Santander Money Market — Interest — Distributed — Trust #2 Beneficiary

Trust #3 (H)

Chase Checking — Interest — Sold (part) — Trust #4

Chase Savings — Interest — Sold (part) — Trust #3

Franklin Templeton Funds New York T/F Inc FD INC — Int/Div — Sold — to Trust #3 Chase

New York NY GO BDS SUBSER GO — Int/Div — Sold — to Trust #3 Chase

JP Morgan Deposit Sweep — Interest — Distnbuted — to Trust #3 Chase

AB Large Cap Growth Fund-ADV — Int/Div — Sold — to Trust #3 Chase

Bernstein Tax Managed — Int/Div — Sold — to Trust #3 Chase

AB Concentrated Growth Fund Advisor Class — Int/Div — Buy

AB Concentrated Growth Fund Advisor Class — Int/Div — Sold — to Trust #3 Chase

AB Discovery Growth Fund-Adv — Int/Div — Sold — to Trust #3 Chase

AB Discovery Value Fund-Advy — Int/Div — Sold — to Trust #3 Chase

AB Global Thematic Growth Fund Advisor Ql — Int/Div — Sold — to Trust #3 Chase

AB International Small Cap Portfolio — Int/Div — Buy

AB International Growth Fund Advisor Cl 1X) — Int/Div — Sold — to Trust #3 Chase

AB Small Cap Core Portfolio Adv Cl — Int/Div — Buy

AB Small Cap Core Portfolio Adv C1 — Int/Div — Sold — to Trust #3 Chase

AlhanceBernstein GL Core-AD — Int/Div — Buy

AllanceBernstein GL Core-AD — Int/Div — Sold — to Trust #3 Chase

Bernstein Emerging Markets — Int/Div — Sold — to Trust #3 Chase

Bernstein Tax-Aware Overlay A Portfolio — Int/Div — Sold — to Trust #3 Chase

Bernstein Tax-Aware Overlay N Portfolio — Int/Div — Sold — to Trust #3 Chase

Bernstein New York — Int/Div — Sold — to Trust #3 Chase

AB Value Fund — Int/Div — Sold — to Trust #3 Chase

AB Portfolios ABTXMG WLT ADV — Int/Div — Sold — to Trust #3 Chase

Astoria Financial Corp. — Int/Div — Sold — to Trust #3 Chase

Goldman Sachs Group Inc — Int/Div — Sold — to Trust #3 Chase

RBC U.S. Govt Money Market Fund — Interest — Distnbuted — to Trust #3 Chase

Vanguard Inter-Term Tax-Exempt Iny — Int/Div — Sold — to Trust #3 Chase

Vanguard Windsor 11 Fund Iny — Int/Div — Sold — to Trust #3 Chase

Vanguard 500 Index Fund Adm — Int/Div — Sold — to Trust #3 Chase

General Electric Stock — Int/Div — Sold — to Trust #3 Chase

Chevron Stock — Int/Div — Sold — to Trust #3 Chase

IBM Stock (X) — Int/Div — Sold — to Trust #5

Whirlpool Stock (X) — Int/Div — Sold — to Trust #5

Center Coast MLP Focus C — Distribution — Sold — to Trust #5

Coumbia High Yield Bond C — Int/Div — Sold — to Trust #5

llinois Tool Works Stock — Int/Div — Sold — to Trust #5

Wells Fargo BK N.A — Int/Div — Sold — to Trust #5

American Electric Power Stock (X) — Int/Div — Sold — to Trust #5

BACCAPTR VIN — Interest — Sold — to Trust #5

Corts TR AON CAP — Interest — Sold — to Trust #5

Countrywide CAP V 7000 — Interest — Sold — to Trust #5

East Hampton Town BE 5000 — Interest — Sold — to Trust #5

Goldman Sachs 5250 — Interest — Sold — to Trust #5

Goldman Sachs CD 2800 — Interest — Sold — to Trust #5

Goldman Sachs CD 3100 — Interest — Sold — to Trust #5

Morgan Stanley 5500 — Interest — Sold — to Trust #5

NYS DA REVS-B — Interest — Sold — to Trust #5

NYSTWY HWY-A — Interest — Sold — to Trust #5

1st Financial Bank CD — Interest — Sold — to Trust #5

Morgan Stanley Bank NA, (X) — Interest — Distnbuted — Trust #5

Relative Power of Attorney (H)

Chase Checking (X) — Interest

Co-Trustee, Living Trust #3

Co-Trustee, GST Trust #4

Co-Trustee, GST Trust #5

Power of Attorney, Relative

Treasurer, Federal Magistrate Judges Association

Adjunct Professor, Rugters School of Law

Adpmunct Professor, Fordham Law School

Reimbursement — Federal Magistrate Judges Association — W116 -W/16 16 — Washington, DX — Executive Board Mectings — Transportation, Lodging

Reimbursement — Federal Magistrate Judges Associaton — 0221/16 - 223/16 — Washington, DX — Executive Board Meetings — Transportation, Lodging

Income — 2016 — Trustee Commission from Falk Living Trust #1] — $9317.72

Income — 2016 — Fordham Law School-teaching — S1.6385.00

Income — 2006 — Rutgers Law School-teaching — $2,500.00

Spouse's income — 2016 — Self-emploved (court stenography)

*Spartan items under IRA #3 are actually known on Fidelity statement as Fidelity not Spartan in 2016

Trust #2 closed out completely in 2016

Trust #3 ull securities and assets were liquidated only Chase Checking and Chuse Savings Account remains at the end of 2016

Trust #4 and Trust #5 established at the end of 2016

1 reported the death of a relative on my 2015 report and my service us a co-trustee, co-executor, Much of this report was prepared with the assistance and reliance

upon the Attomey for my relative’s estate and trusts, for which I served as co-executor and co-trustee. The attorney had the records and largely coordinated the

distribution of trust and estate assets. We believe the information is accurate and complete. However, this is an ongoing process and if any minor inaccuracies are

discovered, | will report them on my next annual report.

**This entry was incorrectly titled. It is properly called the Proshares Ultrashort Russell 2000 which was listed on the 2016 report ut Line 41.

***1t appears that this entry was erroneously not included m my 2015 report. The formation provided is correct. If further information is required, | believe

same can be provided.

***4These entries reflect cash accounts, They were erroncously listed as money market funds, Charles Schwab has confirmed that they are in fact cash accounts,

Explanation for listing Fidelity Convertible Securities on Line 46 of 2015 Amended Report. This fund 1s held in two accounts and | believe is correctly reported on

Lines 16 and 126 of my 2016 Report. If further information is required, please advise.

Explanation for Fidelity New Jersey Municipal Income Fund listed on Line 85 of the 2015 Amended Report. Tam still researching this apparent inconsistency. |

believe it may relate to how the fund was titled.

Explanation for Vanguard Total Stock Market Index Mutual Fund listed on Line 129 of the 2015 Amended Report. This fund is held in several accounts. | believe

it is reflected as Entry 136 on my 2016 Report.

Explanation for "BDS - Subser Go Bond," and "Bernstein Sanford C Fund Inc." listed on Lines 129 and 153 in the Amended 2015 Report and apparently not listed

in the 2016 Report. As noted in both the 2015 and 2016 Reports, as u result of the complexity of handling and distributing the assets of my relative's estate and

trusts, | engaged the services of an attorney, who as reported previously provided much of the information used in completing these reports. Unfortunately, near

the end of 2016, the attomey left the estate practice and much of the information became difficult to access. These assets were part of my relative” estate, all

of which was distributed at the time my attomey ceased the practice. 1am fairly certain that these assets were not held by me or the estate or trusts at the end of

2016. 1am attempting to figure out precisely when these assets were distributed. However, it has been very difficult without the assistance of the attorney who

handled it. | apologize for the confusion and will continue my cfforts to provide the details.