Robert Michael Dow jr

What was filed

126
investments
1
positions
0
gifts
0
agreements
0
debts
5
reimbursements
0
income
1
spouse income

Named parties

Arthur J. Schimatt Foundation
Economic Policy
Duke Umiversity Law School
Emory University Law } School
SS, American Bar Association
State of Ilinms = income as Associate Judge for 12th Judicial Circuit of Hhinois

As filed

Northern Trust Bank accounts — Interest

Northern Trust Bank IRA (CD) — Interest

First Community Bank accounts — Interest

Prudential Individual Retirement Annuity

AST Academic Strategies Asset Allocation — None — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Prudential Growth Allocation Portfolio — None — Buy (add'l)

AST Prudential Growth Allocation Portfolio — Buy (add'l)

AST Prudential Growth Allocation Portfolio — Sold (part)

AST Bond Portfolio 2028 — None — Buy (add'l)

AST Bond Portfolio 2028 — Sold (part)

AST Capital Growth Asset Allocation Portfolio — None — Sold (part)

AST Capital Growth Asset Allocation Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — None — Sold

AST RCM World Trends Portfolio — None — Sold (part)

AST RCM World Trends Portfolio — Buy (add'l)

Harms Bank accounts — Interest

GOG Mutual Fund

American Funds Euro Pacific Growth — Int/Div

American Funds Fundamental Investors — Int/Div

American Funds Small Cap World Fund — Int/Div

American Funds Bond Fund of Amenca — Int/Div

American Funds Growth Fund of America — Int/Div

GOOG 529 Fund #1

EuroPacific Growth Fund 529A — Int/Div

American Funds New Economy Fund — Int/Div

AMCAP Fund -- S29A — Int/Div

American Balanced Fund -- 529A — Int/Div

Capital Income Builder — 529A — Int/Div

GOOG S29 Fund #2

American Funds Capital World G/1 529A — Int/Div

American Funds Growth Fund of America S$29A — Int/Div

GOG 529 Fund £3

New Perspective Fund 529A — Int/Div

American Funds Fundamental Investors S20A — Int/Div

GOOG S529 Fund #4

American Funds SmallCap World Fund L20A — Int/Div

American Funds Capital Income Builder £20A — Int/Div

TD Ameritrade (HSA Bank) — None

Sauk Valley Community Bank Common Stock — Int/Div

Buffalo Intemational Fund #1449 — Int/Div — Buy (add'l)

Buffalo Intemational Fund #1449 — Sold (part)

Buffalo Balanced (Flexible Income) Fund — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Sold (part)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Sold (part)

Buffalo Small Cap Fund — Int/Div — Buy (add'l)

Buffalo Small Cap Fund — Sold (part)

Buffalo Science & Tech (Discovery) Fund — Int/Div — Buy (add'l)

Buffalo Science & Tech (Discovery) Fund — Sold (part)

Buffalo Large Cap Fund — Int/Div — Buy (add'l)

Buffalo Large Cap Fund — Sold (part)

Buffalo USA Growth Fund — Int/Div — Buy (add'l)

Buffalo USA Growth Fund — Sold (part)

Northern Inst, Tax Exempt — None

Securian Rollover IRA Account

Federated Prime Cash Oblig Sve — Interest

Invesco Convertible Sec Fund — Int/Div

Dodge & Cox Intl Fund — Int/Div

Goldman Sachs Mid-Cap Value Fund — Int/Div — Sold

Harbor Int! Fund — Int/Div — Sold

Homestead Value Fund — Int/Div

JP Morgan Small-Cap Growth Fund — Int/Div

Looms Sayles Strat Income Fund — Int/Div

MFS Intl New Discovery Fund — Int/Div — Sold

Northern Small Cap Value Fund — Int/Div

Oppenheimer Developing Markets — Int/Div

Primecap Odyssey Growth Fund — Int/Div

Principal High Yield Fund Class P — Int/Div

Prudential Global Real Estate Fund — Int/Div

T Rowe Price Blue Chip Growth — Int/Div

Templeton Global Bond Fund Advisor — Int/Div

Van Eck Global Hard Assets Fund — Int/Div — Sold

AOR — Int/Div

Columbia Commodity — Int/Div

Victory — Int/Div

Dwamond Hill (X) — Int/Div — Buy

Fidelity Advisor Int] Growth Class (X) — Int/Div — Buy

Sequella, Inc — None

IRX Therapeutics, Inc — None

Director, Arthur J. Schimatt Foundation

Reimbursement — Economic Policy — ras Rr rw le Teint conference on class action litigation — TE re) TY Yer" TR

Reimbursement — Duke Umiversity Law School — 5/4/17 to 5/5/17 — Dallas, TX — Attend conference on discovery rules — transportation, food, lodging

Reimbursement — conference on class action rules amendments — Ne AIR SE Ne TA TR I Try ote’ SAS, CT

Reimbursement — Emory University Law } School — 9141 Tw 91517 — Atlanta, GA — Altend conference on 1iss and class litigation — transportation, food, lodging

Reimbursement — SS, American Bar Association — 1025/17 to 1OV26/17 — Washington, DC — Attend and present at class action conference — transportanon, food, lodging

Spouse's income — 2017 — State of Ilinms = income as Associate Judge for 12th Judicial Circuit of Hhinois

Part IV:

Additional reimbursement:

Sedona Conference 11/2/1710 11/3/17 Phoenix, AZ Attend and present at conference on discovery rules transportation, food, lodging

Part VII:

1. Lines 4, 18, 24, 30, 33, 36, and 102 are headers for various funds - the individual holdings of each fund, values, and transactions are reported in the lines below

cach header.

2. For line 39, the HSA account with TD Ameritrade (HSA Bank) has a zero balance and will be closed during 2018.

3. For lines 123 and 124, the (X) indicates new assets sequired (and thus now reportable) in 2017.