Michael R. Wilner

Brokerage Account #3

Los Angeles CA rental property £1 — Rent — Sold — Ann Nelson

Brokerage Account #)

FEDERATED CALIFORNIA MUNICIPAL CASH TRUST-IS — Int/Div — Sold

ISHARES RUSSELL 1000 GROWTH INDEX — Distribution — Sold (part)

ISHARES RUSSELL 100) VALUE INDEX ETF — Distribution

ISHARES RUSSELL 2000 GROWTH INDEX ETF — Distribution

ISHARES RUSSELL 2000 VALUE INDEX FTF — istrnibution — Sold (part)

ISHARES RUSSELL 2000 VALUE INDEX FTF — Sold

MFS EMERGING MARKETS DEBT FUND -1 — Distribution

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND — Distribution

SPDR S&P GLOBAL NATURAL RESOURCES ETF — Distribution — Sold

TROWE PRICE TAX FREE HIGH YIELD — Distribution — Sold

VANGUARD FISE EMERGING MARKET ETF — Distribution — Buy

VANGUARD DIVIDEND APPRECIATION INDEX ETF — Distribution — Sold

VANGUARD HIGH YIELD CORPORATE FUND CLASS INVESTOR — Distribution — Sold

ISHARES COHEN & STEERS REALTY MAJORS INDEX ETF — Distribution — Sold

ISHARES MSCI EAFE SMALL CAP INDEX ETF — Distribution

ISHARES MSCI VALUE ETF — Distribution — Buy

ISHARES S&P 500 BARRA GROWTH INDEX ETF — Distribution — Sold (part)

ISHARES S&P 500 BARRA GROWTH INDEX ETF — Sold (part)

ACADIAN EMERGING MARKETS FUND — Distribution — Buy

AMERICAN CENTURY INTER TERM TAX FREE BOND FUND — Distribution — Buy

AMERICAN CENTURY INTER TERM TAX FREE BOND FUND — Sold

BARON SMALL CAP FUND — Distribution — Buy

BMO INTER TAX FREE FUND — Distribution — Buy

BROWN ADVISORY GROWTH EQUITY INC FUND — Distribution — Buy

DIAMOND HILL SMALL CAP FUND — histmbution — Buy

HARBOR INTL FUND — istmbution — Buy

HODGES SMALL CAP FUND — istmibution — Buy

OAKMARK INTL FUND — Iistnbution — Buy

PARNASSUS EQUITY INC FUND — Distribution — Buy

PRINCIPAL EQUITY INC FUND — istnbution — Buy

RIDGEWORTH SEIX HIGH YIELD FUND — Distribution — Buy

SCHWAB US TREASURY ETF — Distribution — Buy

SCHWAB US DIV EQUITY ETF — Distribution — Buy

SCHWAB US DIV EQUITY ETF — Buy (add'l)

SCHWAB US MIDCAP ETF — Distribution — Buy

SCHWAB EMERGING MARKET ETF — Distribution — Buy

SCHWAB INTL ETF — Distribution — Buy

SCHWAB SMALL CAP ETF — istmbution — Buy

SCHWAB SMALL CAP ETF — Buy (add'l)

Brokerage Account # 2

FEDERATED CALIFORNIA MUNICIPAL CASH TRLST-IS — Int/Div — Sold

MFS EMERGING MARKETS DEBT FUND - 1 — Distribution — Sold

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND — Distribution — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND — Buy (add'l)

TROWE PRICE TAX FREE HIGH YIELD — Distribution — Sold (part)

TROWE PRICE TAX FREE HIGH YIELD — Sold

AMERICAN CENTURY INTER TAX FREE BOND FUND — Distribution — Buy

AMERICAN CENTURY INTER TAX FREE BOND FUND — Sold

BMO INTER TAX FREE FUND — Distribution — Buy

BROWN ADVISORY GROWTH EQ INC FUND — Distribution — Buy

FIDELITY SHORT INTER MUNI INCOME FUND — Distribution — Buy

FIDELITY SHORT INTER MUNI INCOME FUND — Sold

HARBOR INTL FUND — Distribution — Buy

HARBOR INTL FUND — Buy (add'l)

ISHARES SELECT DIVIDEND ETF — istnibution — Buy

ISHARES SELECT DIVIDEND ETF — Sold

JANUS VENTURE FUND — Distribution — Buy

LAUDLUS US LARGE CAP GROWTH FUND — Distribution — Buy

OAKMARK INTL FUND — Iistnbution — Buy

OAKMARK INTL FUND — Buy (add'l)

PARNASSUS EQ INC FUND — istmbution — Buy

PARNASSUS EQ INC FUND — Buy (add'l)

POWERSHARES GLOBAL HIGH YIELD BOND ETF — Distribution — Buy

POWERSHARES GLOBAL HIGH YIELD BOND ETF — Buy (add'l)

POWERSHARES GLOBAL HIGH YIELD BOND ETF — Sold (part)

PRINCIPAL EQ INC FUND — Distribution — Buy

RIDGEWORTH SEIX HIGH YIELD FUND — Iistnbution — Buy

SCHWAB US TREAS ETF — Distribution — Buy

SCHWAB AGGREGATE BOND ETF — istnbution — Buy

SCHWAB AGGREGATE BOND ETF — Buy (add'l)

SCHWAB US DIV EQUITY ETF — istmbution — Buy

SCHWABUS TIPS ETF — Distribution — Buy

SCHWABUS TIPS ETF — Buy (add'l)

SCHWAB EMERG MARKET ETF — Distribution — Buy

SCHWAB EMERG MARKET ETF — Buy (add'l)

SCHWAB EMERG MARKET ETF — Buy (add'l)

SCHWAB INTL EQUITY ETF — Distribution — Buy

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy

SCHWAB US LARGE CAP ETF — Buy (add'l)

SCHWAB US LARGE CAP ETF — Buy (add'l)

SCHWAB USSMALL CAPETF — Distribution — Buy

SCHWAB USSMALL CAPETF — Buy (add'l)

SCHWAB USSMALL CAPETF — Buy (add'l)

SCHWAB CA TAX FREE BOND FUND — Distribution — Buy

SCHWAB CA TAX FREE BOND FUND — Sold (part)

SCHWAB DIV EQUITY FUND — Distribution — Buy

SCHWAB SMALL CAP EQU FUND — istnbution — Buy

SPDR GLOBAL TREAS EX-US ETF — Distribution — Buy

SPDR GLOBAL TREAS EX-US ETF — Buy (add'l)

SPDR GLOBAL TREAS EX-US ETF — Sold

UNDISCOVERED MANAGERS BEH VALUE FUND — Distribution — Buy

FEDERATED CALIFORNIA MUNICIPAL CASH TRUST-IS — Distribution — Sold

ACADIAN EMERGING MARKETS FUND — Distribution — Buy

BROWN ADVISORY EQ INC FUND — Distribution — Buy

HARBOR INTL FUND — Distribution — Buy

HODGES SMALL CAP — Distribution — Buy

JANUS VENTURE FUND — Distribution — Buy

OAKMARK INTL FUND — Distribution — Buy

PARNASSUS EQ INC FUND — Distribution — Buy

POWERSHARES GLOBAL HIGH YIELD BOND ETF — Distribution — Buy

POWERSHARES GLOBAL HIGH YIELD BOND ETF — Sold (part)

POWERSHARES INTL DIVIDEND ETF — Distribution — Buy

PRINCIPAL EQ INC FUND — Distribution — Buy

SCHWAB AGGREG US BOND ETF — istmbution — Buy

SCHWAB DIV EQUITY ETF — Distribution — Buy

SCHWAB US TIPS ETF — Distribution — Buy

SCHWAB EMERGING MARKETS ETF — Distribution — Buy

SCHWAB EMERGING MARKETS ETF — Buy (add'l)

SCHWAB INTL EQ ETF — Distribution — Buy

SCHWAB INTL EQ ETF — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy

SCHWAB US SMALL CAP — istnbution — Buy

SCHWAB US SMALL CAP — Buy (add'l)

SCHWAB CA TAX FREE BOND FUND — Iistnbution — Buy

SPDR GLOBAL TREASURY EX-LS ETF — Distribution — Buy

SPDR GLOBAL TREASURY EX-LS ETF — Sold

UNDISCOVERED MAANGERS BEH VALUE FUND — Distribution — Buy

Brokerage Account # 4

DREYFUS INTERNATIONAL BOND FUND CLASS INSTITUTIONAL — Distribution — Sold

FEDERATED CALIFORNIA MUNICIPAL CASH TRUST-IS — Distribution — Sold

MFS EMERGING MARKETS DEBT FUND - 1 — Distribution — Sold

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND — istnbution — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND — Buy (add'l)

TROWE PRICE TAX FREE HIGH YIELD — Distribution — Sold (part)

TROWE PRICE TAX FREE HIGH YIELD — Sold

AMERICAN CENTURY CA INTER TAX FREE BOND FUND — Distribution — Buy

AMERICAN CENTURY CA INTER TAX FREE BOND FUND — Buy (add'l)

AMERICAN CENTURY CA INTER TAX FREE BOND FUND — Sold

BMO INTER TAX FREE BOND FUND — Distribution — Buy

BROWN ADVISORY GROWTH EQ INC FUND — hstribution — Buy

FIDELITY SHORT INTER MUNI BOND FUND — istmbution — Buy

FIDELITY SHORT INTER MUNI BOND FUND — Sold

HARBOR INTL FUND — Distribution — Buy

HARBOR INTL FUND — Buy (add'l)

HODGES SMALL CAP — Distribution — Buy

ISHARES SELECT DIV ETF — Distribution — Buy

ISHARES SELECT DIV ETF — Sold

LAUDUS GROWTH US LARGE CAP FUND — Distribution — Buy

OAKMARK INTL FUND — Distribution — Buy

PARNASSUS EQ INC FUND — Distribution — Buy

PARNASSUS EQ INC FUND — Buy (add'l)

POWERHSARES GLOBAL HIGH YIELD BOND ETF — Distribution — Buy

POWERHSARES GLOBAL HIGH YIELD BOND ETF — Buy (add'l)

POWERHSARES GLOBAL HIGH YIELD BOND ETF — Sold (part)

PRINCIPAL EQ INC FUND — istnibution — Buy

RIDGEWORTH SEIX HIGH YIELD FUND — Distribution — Buy

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND — Distribution — Buy

SCHWAB US TREAS ETF — Distribution — Buy

SCHWAB US AGGREG BOND ETF — istrnibution — Buy

SCHWAB US AGGREG BOND ETF — Buy (add'l)

SCHWAB DIV EQ ETF — Iistnbution — Buy

SCHWAB US TIPS ETF — Distribution — Buy

SCHWAB US TIPS ETF — Buy (add'l)

SCHWAB EMERGING MARKET ETF — Distribution — Buy

SCHWAB EMERGING MARKET ETF — Buy (add'l)

SCHWAB EMERGING MARKET ETF — Buy (add'l)

SCHWAB INTL ETF — istmbution — Buy

SCHWAB INTL ETF — Buy (add'l)

SCHWAB INTL ETF — Buy (add'l)

SCHWAB LARGE CAP ETF — Distribution — Buy

SCHWAB LARGE CAP ETF — Buy (add'l)

SCHWAB SMALL CAP ETF — Distribution — Buy

SCHWAB SMALL CAP ETF — Buy (add'l)

SCHWAB SMALL CAP ETF — Buy (add'l)

SCHWAB CA TAX FREE BOND FUND — Distribution — Buy

SCHWAB DIV EQ FUND — istnbution — Buy

SCHWAB SMALL CAP EQ FUND — Distribution — Buy

SPDR GLOBAL TREAS EX USETF — Distribution — Buy

SPDR GLOBAL TREAS EX USETF — Buy (add'l)

SPDR GLOBAL TREAS EX USETF — Sold

Brokerage Account # §

WILMINGTON PRIME MONEY MARKET FUND CLASS SELECT — Int/Div — Sold

ACADIAN EMERGING MARKETS FUND — Distribution — Buy

BROWN ADVISORY GROWTH EQUITY FUND — istnbution — Buy

HARBOR INTL FUND — Distribution — Buy

HODGES SMALL CAP FUND — Distribution — Buy

JANUS VENTURE FUND — Distribution — Buy

OAKMARK INTL FUND — istnbution — Buy

PARNASSUS EQ INC FUND — Distribution — Buy

PRINCIPAL EQUITY INC FUND — Distribution — Buy

SCHWAB US DIV EQUITY ETF — Distribution — Buy

SCHWAB US REITETF — Distribution — Buy

SCHWAB US REITETF — Sold

SCHWAB US EMERGING MARKET ETF — Distribution — Buy

SCHWAB INTL EQ ETF — Distribution — Buy

SCHWAB LARGE CAP ETF — Distribution — Buy

SCHWAB SMALL CAP ETF — Distribution — Buy

UNDISCOVERED MANAGERS BEH VALUE FUND — Distribution — Buy

Brokerage Account # 6

WILMINGTON PRIME MONEY MARKET FUND CLASS SELECT — Int/Div — Sold

BAIRD CORE PLUS BOND FUND — istmbution — Buy

BROWN ADVISORY GROWTH EQUITY FUND — Distribution — Buy

HARBOR INTL FUND — istrnibution — Buy

HODGES SMALL CAP FUND — Distribution — Buy

PARNASSUS EQUITY INC FUND — istnbution — Buy

PIMCO TOTAL RETURN BOND FUND — Distribution — Buy

POWERSHARES GLOBAL HIGH YIELD FTF — Distribution — Buy

POWERSHARES GLOBAL HIGH YIELD FTF — Sold (part)

PRINCIPAL EQUITY INCOME FUND — istnbution — Buy

SCHWAB AGGREG BOND ETF — istnbution — Buy

SCHWAB US TIPS ETF — istnbution — Buy

SCHWAB EMERGING MARKETS ETF — Distribution — Buy

SCHWAB INTL EQ ETF — Distribution — Buy

SCHWAB US LARGE CAP ETF — istnbution — Buy

SCHWAB US SMALL CAP ETF — istmbution — Buy

SPDR GLOBAL TREASURT EX-US ETF — Distribution — Buy

SPDR GLOBAL TREASURT EX-US ETF — Sold

Schwab Checking Account — Int/Div — Buy

Citibank-Checking and Savings Accounts — Interest

529 Account #1 New York Coll Sav Program Cons/Mod Growth (no control) — Distribution

Board member, Federal Bar Association, Los Angeles Chapter

Executive Committee Member, Judge Paul Michel Intellectual Property American Inn of Court

Liability — Bank of America — Mortgage on Los Angeles CA rental property #

Spouse's income — 15213 — Los Angeles Umified School District - salary