Alison Julie Nathan

Emigrant Direct (cash) — Interest

Bank of America (cash) — None

Chase (cash) — Interest

IRAZI(H)

Merrill Lynch Bank Deposit Program — Interest

AIG Focused Div Strat (FDSWX) (formerly SunAmerica Foc Div Strat) — Int/Div

ASG Managed Futures Str Fd (ASFY X) — Int/Div — Sold

AQR Long Short Equity Fd 1 (QLEIX) — Distribution — Buy

Baron Real Estate Fund Class INSTL (BREIX) — None

Blackrock Strategic Muni Opportunities Fund Inst] (MAMTX) — Int/Div — Sold

Boston Partners Global Long Short Fund INSTL CL (BGLSX) — Int/Div

Boston Partners Long / Short Equity Fd Inst! (BPLSX) — None

Congress Midcap Growth Fund (IMIDX) — Int/Div

Delaware Emerging Mkts Fd (DEMIX) — Int/Div — Buy

Fidelity Advisor Biotechnology Fund (FBTIX) — None

Franklin Intl Small Cap (FKSCX) — Int/Div

FRT TRT VAL INDX (FVD) — Int/Div

Guggenheim S&P 500 Equal Weight Technology ETF (RYT) — Int/Div — Sold

Guggenheim Macro Opps Fund 1 (GIOIX) — Int/Div — Buy

Guggenheim Macro Opps Fund 1 (GIOIX) — Sold (part)

Ishares Edge MSCI — Int/Div — Sold

shares US Helathcare (1YH) — Int/Div — Sold

John Hancock Int! Growth Fund (GOGIX) — Int/Div — Sold (part)

John Hancock Int! Growth Fund (GOGIX) — Sold (part)

Kayne Anderson MLP (KYN) — Int/Div

Lazard Glbl Lstd Infrastructure Port (GLIFX) — Int/Div — Buy

Loomis Sayles Sr FI (LSFYX) (formerly Loomis Sayles Strategic (NEZYK)) — Int/Div — Sold (part)

Loomis Sayles Sr FI (LSFYX) (formerly Loomis Sayles Strategic (NEZYK)) — Sold (part)

Lord Abbett Short Duration Income Fd (LDLFX) — Int/Div

MFS Emerging Markets Debt Fd (MEDIX) — Int/Div

Nuveen Short Duration Credit Opportunities Fund JSD) — Int/Div

Pimco All Asset Fund CL P (PALPX) — Int/Div — Sold (part)

Pimco Income Fund (PONPX) — Int/Div — Sold (part)

Pimco Income Fund (PONPX) — Sold (part)

Pimco Investment Grade Corp Bd P (PBDPX) — Int/Div — Buy

Pimco Investment Grade Corp Bd P (PBDPX) — Buy (add'l)

Powershares Aerospace und Defense (PPA) — Int/Div — Buy

Primecap Odyssey Growth Fund (POGRX) — Int/Div

SEI Global Managed Vol Fd Y (SGLYX) — Int/Div — Buy

SEI Global Managed Vol Fd Y (SGLYX) — Buy (add'l)

SPDR S&P S00 ETF Trust (SPY) — Int/Div — Sold

T Rowe Price Capital Appreciation Fd Retail (PRWOCX) — Int/Div

T Rowe Price Global Tech Fd (PRGTX) — None — Buy

T Rowe Price Health Sciences Ret (PRHSX) — None — Buy

TCW Total Return Bond Fd (TGLMX) — Int/Div — Sold

The Oukmark Intl Fund (OAKIX) — Int/Div — Sold (part)

The Oukmark Intl Fund (OAKIX) — Sold (part)

Thomburg Global Opportunities Fund CL 1 (THOIX) — Int/Div — Sold (part)

Thomburg Global Opportunities Fund CL 1 (THOIX) — Sold (part)

Victoryshares US 500 Vol Wid (CFA) — Int/Div — Buy

Victoryshares US 500 Vol Wid (CFA) — Buy (add'l)

Victory Sycamore Established Value Fund (VEVYX) — Int/Div

Western Asset/Claymore Inflation Linked Opps (WIW) — None — Buy

Western Asset/Claymore Inflation Linked Opps (WIW) — Sold

Brokerage Account #2 (H)

Merrill Lynch Bank Deposit Program — Interest

AIG Focused Div Strat (FDSWX) (formerly SunAmerica Foc Div Strat) — Int/Div

AQR Long Short Equity Fd 1 (QLEIX) — Int/Div — Buy

AQR Long Short Equity Fd 1 (QLEIX) — Buy (add'l)

Baron Real Estate Fund (BREFX) — None

Blackrock Strategic Muni Opportunities Fund Inst] (MAMTX) — Int/Div

Boston Partners Global Long Short Fund INSTL CL (BGLSX) — Int/Div

Boston Partners Long / Short Equity Fd Inst] (BPLSX) — Int/Div

Congress Midcap Growth Fund INSTL Class (IMIDX) — Int/Div

Delaware National High Yield Mum Bond (DVHIX) — Int/Div

Delaware Emerging Mkts Fd Inst] (DEMIX) — Distribution — Buy

Fidelity Advisor Biotech Fd (FBTIX) — Int/Div — Buy

Franklin Intl Small Cap (FKSCX) — Int/Div

FRT TRT Val Indx (FVD) — Int/Div

Guggenheim S&P 500 Equal Weight Technology ETF (RYT) — Int/Div

Ishares Edge MSC (EFAV) — None — Sold

Ishares Nasdaq Biotech (1BB) — istmbution — Sold

shares S&P Mid-Cap 400 (JH) — Distribution

shares US Healthcare (IYH) — Distribution

John Hancock Int! Growth Fund (GOGIX) — Int/Div

Kayne Anderson MLP (KYN) — Int/Div

Lazard Glbl Lstd Infrastructure Port {GLIFX) — None — Buy

Lord Abbett Intermediate (LISFX) — Int/Div — Sold

MFS MUNI Limited Maturity FD CL (MTLIX) — Int/Div — Sold

Nuveen Real Asset Income Fund (NRIAX) — Int/Div — Sold

Nuveen Short Duration Hi Yid Muni Bd Fd INVHIX) — Int/Div

Primecap Odyssey Growth Fund CL (POGRX) — Int/Div

Powershares Aerospace and Defense (PPA) (xX) — Int/Div

SEI Global Mgd Volatility Fund Y (SGLYX) — Int/Div — Buy

T Rowe Price Capital Appreciation Fd Retail (PRWCX) — Int/Div

The Oakmark Intl Fund (OAKIX)(Y)

The Oakmark Select Fund (OAKLX) — Int/Div

Thomburg Global Opportunities Fund CL (THOIXH(Y)

Victoryshares US 500 Vol Wid ETF (CFA) — Int/Div — Buy

Victoryshares US 500 Vol Wid ETF (CFA) — Sold

Wells Fargo Strategic Muni Bd Fd (STRIX) — Int/Div — Buy

Wells Fargo Strategic Muni Bd Fd (STRIX) — Buy (add'l)

Wells Fargo Muni Bond Fd 1 (WMBIX) — Int/Div — Buy

Brokerage Account #3 (H)

Merrill Lynch Bank Deposit Program — Interest

AIG Focused Div Strat (FDSWX) (formerly SunAmerica Foc Div Strat) — Int/Div — Buy (add'l)

AQR Long Short Equity Fund I (QLEIX) — Int/Div — Buy

AQR Long Short Equity Fund I (QLEIX) — Buy (add'l)

Baron Real Estate Fund (BREIX) — Int/Div

Blackrock Strategic Muni Opportunities Fund Inst] (MAMTX) — Int/Div — Sold (part)

Blackrock Strategic Muni Opportunities Fund Inst] (MAMTX) — Buy (add'l)

Boston Partners Global Long Short Fund (BGLSX) — Int/Div — Buy (add'l)

Boston Partners Long / Short Equity Fd Instl (BPLSX) — None

Boston Partners Long Short Research Fund {BPIRX) — None — Sold

Columbia Absolute Return (RARAX) — None — Sold

Columbia Balanced Fund (CBLAX) — None — Sold

Fidelity Advisor Biotechnology Fd (FBTIX) — None — Sold

Fidelity Advisor Biotechnology Fd (FBTIX) — Buy

Guggenheim Macro Opps Fund Inst] (GIOIX) — Int/Div — Buy

Guggenheim Macro Opps Fund Inst] (GIOIX) — Buy (add'l)

Hartford Mut Fds Inc Bal Inc Fd (HBLAX) — Int/Div — Buy

Hartford Mut Fds Inc Bal Inc Fd (HBLAX) — Buy (add'l)

Ishares US Consumer Goods EFT (1YK) — Int/Div

Ishares US Healthcare (IYH) — Int/Div — Sold

Kayne Anderson MLP (KYN) — Int/Div

Loomis Sayles Sr FI (LSFYX) (formerly Loomis Sayles Strategic (NEZYK)) — Int/Div — Sold

Lord Abbett Short Duration Income Fd (LDLFX) — Int/Div — Buy (add'l)

MFS Diversified Income Fund (DIFIX) — Int/Div — Sold (part)

Nuveen Real Asset Income Fund (NRIIX) — Int/Div

Nuveen Short Duration Credit Opps Fd USD) — Int/Div — Buy

Pimco All Asset Fund (PASAX) — Int/Div — Buy (add'l)

Pimco Foreign Bond Fd (PFBPX) — Int/Div — Buy (add'l)

Pimco Income Fund (PONPX) — Int/Div — Buy (add'l)

Pimco Investment Grade Corp Bond Fd P {(PBDAX) — Int/Div — Buy

Primecap Odyssey Growth Fund (POGRX) — Int/Div

SEI Global Mgd Vol Fd Y (SVOAX) (X) — Int/Div

T. Rowe Price Capital Appreciation Fd Retail (PRWCX) — Int/Div

T Rowe Price Health Sciences Fd (PRHSX) — None — Buy

T Rowe Price Health Sciences Fd (PRHSX) — Buy (add'l)

TCW Total Return Bond Fd (TGLMX) — Int/Div — Sold (part)

The Oakmark Intl Fund (OAKIX)(Y)

Thomburg Global Oppoertunities Fund (THOAXOUY)

Western Asset Claymore Inflation Linked Opp (WIW) — Int/Div — Buy

Brokerage Account 24 (H)

TD Ameritrade Cash Account — Interest

Apple Inc Stock (AAPL) — Int/Div

Retirement Plan 21 (H)

Vanguard Target Retirement 2040) {(VFORX) — Int/Div

Vanguard Target Retirement 2020 (VTWNX) — Int/Div

Vanguard FTSE Social Index (VFTSX) — Int/Div

NY 529 (H)

1.P Morgan Moderate Growth Age-Based Portfolio C — None

NextGen 529 (H)

Next Gen Blackrock Age 0-7 Years Portfolio C — None — Sold

NextGen Blackrock 8-10 Yrs Portfolio C — None — Buy

NextGen Franklin Templeton Age 0-8 Years Portfolio C — None

MFS Age 6-10 Yrs Class C (X) — None

Adpmunct Professor, NYU School of Law

Reimbursement — UVA Law School — April 10,2017 — Charlottesville, VA — Pane! Discussion — Transportation, meals

Reimbursement — Comell Law School — April 17-18, 2018 — Ithaca, NY — Q&A Discussion — Transportation, meals, lodging

Income — 2017 — NYU School of Law (teaching income) — S20.000.00

Spouse's income — 2017 — NYU School of Law Salary

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.