David M. Warren

Purchasee Money Mortgage Held by LLC — Int/Div

Rental Raleigh, Wake County, NC (50% interest) — Reat

House. Investment, Littleton, NC (50% interest) — None

House. Wrightsville Beach, NC (1/3 interest) — None

Northwestern Mutual Life Whole Life Policy — Int/Div

National Life Whole Life Policy — Int/Div

Mutual Trust Whole Life Policy — Int/Div

Allergan PLC (AGN) — Int/Div — Sold

Allergan PLC (AGN) — Int/Div — Buy

Anheuser-Busch Inbev (BUD DIRA — Int/Div

Boemg (BA) DIRA — Int/Div

Boston Beer Company (SAM)DIRA — Int/Div — Sold

Clorox (CLX) DIRA — Int/Div

Coca Cola (KO) DIRA — Int/Div

Conagra Foods (CAG) DIRA — Int/Div

Cummins (CMD DIRA — Int/Div

Dieago (DEO) DIRA — Int/Div

Eton Corp (ETN) DIRA — Int/Div

Emerson Electric (EMR) DIRA — Int/Div

Exxon Mobil (XOM) DIRA — Int/Div

General Electric (GE) DIRA — Int/Div

General Mills (GIS) DIRA — Int/Div

Ham Celestial Group (HAIN) DIRA — None — Sold

Hemeken (HEINY) DIRA — Int/Div

Hershey Company DIRA — Int/Div

Honeywell (HON) DIRA — Int/Div

Johnson & Johnson (JNJ) DIRA — Int/Div

Johnson Controls (JCI DIRA — Int/Div — Buy

Kellogg (K) DIRA — Int/Div

Kimberly-Clark (KMB) DIRA — Int/Div

Kraft Heinze Company (KHC)DIRA — Int/Div

Leggett & Platt (LEG) DIRA — Int/Div — Buy

Martin Manetta Materials (MLM) DIRA — Int/Div — Buy

McCormick & Co (MCK) DIRA — Int/Div

Monsanto Company (MON) DIRA — Int/Div — Sold

IM (MMM) DIRA — Int/Div

Nestle INSRGY) DIRA — Int/Div

Pepsico (PEP) DIRA — Int/Div

Proctor & Gamble (PG) DIRA — Int/Div

Roval Dutch Shell (RDSB) DIRA — Int/Div

Smucker (SIM) DIRA — Int/Div

Snvders-Lance (LNCE) DIRA — Int/Div — Sold

Unilever PLC (UN) DIRA — Int/Div

United Technologies (UTX) DIRA — Int/Div

Verizon (VZ) DIRA — Int/Div — Buy

Fidelity Cash Reserves DIRA — Int/Div

Boston Beer Company (SAM) DAmen — Int/Div — Buy

Boston Beer Company (SAM) DAmen — Sold

First Citizens Bank A DAmeni — Int/Div

First Citizens Bank B Preferred DAmeri — Int/Div

General Mills (GIS) DAmen — Int/Div — Buy

Kellogg (K) DAmeri — Int/Div — Buy

Kinder Morgan (KMI) BenlRA — Int/Div — Sold

Hercules Capital (HTGC) DAmeri — Int/Div — Sold

Kinder Morgan (KMI) DAmeri — Int/Div — Sold

Roval Bank of Canada (RY) DAmeri — Int/Div — Sold

Snvders Lance (LNCE) DAmeri — Int/Div — Buy

Snvders Lance (LNCE) DAmeri — Sold

Amerprise Insured Money Market DAmeni — Interest

Fidelity Equity Income/Cash Reserves (DMW/MMW) — Int/Div — with le 79)

Amencan Electic & Power (AEP) BenIRA — Int/Div

Anheuser Busch Inbev (BUD) BenlRA — Int/Div — Buy

Coca Cola (KO) BenlRA — Int/Div — Buy

Duke Energy (DUK) BenlRA — Int/Div — Sold

Exelon (EXC) BenlRA — Int/Div

FirstEnergy (FE) BenlRA — Int/Div

General Mills (GIS) BenlRA — Int/Div — Buy

Hercules Capital (HTGC) BenlRA — Int/Div — Sold

Kellogg (K) BenlRA — Int/Div — Buy

Kinder Morgan (KMI) BenlRA — Int/Div

Roval Bank of Canada (RY) BenlRA — Int/Div — Sold

Smucker (SIM) BenlRA — Int/Div — Buy

Davenport Money Market BenlRA — Int/Div — Sold

Fidelity Government Cash Reserves BenlRA — Int/Div — Buy

Fidelity Equity Income (MMW) — Int/Div

Fidelity Equity Income (KLB) — Int/Div

Vanguard Mutual Fund (401k) merge with Fidelity 272018 — Int/Div

Allegion (ALLE) KLBIRA — Int/Div

Anheuser-Busch Inbev (BUD) KLBIRA — Int/Div

Apple (AAPL) KLBIRA — Int/Div

Boston Beer Company (SAM) KLBIRA — Int/Div — Sold

Campbell Soup (CPB) KLBIRA — Int/Div

Clorox (CLX)KLBIRA — Int/Div

Coco Cola (KO)KLBIRA — Int/Div

Conagra (CAG) KLBIRA — Int/Div

Cummins Inc. (CMD KLBIRA — Int/Div

DowDupont(DWDP) KLBIRA — Int/Div

Faton (ETN) KLBIRA — Int/Div

Exxon Mobil (XOM) KLBIRA — Int/Div

General Electric (GE) KLBIRA — Int/Div

Honeywell (HON) KLBIRA — Int/Div

Ingersoll-Rand PLC (IR) KLBIRA — Int/Div

Kellogg (K) KLBIRA — Int/Div

Kimberly Clark (KMB) KLBIRA — Int/Div

3M Company (MMM) KLBIRA — Int/Div

McCormick & Co. (MKC) KLBIRA — Int/Div

Nestle INSRGY) KLBIRA — Int/Div

Pepsico (PEP) KLBIRA — Int/Div

Proctor & Gamble (PG) KLBIRA — Int/Div

Semmens (SIEGY) KLBIRA — Int/Div

Snyders Lance (LNCE) KLBIRA — Int/Div — Sold

Smucker (SIM) KLBIRA — Int/Div — Buy

Sonoco (SON) KLBIRA — Int/Div — Buy

Unilever (UL) KLBIRA — Int/Div

United Technologies (UTX) KLBIRA — Int/Div

Fidelity Government Cash Reserves KLBIRA — Int/Div

Estate #1 (H)

Duke Energy — Int/Div — Distributed

Duke Energy — Sold

Cenovus Energy — Int/Div — Distnbuted

Encana Corp. — Int/Div — Distnbuted

Encana Corp. — Sold

Roval Bank of Canada — Int/Div — Distnbuted

Roval Bank of Canada — Sold

Clinic Building Stock — Int/Div — Closed

Chairman, FRMT. Lid

Chairman, Turner W. Battle Scholarship Trust {Rocky Mount Academy)

President, 9 Shearwater Street Condommum Owners Association, Inc

Manager, 9 Shearwater LLC

Manager, Roof pmpers LLC

Manager, McLash LLC

Adpunct Professor, Norman A. Wiggins School of Law (Campbell University)

Agreement — 11991 — Poyner Spruill LLP Retirement Plan, former law firm. This is a qualifed pension plan that was discontinued wm approximately 1991.

Liability — Sound Bank — Personal Guaranty on Loan to a Limited Liability Company

Reimbursement — Eastern Bankruptey Institute, Inc. — &1-372017 — Myrtle Beach, SC — Seminar — transportanon, lodging, food

Reimbursement — Kappa Alpha Order Educational Foundation — 4/20-21.2017 — Houston, TX — Board Meeting — trunsporation, lodging food

Reimbursement — FRMT Ld. — 6'8-9/2017 — Indisniapolis, IN — Board Meeting — trunsportation, lodgmg, food

Reimbursement — Kappa Alpha Order — 82-672018 — St. Louis, MO — Board Meeting/Convention — transportation, lodgmg, food

Reimbursement — National Conference of : Bankruptcy Judges — 1VR- 12/2017 — Las Vegas, NV — Annual Meeting — lodgmg

Reimbursement — N.C. Bar Association — 13020071 212107 — Asheville, NC — NC Bar Association Annual Bankruptcy Institute — transportation, lodging, food

Income — 9/182017 — Campbell University -Salary — $2,500.00

Income — 101472017 — Campbell Umiversity-Salary — $2,500.00

Spouse's income — 2017 — Womble Bond Dickinson US LLP- Salary

Part |

Line 2: The Turner W. Bartle Scholarship Trust is an asset of Rocky Mount Acadeny. David M. Warren has no ownership interest in the funds of upproximartely

$500,000. The interest from the principal is used to fund educational scholarships for students attending Rocky Mount Academy in Rocky Mount, NC,

Line 9: The decedent's estate was closed December 13, 2017, and David M. Warren no longer holds this position.

Part 11:

Line I: The Poyner Spruill LLP Retirement Plan (pension) is currently underfunded but is insured by the Pension Benefit Guaranty Corp. David M. Warren does

not have information on the performance of the pension plan and has not made contributions or withdrawals, He has no liability for its performance. The entry

regarding this asset was removed from Part VII (listed in 2014 on line 8) as it is correctly reported as a pension interest in Part 11.