Marc Thomas Treadwell
2015Annual
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What was filed
273
investments
2
positions
0
gifts
0
agreements
2
debts
2
reimbursements
1
income
2
spouse income
Named parties
- Mercer University
- The Pevton Anderson Foundation
- Trust #2
- Memill Lynch
- Navicent Health
- Mercer Law School - Salary
- Self-employed landscape architect (dba WT Designs)
- Self-employed real estate professional (dba WT Development, LLC)
As filed
State Bank and Trust Company Accounts — None
Wells Fargo Bank Account (X) — None
Bank of America (Y)
Rental Property #1, Fripp Island, South Caroling — Reat
Rental Property #2, Macon, Georgia — Rent
Rental Property #3, Macon, Georgia — Rent
Rental Property #4, Auburn, Alabama — Rent
Lincoln National Life - Survivorship universal life policy — None
Brokerage #1 (H)
Merrill Lynch Cash Management Account — Interest
Powershares VRDO Tax Free Fund — Int/Div — Sold (part)
Powershares VRDO Tax Free Fund — Sold (part)
Powershares VRDO Tax Free Fund — Sold
SPS00 Stepup Issuer BAC — None — Sold (part)
Apple Inc. (common) — Int/Div
Brokerage #2 (H)
Merrill Lynch Cash Management Account — Interest
American Express Company (common) — Int/Div
Ameriprise Financial Inc {common) — Int/Div
Bristol-Myers Squibb Co (common) — Int/Div
General Electric (common) — Int/Div
Halvard Health Inc. (common) — None
Home Depot Inc (common) — Int/Div
Johnson and Johnson (common) — Int/Div
Kimberly Clark (common) — Int/Div
Zimmer Holdings Inc (common) — Int/Div
Brokerage #3 (H)
Merrill Lynch Cash Management Account — Int/Div
Allianz NF) Dividend Value Fd C1 P — Int/Div — Sold (part)
Allianz NF) Dividend Value Fd C1 P — Sold (part)
Allianz NF) Dividend Value Fd C1 P — Sold
Allianz NF) International Value Fund — Int/Div — Buy (add'l)
Allianz NF) International Value Fund — Sold
Ivey Asset Strategy Fund C1 1 — None — Sold
Mainstay Large Cap Growth Fund C1 — None — Buy (add'l)
Mainstay Large Cap Growth Fund C1 — Sold
Mainstay Marketfield Fund C11 — None — Sold
MFS Value Fd C11 — Int/Div — Sold (part)
MFS Value Fd C11 — Sold (part)
MFS Value Fd C11 — Sold
Oppenheimer Rising Dividends Fund C1'Y — Int/Div — Sold
Oppenheimer International Growth Fund CI Ad — None — Buy
Oppenheimer International Growth Fund CI Ad — Sold
Nuveen High Yield Muni Bond Fd C1 1 — Int/Div — Sold
Guggenheim Mid Cap Value Fund C11 — None — Buy (add'l)
Guggenheim Mid Cap Value Fund C11 — Sold
Permanent Portfolio Fund — None — Sold
Blackrock Equity Dividend Fund Inst] — None — Sold (part)
Blackrock Equity Dividend Fund Inst] — Sold
Blackrock Short-term Municipal Fund Inst! — Int/Div — Sold (part)
Blackrock Short-term Municipal Fund Inst! — Sold
Apple Inc (common) — Int/Div — Buy
Ishares U.S. Financial Services ETF — Int/Div — Buy
Ishares U.S. Financial Services ETF — Buy (add'l)
Ishares Cohen & Sters REIT ETF — Int/Div — Buy
Guggenheim S&P 500 Equal Weight ETF — Int/Div — Buy
Guggenheim S&P Midcap 400 Pure Growth ETF — Int/Div — Buy
Guggenheim S&P 500 Pure Growth ETF — Int/Div — Buy
Powershares QQQ Trust SE 1 — Int/Div — Buy
Ishares S&P Midcap 400 Growth — Int/Div — Buy
Ishares U.S. Technology — Int/Div — Buy
Ishares U.S. Technology — Buy (add'l)
Ishares S&P S00 Growth — Int/Div — Buy
Ishares S&P S00 Growth — Buy (add'l)
Ishares U.S. Consumer Services ETF — Int/Div — Buy
Ishares U.S. Healthcare — Int/Div — Buy
Ishares U.S. Healthcare — Buy (add'l)
Ishares U.S. Real Estate — Int/Div — Buy
Ishares S&P Mid-cap 400 Value ETF — Int/Div — Buy
Ishares S&P Smallcap 600 Growth — Int/Div — Buy
SPDR S&P Dividend ETF — None — Buy
SPDR S&P Dividend ETF — Sold
SPDR S&P Midcap 400 ETF Trust — Int/Div — Buy
SPDR Dow Jones Indust Av ETF Trust — Int/Div — Buy
SPDR S&P S00 ETF Trust — Int/Div — Buy
Pioneer AMT Free Municipal Fund C1'Y — Int/Div — Buy
Pioneer AMT Free Municipal Fund C1'Y — Sold (part)
IRA 21 (H)
Merrill Lynch cash holding account — Int/Div
Blackrock Equity Dividend Fund Instl — Int/Div — Sold (part)
Blackrock Equity Dividend Fund Instl — Sold
Dreyfus Appreciation Fd — Int/Div — Sold
Lazard Emerging Mkts Equity Ptfl Inst) Class — Int/Div — Sold
Mainstay Large Cap Growth Fund C1 — None — Sold (part)
Mainstay Large Cap Growth Fund C1 — Sold
MFS Research Bond Fund C11 — Int/Div — Sold
Neuberger Berman High Income Bond Fd Cl Inst — Int/Div — Sold
Oppenheimer Rising Dividends Fund C1 Y — Int/Div — Buy (add'l)
Oppenheimer Rising Dividends Fund C1 Y — Sold
TCW Total Return Bond Fd C11 — Int/Div — Sold
The Oakmark Intl Fund — None — Sold (part)
The Oakmark Intl Fund — Buy (add'l)
The Oakmark Intl Fund — Sold
John Hancock Classic Value Fund C11 — None — Sold
MFS Emerging Markets Debt Fd Cl 1 (Y)
Clearbridge Small Cap Growth Fund C11 — None — Sold
Victory Small Company Opportunity Fund ay — None — Sold
Pimco Total Return Fund C1 P — Int/Div — Sold
Delaware Corporate Bond Fund Inst] Cl — Int/Div — Buy
Delaware Corporate Bond Fund Inst] Cl — Sold (part)
Apple Inc (common) — Int/Div — Buy
Ishares Russell 1000 Growth Index ETF — Int/Div — Buy
Ishares Russell 1000 Growth Index ETF — Sold
Ishares Russell 1000 Value Index ETF — Int/Div — Buy
Ishares Russell 1000 Value Index ETF — Sold
Ishares Core U.S. Treasury Bond ETF — Int/Div — Buy
Ishares Core U.S. Treasury Bond ETF — Sold
American Funds EuroPacific Growth Fund Class F-2 — None — Buy
American Funds EuroPacific Growth Fund Class F-2 — Sold (part)
American Funds EuroPacific Growth Fund Class F-2 — Sold
Transamerica Emerging Markets Debt Fund ll — Int/Div — Buy
Transamerica Emerging Markets Debt Fund ll — Sold
Wells Fargo Ultra Short-term Income Fund « Class Inst — Int/Div — Buy
Wells Fargo Ultra Short-term Income Fund « Class Inst — Sold
T. Rowe Price U.S. Treasury Intermediate Fund — Int/Div — Buy
T. Rowe Price U.S. Treasury Intermediate Fund — Sold
John Hancock Funds Disciplined Value Fund C11 — None — Buy
John Hancock Funds Disciplined Value Fund C11 — Sold (part)
John Hancock Funds Disciplined Value Fund C11 — Sold
Guggenheim S&P $00 Equal Weight ETF — Int/Div — Buy
Guggenheim S&P Midcap 400 Pure Growth ETF — Int/Div — Buy
Guggenheim S&P 500 Pure Growth ETF — Int/Div — Buy
Ishares U.S. Financial Services ETF — Int/Div — Buy
Ishares U.S. Financial Services ETF — Buy (add'l)
Ishares Cohen & Steers REIT ETF — Int/Div — Buy
Ishares S&P Midcap 2400 Growth — Int/Div — Buy
Ishares U.S. Technology — Int/Div — Buy
Ishares U.S. Technology — Buy (add'l)
Ishares S&P S00 Growth — Int/Div — Buy
Ishares U.S. Consumer Services ETF — Distribution — Buy
Ishares U.S. Consumer Services ETF — Buy (add'l)
Ishares U.S. Healthcare — Int/Div — Buy
Ishares U.S. Healthcare — Buy (add'l)
Ishares U.S. Real Estate — Int/Div — Buy
Ishares S&P Midcap 400 Value ETF — Int/Div — Buy
Ishares S&P Smallcap 600 Growth — Int/Div — Buy
Powershares QQQ Trust SE — Int/Div — Buy
SPDR Dow Jones Indust Av ETF Trust — Int/Div — Buy
SPDR S&P Midcap 400 ETF Trust — None — Buy
SPDR S&P S00 ETF Trust — None — Buy
IRA £2 (H)
Morgan Stanley Cash/Bank Deposit Program (Y)
Merrill Lynch cash holding account (X) — Int/Div
American Cap Wrld Gr & Income Fund A — Int/Div
Apple Inc (Common) — Int/Div
Express Scripts Hldg Co (Common) — None
Wisdomtree Trust Emerging Markets High Dividend Fund (Y) — Int/Div
Alababa Group Holding LTD — None — Buy
Novo Nordisk A S ADR — None — Buy
Southem Company (common) — Int/Div — Buy
Tractor Supply Co (common) — Int/Div — Buy
401K) Retirement Plan (H)
American Funds - Growth Fund of America-R3 — Int/Div
American Funds - Investment Company of America-R3 — Int/Div
American Funds - Fundamental Investors. RY — Int/Div
IRA 23 (H)
Merrill Lynch cash holding account — Int/Div
Blackrock Equity Dividend Fund Instl — Int/Div — Sold (part)
Blackrock Equity Dividend Fund Instl — Sold
Dreyfus Appreciation Fd — Int/Div — Sold
Lazard Emerging Mkts Equity Ptf] Inst] Class — Int/Div — Sold
Mainstay Large Cap Growth Fund C1 — None — Sold (part)
Mainstay Large Cap Growth Fund C1 — Sold
MFS Research Bond Fund C11 — Int/Div — Sold
Neuberger Berman High Income Bond Fd Cl Inst — Int/Div — Sold
Oppenheimer Rising Dividends Fund C1 Y — Int/Div — Buy (add'l)
Oppenheimer Rising Dividends Fund C1 Y — Sold
TCW Total Return Bond Fd C11 — Int/Div — Buy (add'l)
TCW Total Return Bond Fd C11 — Sold
The Oakmark Intl Fund — None — Sold (part)
The Oakmark Intl Fund — Buy (add'l)
The Oakmark Intl Fund — Sold
John Hancock Classic Value Fund C11 — None — Sold
Clearbridge Small Cap Growth Fund C11 — None — Sold
Victory Small Company Opportunity Fund ay — None — Sold
Pimco Total Return Fund C1 P — Int/Div — Sold
Delaware Corporate Bond Fund Inst] Cl — Int/Div — Buy
Delaware Corporate Bond Fund Inst] Cl — Sold (part)
Apple Inc (common) — Int/Div — Buy
Ishares Russell 1000 Growth Index ETF — Int/Div — Buy
Ishares Russell 1000 Growth Index ETF — Sold
Ishares Russell 1000 Value Index ETF — Int/Div — Buy
Ishares Russell 1000 Value Index ETF — Sold
Ishares Core US. Treasury Bond ETF — Int/Div — Buy
Ishares Core US. Treasury Bond ETF — Sold
American Funds EuroPacific Growth Fund Class F-2 — Buy
American Funds EuroPacific Growth Fund Class F-2 — Sold (part)
American Funds EuroPacific Growth Fund Class F-2 — Sold
Transamerica Emerging Markets Debt Fund Cll — Int/Div — Buy
Transamerica Emerging Markets Debt Fund Cll — Sold
Wells Fargo Ultra Short-term Income Fund « Class Inst — Int/Div — Buy
Wells Fargo Ultra Short-term Income Fund « Class Inst — Sold
T. Rowe Price U.S. Treasury Intermediate Fund — Int/Div — Buy
T. Rowe Price U.S. Treasury Intermediate Fund — Sold
John Hancock Funds Disciplined Value Fund C11 — None — Buy
John Hancock Funds Disciplined Value Fund C11 — Sold (part)
John Hancock Funds Disciplined Value Fund C11 — Sold
Guggenheim S&P $00 Equal Weight ETF — Int/Div — Buy
Guggenheim S&P Midcap 400 Pure Growth ETF — Int/Div — Buy
Guggenheim S&P S00 Pure Growth ETF — Int/Div — Buy
Ishares U.S. Financial Services ETF — Int/Div — Buy
Ishares U.S. Financial Services ETF — Buy (add'l)
Ishares Cohen & Steers REIT ETF — Int/Div — Buy
Ishares S&P Midcap 400 Growth — Int/Div — Buy
Ishares U.S. Technology — Int/Div — Buy
Ishares U.S. Technology — Buy (add'l)
Ishares S&P S00 Growth — Int/Div — Buy
Ishares U.S. Consumer Services ETF — Int/Div — Buy
Ishares U.S. Consumer Services ETF — Buy (add'l)
Ishares U.S. Healthcare — Int/Div — Buy
Ishares U.S. Healthcare — Buy (add'l)
Ishares U.S. Real Estate — Int/Div — Buy
Ishares S&P Midcap 400 Value ETF — Int/Div — Buy
Ishares S&P Smallcap 600 Growth — Int/Div — Buy
Powershares QQQ Trust SE 1 — Int/Div — Buy
SPDR Dow Jones Indust Av ETF Trust — Int/Div — Buy
SPDR S&P Midcap 400 ETF Trust — None — Buy
SPDR S&P S00 ETF Trust — None — Buy
Trust #1 (H)
PWM Fiduciary Master Dep Acct — Int/Div
Exxon Mobil Corp (Common) — Int/Div
Praxair Inc (Common) — Int/Div
General Electric Co (Common) — Int/Div
Home Depot Ine (Common) — Int/Div
Coca-Cola Co (Common) — Int/Div
Colgate Palmolive Co (Common) — Int/Div
Kimberly Clark Corp (Common) — Int/Div
Bristol Myers Squibb Co (Common) — Int/Div
Johnson & Johnson (Common) — Int/Div
American Express Co (Common) — Int/Div
JP Morgan Chase & Co (Common) — Int/Div
Wells Fargo & Co New (Common) — Int/Div
Intel Corp (Common) — Int/Div
Microsoft Corp (Common) — Int/Div
Verizon Communications { Common) — Int/Div
Forum Funds - Absolute Strategies Fd Inst] Cl — None — Sold
Manning & Napier Funds - World Opptys Ser CIA — None — Sold
Oppenheimer Funds - Developing Mkts Instl FAC1Y — Int/Div
Capital One Fuel Corp (Common) — Int/Div
Intemational Business Machines Corp (Common) — Int/Div
Wasatch Long/Short Fund-Ins (Common) — Int/Div
Blackrock Inc C1 A (Common) — Int/Div
ConocoPhilips (Common) — Int/Div
Willams Cos Inc. (Common) — Int/Div
Google Inc Cl A (Common) (Y) — None
Alphabet Inc Cl A (Common) (X) — None
Disney Walt Co New (Common) — Int/Div
Allstate Corp (Common) — Int/Div
Google Inc C1 C (Common) (Y) — None
Alphabet Inc C1 C (Common) (X) — None
Halyard Health, Inc (Common) — None — Sold
Trust #2 (H)
PWM Fiduciary Master Dep Acct — Int/Div
Exxon Mobil Corp (Common) — Int/Div
General Electne Co (Common) — Int/Div — Donated
Abbott Labs (Common) — Int/Div
Intel Corp (Common) — Int/Div — Sold (part)
Oppenheimer Funds-Developing Mkts Inst] FAClY — Int/Div
Note Rec. (Mortgage on rental prop #1-Part Vi.La I) — None
Pepsico Inc (Common) — Int/Div
Google Inc C1 A (Common) (Y) — None
Alphabet Inc C1 A (Common) (X) — None
Abbvie Inc (Common) — Int/Div
Google Inc C1 C (Common) (Y) — None
Alphabet Inc C1 C (Common) (X) — None
Trust #4(Y)
Cash - ML Bank Deposit Program (Y)
General Electric (Common) (Y)
Home Depot Ine (Common) (Y)
Johnson and Johnson (Common) (Y)
Wal-Mart Stores Inc (Common) (Y)
Exxon Mobil (Common) (Y)
JPMorganChase (Common) (Y)
Member of Board of Trustees, Mercer University
Member of Board of Trustees, The Pevton Anderson Foundation
Liability — Trust #2 — Mortgage on rental property #1, Fripp Island, SC (Part VIL, line 4)
Liability — Memill Lynch — Line of Credit - the assets of Brokerage #1 (Part VII, lines 9 - 15) are pledged collateral for this loan
Reimbursement — Navicent Health — 03/19/2015-3/22.2015 — Amelia Island, FL — Spring retreat (Spouse is board member) — Food. transportation, lodging
Reimbursement — Navicent Health — 1OVR201 5-107 1002018 — Atlanta, GA — Fall retreat (Spouse is board member) — Food, transportaon, lodgmg
Income — 2015 — Mercer Law School - Salary — S6.000.00)
Spouse's income — 2015 — Self-employed landscape architect (dba WT Designs)
Spouse's income — 2015 — Self-employed real estate professional (dba WT Development, LLC)
VIL INVESTMENTS AND TRUSTS
Part VII, Line 8: The value of the universal life policy in Column C(1) is the contrict value as of 12/31/2015.
Part VII, Line 95: The prior report showed that this security was partially sold on 01/08/14. This was an error. The 01/08/14 sale was a complete liquidation of
the security, so the number of shares owned at 12/31/2014 and 12/31/15 were zero.
Part VII, Lines 141-151: On 8/11/2015, the cash and securities in IRA #2 were moved from one brokeruge firm to another brokerage firm in a "trustee to trustee”
transfer. This was done ut the request of the reporting individual's 0 who is the beneficiary of the IRA.
Part VII, Line 147: The name of the security (stock symbol DEM) was changed to its correct name, “Wisdomtree Emergmg Markets High Dividend Fund”. On the
previous year's report it was shown as “Wisdomtree Trust Emrg Mkt Eqt Fund",
Part VII, Lines 245-246.
Effective 10/02/15, the name of this security changed from "Google Inc Cl A" to "Alphabet Inc C1 A",
Part VII, Lines 249-250:
Effective 10/02/15, the name of this security changed from "Google Inc C1 C* to "Alphabet Inc C1 C*,
Part VII, Lines 261-262
Effective 10/02/15, the name of this security changed from "Google Tne C1 A" to "Alphabet Inc C1 A"
Part VII, Lines 264-265
Effective 10/02/15, the name of this security changed from "Google Inc C1 C* to "Alphabet Inc CIC,
Part VII, Lines 266-273
In prior reports, the beneficiary of Trust #4 was a dependent of the reporting individual. For 2015, the beneficiary was not a dependent,
50 the assets in Trust #4 are not reportable,
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.