Marc Thomas Treadwell

2015Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 273

    investments

  • 2

    positions

  • 0

    gifts

  • 0

    agreements

  • 2

    debts

  • 2

    reimbursements

  • 1

    income

  • 2

    spouse income

Named parties

  • Mercer University
  • The Pevton Anderson Foundation
  • Trust #2
  • Memill Lynch
  • Navicent Health
  • Mercer Law School - Salary
  • Self-employed landscape architect (dba WT Designs)
  • Self-employed real estate professional (dba WT Development, LLC)

As filed

State Bank and Trust Company Accounts — None

Wells Fargo Bank Account (X) — None

Bank of America (Y)

Rental Property #1, Fripp Island, South Caroling — Reat

Rental Property #2, Macon, Georgia — Rent

Rental Property #3, Macon, Georgia — Rent

Rental Property #4, Auburn, Alabama — Rent

Lincoln National Life - Survivorship universal life policy — None

Brokerage #1 (H)

Merrill Lynch Cash Management Account — Interest

Powershares VRDO Tax Free Fund — Int/Div — Sold (part)

Powershares VRDO Tax Free Fund — Sold (part)

Powershares VRDO Tax Free Fund — Sold

SPS00 Stepup Issuer BAC — None — Sold (part)

Apple Inc. (common) — Int/Div

Brokerage #2 (H)

Merrill Lynch Cash Management Account — Interest

American Express Company (common) — Int/Div

Ameriprise Financial Inc {common) — Int/Div

Bristol-Myers Squibb Co (common) — Int/Div

General Electric (common) — Int/Div

Halvard Health Inc. (common) — None

Home Depot Inc (common) — Int/Div

Johnson and Johnson (common) — Int/Div

Kimberly Clark (common) — Int/Div

Zimmer Holdings Inc (common) — Int/Div

Brokerage #3 (H)

Merrill Lynch Cash Management Account — Int/Div

Allianz NF) Dividend Value Fd C1 P — Int/Div — Sold (part)

Allianz NF) Dividend Value Fd C1 P — Sold (part)

Allianz NF) Dividend Value Fd C1 P — Sold

Allianz NF) International Value Fund — Int/Div — Buy (add'l)

Allianz NF) International Value Fund — Sold

Ivey Asset Strategy Fund C1 1 — None — Sold

Mainstay Large Cap Growth Fund C1 — None — Buy (add'l)

Mainstay Large Cap Growth Fund C1 — Sold

Mainstay Marketfield Fund C11 — None — Sold

MFS Value Fd C11 — Int/Div — Sold (part)

MFS Value Fd C11 — Sold (part)

MFS Value Fd C11 — Sold

Oppenheimer Rising Dividends Fund C1'Y — Int/Div — Sold

Oppenheimer International Growth Fund CI Ad — None — Buy

Oppenheimer International Growth Fund CI Ad — Sold

Nuveen High Yield Muni Bond Fd C1 1 — Int/Div — Sold

Guggenheim Mid Cap Value Fund C11 — None — Buy (add'l)

Guggenheim Mid Cap Value Fund C11 — Sold

Permanent Portfolio Fund — None — Sold

Blackrock Equity Dividend Fund Inst] — None — Sold (part)

Blackrock Equity Dividend Fund Inst] — Sold

Blackrock Short-term Municipal Fund Inst! — Int/Div — Sold (part)

Blackrock Short-term Municipal Fund Inst! — Sold

Apple Inc (common) — Int/Div — Buy

Ishares U.S. Financial Services ETF — Int/Div — Buy

Ishares U.S. Financial Services ETF — Buy (add'l)

Ishares Cohen & Sters REIT ETF — Int/Div — Buy

Guggenheim S&P 500 Equal Weight ETF — Int/Div — Buy

Guggenheim S&P Midcap 400 Pure Growth ETF — Int/Div — Buy

Guggenheim S&P 500 Pure Growth ETF — Int/Div — Buy

Powershares QQQ Trust SE 1 — Int/Div — Buy

Ishares S&P Midcap 400 Growth — Int/Div — Buy

Ishares U.S. Technology — Int/Div — Buy

Ishares U.S. Technology — Buy (add'l)

Ishares S&P S00 Growth — Int/Div — Buy

Ishares S&P S00 Growth — Buy (add'l)

Ishares U.S. Consumer Services ETF — Int/Div — Buy

Ishares U.S. Healthcare — Int/Div — Buy

Ishares U.S. Healthcare — Buy (add'l)

Ishares U.S. Real Estate — Int/Div — Buy

Ishares S&P Mid-cap 400 Value ETF — Int/Div — Buy

Ishares S&P Smallcap 600 Growth — Int/Div — Buy

SPDR S&P Dividend ETF — None — Buy

SPDR S&P Dividend ETF — Sold

SPDR S&P Midcap 400 ETF Trust — Int/Div — Buy

SPDR Dow Jones Indust Av ETF Trust — Int/Div — Buy

SPDR S&P S00 ETF Trust — Int/Div — Buy

Pioneer AMT Free Municipal Fund C1'Y — Int/Div — Buy

Pioneer AMT Free Municipal Fund C1'Y — Sold (part)

IRA 21 (H)

Merrill Lynch cash holding account — Int/Div

Blackrock Equity Dividend Fund Instl — Int/Div — Sold (part)

Blackrock Equity Dividend Fund Instl — Sold

Dreyfus Appreciation Fd — Int/Div — Sold

Lazard Emerging Mkts Equity Ptfl Inst) Class — Int/Div — Sold

Mainstay Large Cap Growth Fund C1 — None — Sold (part)

Mainstay Large Cap Growth Fund C1 — Sold

MFS Research Bond Fund C11 — Int/Div — Sold

Neuberger Berman High Income Bond Fd Cl Inst — Int/Div — Sold

Oppenheimer Rising Dividends Fund C1 Y — Int/Div — Buy (add'l)

Oppenheimer Rising Dividends Fund C1 Y — Sold

TCW Total Return Bond Fd C11 — Int/Div — Sold

The Oakmark Intl Fund — None — Sold (part)

The Oakmark Intl Fund — Buy (add'l)

The Oakmark Intl Fund — Sold

John Hancock Classic Value Fund C11 — None — Sold

MFS Emerging Markets Debt Fd Cl 1 (Y)

Clearbridge Small Cap Growth Fund C11 — None — Sold

Victory Small Company Opportunity Fund ay — None — Sold

Pimco Total Return Fund C1 P — Int/Div — Sold

Delaware Corporate Bond Fund Inst] Cl — Int/Div — Buy

Delaware Corporate Bond Fund Inst] Cl — Sold (part)

Apple Inc (common) — Int/Div — Buy

Ishares Russell 1000 Growth Index ETF — Int/Div — Buy

Ishares Russell 1000 Growth Index ETF — Sold

Ishares Russell 1000 Value Index ETF — Int/Div — Buy

Ishares Russell 1000 Value Index ETF — Sold

Ishares Core U.S. Treasury Bond ETF — Int/Div — Buy

Ishares Core U.S. Treasury Bond ETF — Sold

American Funds EuroPacific Growth Fund Class F-2 — None — Buy

American Funds EuroPacific Growth Fund Class F-2 — Sold (part)

American Funds EuroPacific Growth Fund Class F-2 — Sold

Transamerica Emerging Markets Debt Fund ll — Int/Div — Buy

Transamerica Emerging Markets Debt Fund ll — Sold

Wells Fargo Ultra Short-term Income Fund « Class Inst — Int/Div — Buy

Wells Fargo Ultra Short-term Income Fund « Class Inst — Sold

T. Rowe Price U.S. Treasury Intermediate Fund — Int/Div — Buy

T. Rowe Price U.S. Treasury Intermediate Fund — Sold

John Hancock Funds Disciplined Value Fund C11 — None — Buy

John Hancock Funds Disciplined Value Fund C11 — Sold (part)

John Hancock Funds Disciplined Value Fund C11 — Sold

Guggenheim S&P $00 Equal Weight ETF — Int/Div — Buy

Guggenheim S&P Midcap 400 Pure Growth ETF — Int/Div — Buy

Guggenheim S&P 500 Pure Growth ETF — Int/Div — Buy

Ishares U.S. Financial Services ETF — Int/Div — Buy

Ishares U.S. Financial Services ETF — Buy (add'l)

Ishares Cohen & Steers REIT ETF — Int/Div — Buy

Ishares S&P Midcap 2400 Growth — Int/Div — Buy

Ishares U.S. Technology — Int/Div — Buy

Ishares U.S. Technology — Buy (add'l)

Ishares S&P S00 Growth — Int/Div — Buy

Ishares U.S. Consumer Services ETF — Distribution — Buy

Ishares U.S. Consumer Services ETF — Buy (add'l)

Ishares U.S. Healthcare — Int/Div — Buy

Ishares U.S. Healthcare — Buy (add'l)

Ishares U.S. Real Estate — Int/Div — Buy

Ishares S&P Midcap 400 Value ETF — Int/Div — Buy

Ishares S&P Smallcap 600 Growth — Int/Div — Buy

Powershares QQQ Trust SE — Int/Div — Buy

SPDR Dow Jones Indust Av ETF Trust — Int/Div — Buy

SPDR S&P Midcap 400 ETF Trust — None — Buy

SPDR S&P S00 ETF Trust — None — Buy

IRA £2 (H)

Morgan Stanley Cash/Bank Deposit Program (Y)

Merrill Lynch cash holding account (X) — Int/Div

American Cap Wrld Gr & Income Fund A — Int/Div

Apple Inc (Common) — Int/Div

Express Scripts Hldg Co (Common) — None

Wisdomtree Trust Emerging Markets High Dividend Fund (Y) — Int/Div

Alababa Group Holding LTD — None — Buy

Novo Nordisk A S ADR — None — Buy

Southem Company (common) — Int/Div — Buy

Tractor Supply Co (common) — Int/Div — Buy

401K) Retirement Plan (H)

American Funds - Growth Fund of America-R3 — Int/Div

American Funds - Investment Company of America-R3 — Int/Div

American Funds - Fundamental Investors. RY — Int/Div

IRA 23 (H)

Merrill Lynch cash holding account — Int/Div

Blackrock Equity Dividend Fund Instl — Int/Div — Sold (part)

Blackrock Equity Dividend Fund Instl — Sold

Dreyfus Appreciation Fd — Int/Div — Sold

Lazard Emerging Mkts Equity Ptf] Inst] Class — Int/Div — Sold

Mainstay Large Cap Growth Fund C1 — None — Sold (part)

Mainstay Large Cap Growth Fund C1 — Sold

MFS Research Bond Fund C11 — Int/Div — Sold

Neuberger Berman High Income Bond Fd Cl Inst — Int/Div — Sold

Oppenheimer Rising Dividends Fund C1 Y — Int/Div — Buy (add'l)

Oppenheimer Rising Dividends Fund C1 Y — Sold

TCW Total Return Bond Fd C11 — Int/Div — Buy (add'l)

TCW Total Return Bond Fd C11 — Sold

The Oakmark Intl Fund — None — Sold (part)

The Oakmark Intl Fund — Buy (add'l)

The Oakmark Intl Fund — Sold

John Hancock Classic Value Fund C11 — None — Sold

Clearbridge Small Cap Growth Fund C11 — None — Sold

Victory Small Company Opportunity Fund ay — None — Sold

Pimco Total Return Fund C1 P — Int/Div — Sold

Delaware Corporate Bond Fund Inst] Cl — Int/Div — Buy

Delaware Corporate Bond Fund Inst] Cl — Sold (part)

Apple Inc (common) — Int/Div — Buy

Ishares Russell 1000 Growth Index ETF — Int/Div — Buy

Ishares Russell 1000 Growth Index ETF — Sold

Ishares Russell 1000 Value Index ETF — Int/Div — Buy

Ishares Russell 1000 Value Index ETF — Sold

Ishares Core US. Treasury Bond ETF — Int/Div — Buy

Ishares Core US. Treasury Bond ETF — Sold

American Funds EuroPacific Growth Fund Class F-2 — Buy

American Funds EuroPacific Growth Fund Class F-2 — Sold (part)

American Funds EuroPacific Growth Fund Class F-2 — Sold

Transamerica Emerging Markets Debt Fund Cll — Int/Div — Buy

Transamerica Emerging Markets Debt Fund Cll — Sold

Wells Fargo Ultra Short-term Income Fund « Class Inst — Int/Div — Buy

Wells Fargo Ultra Short-term Income Fund « Class Inst — Sold

T. Rowe Price U.S. Treasury Intermediate Fund — Int/Div — Buy

T. Rowe Price U.S. Treasury Intermediate Fund — Sold

John Hancock Funds Disciplined Value Fund C11 — None — Buy

John Hancock Funds Disciplined Value Fund C11 — Sold (part)

John Hancock Funds Disciplined Value Fund C11 — Sold

Guggenheim S&P $00 Equal Weight ETF — Int/Div — Buy

Guggenheim S&P Midcap 400 Pure Growth ETF — Int/Div — Buy

Guggenheim S&P S00 Pure Growth ETF — Int/Div — Buy

Ishares U.S. Financial Services ETF — Int/Div — Buy

Ishares U.S. Financial Services ETF — Buy (add'l)

Ishares Cohen & Steers REIT ETF — Int/Div — Buy

Ishares S&P Midcap 400 Growth — Int/Div — Buy

Ishares U.S. Technology — Int/Div — Buy

Ishares U.S. Technology — Buy (add'l)

Ishares S&P S00 Growth — Int/Div — Buy

Ishares U.S. Consumer Services ETF — Int/Div — Buy

Ishares U.S. Consumer Services ETF — Buy (add'l)

Ishares U.S. Healthcare — Int/Div — Buy

Ishares U.S. Healthcare — Buy (add'l)

Ishares U.S. Real Estate — Int/Div — Buy

Ishares S&P Midcap 400 Value ETF — Int/Div — Buy

Ishares S&P Smallcap 600 Growth — Int/Div — Buy

Powershares QQQ Trust SE 1 — Int/Div — Buy

SPDR Dow Jones Indust Av ETF Trust — Int/Div — Buy

SPDR S&P Midcap 400 ETF Trust — None — Buy

SPDR S&P S00 ETF Trust — None — Buy

Trust #1 (H)

PWM Fiduciary Master Dep Acct — Int/Div

Exxon Mobil Corp (Common) — Int/Div

Praxair Inc (Common) — Int/Div

General Electric Co (Common) — Int/Div

Home Depot Ine (Common) — Int/Div

Coca-Cola Co (Common) — Int/Div

Colgate Palmolive Co (Common) — Int/Div

Kimberly Clark Corp (Common) — Int/Div

Bristol Myers Squibb Co (Common) — Int/Div

Johnson & Johnson (Common) — Int/Div

American Express Co (Common) — Int/Div

JP Morgan Chase & Co (Common) — Int/Div

Wells Fargo & Co New (Common) — Int/Div

Intel Corp (Common) — Int/Div

Microsoft Corp (Common) — Int/Div

Verizon Communications { Common) — Int/Div

Forum Funds - Absolute Strategies Fd Inst] Cl — None — Sold

Manning & Napier Funds - World Opptys Ser CIA — None — Sold

Oppenheimer Funds - Developing Mkts Instl FAC1Y — Int/Div

Capital One Fuel Corp (Common) — Int/Div

Intemational Business Machines Corp (Common) — Int/Div

Wasatch Long/Short Fund-Ins (Common) — Int/Div

Blackrock Inc C1 A (Common) — Int/Div

ConocoPhilips (Common) — Int/Div

Willams Cos Inc. (Common) — Int/Div

Google Inc Cl A (Common) (Y) — None

Alphabet Inc Cl A (Common) (X) — None

Disney Walt Co New (Common) — Int/Div

Allstate Corp (Common) — Int/Div

Google Inc C1 C (Common) (Y) — None

Alphabet Inc C1 C (Common) (X) — None

Halyard Health, Inc (Common) — None — Sold

Trust #2 (H)

PWM Fiduciary Master Dep Acct — Int/Div

Exxon Mobil Corp (Common) — Int/Div

General Electne Co (Common) — Int/Div — Donated

Abbott Labs (Common) — Int/Div

Intel Corp (Common) — Int/Div — Sold (part)

Oppenheimer Funds-Developing Mkts Inst] FAClY — Int/Div

Note Rec. (Mortgage on rental prop #1-Part Vi.La I) — None

Pepsico Inc (Common) — Int/Div

Google Inc C1 A (Common) (Y) — None

Alphabet Inc C1 A (Common) (X) — None

Abbvie Inc (Common) — Int/Div

Google Inc C1 C (Common) (Y) — None

Alphabet Inc C1 C (Common) (X) — None

Trust #4(Y)

Cash - ML Bank Deposit Program (Y)

General Electric (Common) (Y)

Home Depot Ine (Common) (Y)

Johnson and Johnson (Common) (Y)

Wal-Mart Stores Inc (Common) (Y)

Exxon Mobil (Common) (Y)

JPMorganChase (Common) (Y)

Member of Board of Trustees, Mercer University

Member of Board of Trustees, The Pevton Anderson Foundation

Liability — Trust #2 — Mortgage on rental property #1, Fripp Island, SC (Part VIL, line 4)

Liability — Memill Lynch — Line of Credit - the assets of Brokerage #1 (Part VII, lines 9 - 15) are pledged collateral for this loan

Reimbursement — Navicent Health — 03/19/2015-3/22.2015 — Amelia Island, FL — Spring retreat (Spouse is board member) — Food. transportation, lodging

Reimbursement — Navicent Health — 1OVR201 5-107 1002018 — Atlanta, GA — Fall retreat (Spouse is board member) — Food, transportaon, lodgmg

Income — 2015 — Mercer Law School - Salary — S6.000.00)

Spouse's income — 2015 — Self-employed landscape architect (dba WT Designs)

Spouse's income — 2015 — Self-employed real estate professional (dba WT Development, LLC)

VIL INVESTMENTS AND TRUSTS

Part VII, Line 8: The value of the universal life policy in Column C(1) is the contrict value as of 12/31/2015.

Part VII, Line 95: The prior report showed that this security was partially sold on 01/08/14. This was an error. The 01/08/14 sale was a complete liquidation of

the security, so the number of shares owned at 12/31/2014 and 12/31/15 were zero.

Part VII, Lines 141-151: On 8/11/2015, the cash and securities in IRA #2 were moved from one brokeruge firm to another brokerage firm in a "trustee to trustee”

transfer. This was done ut the request of the reporting individual's 0 who is the beneficiary of the IRA.

Part VII, Line 147: The name of the security (stock symbol DEM) was changed to its correct name, “Wisdomtree Emergmg Markets High Dividend Fund”. On the

previous year's report it was shown as “Wisdomtree Trust Emrg Mkt Eqt Fund",

Part VII, Lines 245-246.

Effective 10/02/15, the name of this security changed from "Google Inc Cl A" to "Alphabet Inc C1 A",

Part VII, Lines 249-250:

Effective 10/02/15, the name of this security changed from "Google Inc C1 C* to "Alphabet Inc C1 C*,

Part VII, Lines 261-262

Effective 10/02/15, the name of this security changed from "Google Tne C1 A" to "Alphabet Inc C1 A"

Part VII, Lines 264-265

Effective 10/02/15, the name of this security changed from "Google Inc C1 C* to "Alphabet Inc CIC,

Part VII, Lines 266-273

In prior reports, the beneficiary of Trust #4 was a dependent of the reporting individual. For 2015, the beneficiary was not a dependent,

50 the assets in Trust #4 are not reportable,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Marc Thomas Treadwell | Frix