Raymond T. Chen

CollegeBoundfund Age-Based Moderate Growth Portfolio — None — Sold (part)

CollegeBoundfund Age-Based Moderate Growth Portfolio — Sold (part)

SunTrust Bank Accounts — Interest

Fidelity Cash Reserves — Interest

AllianceBemstein Balance Wealth Strategy Fund — None — Sold

TINL/S&P4 — None

INL/Mellon Capital Management Oil & Gas Sector — None

INL/FPA + DoubleLine Flexible Allocation — None

INL/S&P Intrinsic Value — None

INL/Mellon Capital Healthcare Sector — None

INL/Mellon Capital Small Cap Index — None

INL/S&P Total Yield — None

INL/Mellon Capital S&P SMidéed) — None

Reimbursement — New York University School of Law — 2/212017 — New York City, NY — Activity of professional association and Law School — Tram; lodging: ground transportation

Reimbursement — association or civic group (Speaker)

Reimbursement — New York Intellectual ) Property Law Association — 37312017 — New York City, NY — Activity of professional association — Train, lodging, meals, ground transportation,

Reimbursement — Georgia Bar IP Institute CLE Program — 9/152017 — Jacksonville, FL — Activity of professional association (Speiker) — Aarfare; lodgmg; meals, ground transportation,

Reimbursement — University Law School — association and Law School (Speaker) — mnsportation.

Section VII Additional Information:

Line 4, Alliance Bernstein Balance Wealth Strategy Fund was sold on 7/25/2017,