Paul William Grimm

What was filed

204
investments
1
positions
0
gifts
0
agreements
0
debts
1
reimbursements
2
income
1
spouse income

Named parties

Shemer Bar Review (lecturer)
ALI
Shemer Bar Review, lecturer
ABA-MD Discovery Problems Solutions, royalties
Dencian-Commumcare

As filed

M&T Bank accounts — Interest

AXA Equitable TSA (Equi-Vest) — None

Vanguard GNMA Fund IRA — Int/Div — Sold

Lincoln Multi-Fund (Johns Hopkins Hosp Retirement) — Int/Div — Sold

Fidelity Cash Reserves Roth — Int/Div

T Rowe Price Government Money (formerly TRP Prime Reserve) (Y) — Int/Div

IRA - MORGAN STANLEY (#1) (H):

Calamos Strategic Total Return Fund — Int/Div — Sold

Goldman Sachs Tr Equity Growth Strategy — None — Sold (part)

Goldman Sachs Tr Equity Growth Strategy — Sold

RBC Bank Deposit Program (Y) — None — with line 45)

Invesco Equity & Income — None — Sold (part)

Invesco Equity & Income — Sold

MacQuarie Ist Tr Global Infrastructure Divine — None — Sold

Canoe EIT Income Fund — None — Sold

Cohen & Steers Infrastructure Fund — None — Sold

John Hancock Tax Advnrgd Div/ Inc — Int/Div — Sold

Citicorp Mortgage Secs Tr Ser 07-5-1A3 — Interest — Sold

Bank of America Mige Sec Ser 07-3-2A8 — Interest — Sold

Wells Fargo Mige Bkd Sec 07-10-11-A-5 — Interest — Sold

Countrywide Home Loan Alt Loan O04-28CBYA- — Interest — Sold

Mastr Alt Loan Trust Ser 05-3.2-A-1 — Interest — Sold

Mastr Alt Loan Trust Ser 05-3-7-A-1 — Interest — Sold

Alternative Loan Trust 05-9CB-2-A-1 — Interest — Sold

Alternative Loan Trust 05-47CBA-7 — Interest — Sold

Ist Horizon Alt Mtge Ser (05-FAS 1-A-14 — Interest — Sold

Wells Fargo Mtge Bkd Sec 06-6 1-A-2 — Interest — Sold

Mastr Alt Loan Tr 05-2 1-A4 — Interest — Sold

Mastr Alt Loan Tr (04-13 7-A-1 — Interest — Sold

Alternative Loan Tr 04-183CB5-A-1 — Interest — Sold

CSFB Mige Bkd 04-% 11-A-1 — Interest — Sold

Bear Stearns Asset Bk Sec Tr (MACS A-) — Interest — Sold

CWalt Alt Loan Tr 04-24CB1-A-1 — Interest — Sold

1st Horizon Mige 06-1 [-A-10 — Interest — Sold

Structured Assets Sec (13-40A S-A — Interest — Sold

Citifinancial Mige Sec 04-1AF4 — Interest — Sold

Clearbridge American Energy MLP Fund Ine — None — Sold

Morigage Pass Thru 03-39EXM3 — None — Sold

Residential Asset Sec Tr (05-Ab — Interest — Sold

Alternative Loan Trust 05-J8 1-A-5 — Interest — Sold

CWABS Asset-Bkd Cert Tr 054 — Interest — Sold

Adjustable Rate Mige Tr 05-3 4A — Interest — Sold

Banc Amer Fdg Corp Ser 04-1 B-1 — Interest — Sold

Morgan Stanley Bank — Interest

Hatteras Alpha Hedged Str Inst — None — Buy

Hatteras Alpha Hedged Str Inst — Buy (add'l)

Hatteras Alpha Hedged Str Inst — Sold

JP Morgan International Value Sel — None — Buy

S10. — Buy (add'l)

S10. — Sold

T Rowe Price Value Fund Adv — None — Buy

T Rowe Price Value Fund Adv — Buy (add'l)

T Rowe Price Value Fund Adv — Sold

William Blair International Growth — None — Buy

William Blair International Growth — Buy (add'l)

William Blair International Growth — Sold

IShares S&P S00 Growth ETF — Int/Div — Buy

IShares S&P S00 Growth ETF — Buy (add'l)

IShares S&P S00 Value ETF — Int/Div — Buy

IShares S&P S00 Value ETF — Buy (add'l)

IShares S&P Mid-Cap 400 V ETF — Int/Div — Buy

IShares S&P Mid-Cap 400 V ETF — Buy (add'l)

Oppenheimer Large Cap Revenue — None — Buy

Powershares S&P $00 Low Volatility ETF — Int/Div — Buy

Powershares S&P $00 Low Volatility ETF — Buy (add'l)

SPDR Bbg Barclays 1-3 Month-B — Int/Div — Buy

Vanguard FTSE Developed Markets ETF — Int/Div — Buy

Anerican Century Emerging Markets Inv — Int/Div — Buy

Anerican Century Emerging Markets Inv — Buy (add'l)

Vanguard S&P Mid Cap 400 ETF — Sold

Anerican Century Emerging Markets Inv — Buy (add'l)

Baron Small Cap Institutional — None — Buy

Baron Small Cap Institutional — Buy (add'l)

Cohen & Steers Real Assets — Int/Div — Buy

Cohen & Steers Real Assets — Buy (add'l)

Goldman Sachs Strategic Income — Int/Div — Buy

Goldman Sachs Strategic Income — Buy (add'l)

Goldman Sachs Absolute Return Tracker — Int/Div — Buy

Goldman Sachs Absolute Return Tracker — Buy (add'l)

Henderson Intemational Opportunity — Int/Div — Buy

Neuberger Berman Core Bond Inst — Int/Div — Buy

Neuberger Berman Core Bond Inst — Buy (add'l)

Prudential Jennison Mid Cap Growth Z — None — Buy

Prudential Jennison Mid Cap Growth Z — Buy (add'l)

Prudential Absolute Return Bond Z — Int/Div — Buy

Prudential Absolute Return Bond Z — Buy (add'l)

Royce Opportunity Inv — None — Buy

Royce Opportunity Inv — Buy (add'l)

Touchstone Sands Capital Select Growth Y — None — Buy

Touchstone Sands Capital Select Growth Y — Buy (add'l)

IRA - MORGAN STANLEY (#2) (Hy:

IShares S&P Mid Cap 400 Index — Int/Div — Buy

IShares S&P Mid Cap 400 Index — Sold

IShares S&P Mid Cap 400 Index — Buy

SPDR S&P S00 ETF Trust — Int/Div — Buy

SPDR S&P S00 ETF Trust — Buy (add'l)

SPDR S&P S00 ETF Trust — Sold (part)

Schwab U.S. Large Cap Value — Int/Div — Buy

Schwab U.S. Large Cap Value — Sold (part)

Schwab U.S. Large Cap Value — Buy (add'l)

Schwab US Mid Cap ETF — Int/Div — Buy

Schwab US Mid Cap ETF — Buy (add'l)

Vanguard Russell 1000 Value ETF — Int/Div — Buy

Vanguard Index Funds S&P 500 ETF — Int/Div — Buy

Vanguard Index Funds S&P 500 ETF — Buy (add'l)

Vanguard S&P Mid Cap 400 ETF — Int/Div — Buy

Vanguard S&P Mid Cap 400 ETF — Sold (part)

Vanguard S&P Mid Cap 400 ETF — Buy (add'l)

Vanguard S&P Mid Cap 400 ETF — Sold (part)

Vanguard S&P Mid Cap 400 ETF — Buy (add'l)

S&P 500 Index — Int/Div — Buy

S&P 500 Index — Sold

SPDR DJIA Trust — Int/Div — Buy

SPDR DJIA Trust — Buy (add'l)

SPDR DJIA Trust — Sold

SPDR DJIA Trust — Buy

SPDR DJIA Trust — Sold

SPDR DJIA Trust — Buy

SPDR DJIA Trust — Sold

SPDR S&P Mid Cap 400 ETF Trust — Int/Div — Buy

SPDR S&P Mid Cap 400 ETF Trust — Buy (add'l)

SPDR S&P Mid Cap 400 ETF Trust — Sold

SPDR Barclays Capital 1-3 Month — None — Buy

SPDR Barclays Capital 1-3 Month — Sold (part)

SPDR Barclays Capital 1-3 Month — Sold

Morgan Stanley Bank — Interest — Open

IRA - MORGAN STANLEY (#3) (H):

Morgan Stanley Bank — Interest — Open

Eaton Vance Tax Mg By-WR — Int/Div — Buy

Eaton Vance Tax Mg By-WR — Buy (add'l)

IShares Cohen & Steers REIT ETF — Int/Div — Buy

IShares Cohen & Steers REIT ETF — Buy (add'l)

IShares 1Boxx Invest Grade Corp Bond — Int/Div — Buy

IShares 1Boxx Invest Grade Corp Bond — Buy (add'l)

Powershares S&P S00 High Dividend — Int/Div — Buy

Powershares S&P S00 High Dividend — Buy (add'l)

SPDR Barclays Convertible — Int/Div — Buy

SPDR Barclays Convertible — Buy (add'l)

SPDR S&P Dividend — Int/Div — Buy

SPDR S&P Dividend — Buy (add'l)

Voya Global Advantage — Int/Div — Buy

Voya Global Advantage — Buy (add'l)

AB High Income Adv — Int/Div — Buy

AB High Income Adv — Buy (add'l)

Goldman Sachs Strategic Income — Int/Div — Buy

Goldman Sachs Strategic Income — Buy (add'l)

Henderson Global Income — Int/Div — Buy

Principal Preferred Sec Inst — Int/Div — Buy

Principal Preferred Sec Inst — Buy (add'l)

Prudential Absolute Return Bond Z — Int/Div — Buy

Prudential Absolute Return Bond Z — Buy (add'l)

IShares Russell 1000 Value ETF — None — Buy

IShares Russell 1000 Value ETF — Buy (add'l)

IShares Russell 1000 Value ETF — Sold

IShares Select Dividend ETF — Int/Div — Buy

IShares Select Dividend ETF — Buy (add'l)

IShares Select Dividend ETF — Sold

Instructor, part-time, Shemer Bar Review (lecturer)

Reimbursement — ALI — 0728-0731 — Santa Fe. NM — CLE Employment Law Conference — travel expenses

Income — 2016 — Shemer Bar Review, lecturer — S4.760.00

Income — 2016 — ABA-MD Discovery Problems Solutions, royalties — SI63.67

Spouse's income — 2016 — Dencian-Commumcare

Part VII, line 7: T. Rowe Price Prime Reserve: name change to T Rowe Price Government Money.

Part VII, line 12: RBC Bank Deposit Program: all cash originally held at RBC was transferred to Morgan Stanley on January 6, 2016 and January 20, 2016. The

Morgan Stanley Bank account is listed on line 45.