Paul L. Friedman

SEE PART VIII - ASSET ORDER SLIGHTLY CHANGED

LISTED INVESTMENT FUNDS:

BROKERAGE ACCOUNT

Gabelli Small Cap Fund — Int/Div

Gabelli Asset Fund — Int/Div

Harbor Intemational — Int/Div

Fidelity Spartan Tax Free Bond Fund — Int/Div — Buy (add'l)

Fidelity Spartan Tax Free Bond Fund — Sold (part)

iShares Russell 1000 Value Index Fund — Int/Div — Sold

iShares Cohen & Steers Realty Majors Index Fd — Int/Div

iShares Russell 1000 Growth Index Fund — Int/Div

iShares Russell 2000 Growth Index Fund — Int/Div

iShares Russell 2000 Value Index Fund — Int/Div

Vanguard Intermediate Tax Exempt Fund — Int/Div — Sold

Vanguard Short Term Tax Exempt Fund — Int/Div — Buy (add'l)

Vanguard Short Term Tax Exempt Fund — Sold (part)

Vanguard Short Term Tax Exempt Fund — Buy (add'l)

Vanguard Short Term Tax Exempt Fund — Buy (add'l)

Vanguard Short Term Tax Exempt Fund — Sold (part)

Brown Capital Mgmt Small Company Fd — None

Perkins Mid Cap Value Fund — Int/Div

Royee Special Equity Fund — Int/Div

Eaton Vance Parametric Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div — Buy

IRA ACCOUNT #1 — Int/Div

T. Rowe Price Equity Income

Longleaf Partners

Longleaf Partners Small Cap Fd

PIMCo Real Return

Schwab Money Market Fd

Morgan Stanley US RE

American Funds EuroPacific Growth Fd. F

T. Rowe Price Mid Cap Growth — Sold (part)

Dodge & Cox Stock

American Funds Growth Fund of America F — Sold

PIMCo Total Return — Sold (part)

PIMCo Total Return — Sold (part)

PIMCo Total Return — Sold

First Eagle Global

Harbor Intemational

Loomis Savles Investment Gr Bond Fd — Buy (add'l)

Loomis Savles Investment Gr Bond Fd — Sold (part)

American Fed Bank CD 3.00 01/09/13

Ohio Valley Bk CD 3.45% 07/15/14

Vanguard Short Term Federal Fd — Sold

Columbia Value & Restructuring Fd — Sold

Royoe Special Equity Fd

T. Rowe Price Capital Appreciation Fd

Vanguard PRIMECAP Core Fd

Vanguard Small Cap Growth Index Fd

Lazard Emerging Markets Fd

PRIMECAP Odyssey Stock Fd

Discover Bank CD 3.5% 05/13/14

The Delafield Fund — Buy

Mendian Growth Fund — Buy

T. Rowe Price Growth Stock Fund — Buy

SPDR S&P Dividend Fund — Buy

SPDR S&P Dividend Fund — Buy (add'l)

US Treasury STRIP 0% 11/15/15 — Buy

US Treasury STRIP 0% 11/15/16 — Buy

US Treasury STRIP 0% 11/15/16 — Buy (add'l)

US Treasury STRIP 0% 11/1517 — Buy

Dodge & Cox Income Fund — Buy

Loomis Sayles Bond Fund — Buy

Loomis Sayles Bond Fund — Buy (add'l)

Vanguard GNMA Fund — Buy

IRA ACCOUNT #2 — Int/Div

Schwab Money Market Fund

T. Rowe Price Mid Cap Growth Fd — Sold (part)

PIMCo Total Return — Sold (part)

PIMCo Total Return — Sold (part)

PIMCo Total Return — Sold

Loomis Sayles Investment Gr Bond Fd — Sold (part)

T. Rowe Price Growth Stock Fd

American Funds EuroPacific Growth Fd — Sold (part)

Columbia Value & Restructuring Fund — Sold

GE Capital Fncl CD 5% 08/27/13

GE Money Bk CD 4.15% 12/18/12

Ohio Valley Bk CD 3.45% 07/15/14

Brown Capital Mgmt Small Company Fd

Perkins Mid Cap Value Fd

Royoce Special Equity Fund

American Funds New World Fd

First Eagle Global

Discover Bank CD 3.5% 05/13/14

PIMCo Real Return Fd

SPDR S&P Dividend Fund — Buy

Dodge & Cox Income Fund — Buy

Loomis Sayles Bond Fund — Buy

Vanguard GNMA Fund — Buy

Vanguard GNMA Fund — Buy (add'l)

Vanguard Short Term Federal Fund — Buy

Vanguard Short Term Federal Fund — Sold

Vanguard Short Term Federal Fund — Buy

Vanguard Short Term Federal Fund — Sold

MONEY MARKET ACCOUNTS:

T. Rowe Price Tax Exempt Fd — Interest

Schwab US Treasury Money Fd — None

TAX EXEMPT FUNDS - BROKERAGE ACCOUNT

Will County 5.25% — Interest — Sold (part)

Will County 5.25% — Sold

Southern IL Univ 0% — None — Sold

New York Thrwy 5.25% — Interest

Anne Arundel Cnty 4.2% — Interest

Mass Water Pollution 3.25% — Interest

District of Columbia 3.25% — Interest — Buy

New Hampshire Health 4.00% — Interest — Buy

STOCK WARRANTS.

09, — None — Part VII

INVESTMENT PARTNERSHIPS:

EE — Interest — Part VII

EE — Rent — Sold — Part VII

EE — Rent — Sold — Part VII

LIFE INSURANCE

Security Mutual Life Ins. Co. of NY Universal Life Policy — Int/Div — Part VII

Mass Mutual Life Ins Co — Int/Div — Part VII

See attached Rider A

Gift — See attached Rider C

Agreement — See attached Ruder B

Reimbursement — See artached Rider C

Income — 2011 — Retirement Income Pension Plun Administered by State Street Retiree Service - Pension Plan — $15.7%9.00

FRIEDMAN, PAUL L.

5/10/12

RIDER C: REIMBURSEMENTS AND GIFTS

American Law Institute

January 20-21 2011

Meeting of ALI Council in Philadelphia.

Reimbursement by the American Law Institute for

transportation, hotel and meals.

April 3, 2011

My wife and I were her guests at the Annual

Kennedy Center Gala.

Value

$600

June 21,2011

My wife and I were their guests for

Washington Nationals game.

Value

$250

June 27, 2011

My wife and I were her guests for

dinner and performance at the

Shakespeare Theatre.

Value

$300

July 7, 2011

My wife and I were their guests for

dinner at a restaurant in Stockholm.

$500

National Association of Criminal Defense Lawyers

September 21-24, 2011

Participation as panelist on continuing legal

education program in New York.

Transportation, hotel and meals were reimbursed

by the National Association of Criminal Defense Lawyers.