Lisa Margaret Smith

Fidelity NY Municipal Money Market Fund — Int/Div

Fidelity IRA (Puritan Fund) — Int/Div

Fidelity IRA (Fidelity Fund) — Int/Div

Fidelity IRA (Cash Reserves) — Int/Div

Webster Bank, Wilton CT -- Checking Account — None

Fidelity Growth and Income Fund — Int/Div

Fidelity Dividend Growth Fund — Int/Div

HSBC IRA (T. Rowe Price Dividend Growth Fund) — Int/Div

HSBC. White Plains, NY — None

Cisco Systems Common Stock — Int/Div

Century Link Commumcations Common Stock — Int/Div

Walt Disney Common Stock — Int/Div

Long island Power Auth. N.Y. Elec Systems Boads — None

Nassau Co. N.Y. Indl. Dev. Agency Bonds — None

Municipal Assistance Corp. For City of Trov, N.Y. Bonds — None

Long Island Power Auth. Bonds — None

Stifel ROTH IRA (insured bank program money market) — Int/Div — Buy

Stifel Nicolaus IRA money market — Interest

Stifel Nicolaus imvestment account money market — Interest

Stifel Nicolaus Custodial Acc't for minor child #1 (cash account) — Interest

Stifel Nicolaus Custodial Acc't for minor child #2 (X) (cash account) — Interest

General Electric common stock — Int/Div

Citigroup common stock — Int/Div

Phizer common stock — Int/Div

Fidelity Unique Coll. Inv. Plan 2015 — None

Fidelity Unique Coll. Inv. Plan 201% — None

NY College Savgs Prgrm A/C Mod Age Based Option: Conserv Gr — None

NY College Saves Prgrm A/C Mod Age Based Option:Mod Growth — None

Capital One Financial Corp Common Stock — Int/Div

Citadel Broadcasting Corp. common stock — None — Sold

Freeport McMorun Copper & Gold, Inc Common Stock — Int/Div

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Sold (part) — Inv't ac

Artisan Funds Mid Cap Value — Int/Div — Buy (add'l) — Inv't alc

Artisan Funds Mid Cap Value — Int/Div — Buy (add'l) — Inv't alc

Artisan Funds Mid Cap Value — Int/Div — Sold (part) — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Buy — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — Inv't alc

Columbia Contrarian Core — Int/Div — Buy — Inv't alc

Columbia Contrarian Core — Int/Div — Sold (part) — Inv't a/c

Columbia Contrarian Core — Int/Div — Sold (part) — Inv't a/c

Deutsche Managed Municipal Bond Fund — Int/Div — Sold (part) — Inv't ac

Davis NY Venture — None — Sold (part) — Inv't alc

Davis NY Venture — None — Sold — Inv't a/c

Dodge & Cox Intemational Stock Fund — Int/Div — Sold (part) — Inv't a/c

Dodge & Cox International Stock Fund — Int/Div — Buy (add'l) — Inv't ac

Fidelity Advisor New Insights Inst] C1 — Int/Div — Sold (part) — Inv't a/c

Fidelity Advisor New Insights Inst] C1 — Int/Div — Sold (part) — Inv't a/c

Fidelity Advisor New Insights Instl C — Int/Div — Sold (part) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — Inv't ac

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Sold (part) — Inv't a/c

Nationwide Geneva Mid Cap Gr Instl Sve Class — Distribution — Buy (add'l) — Inv't a'c

Nationwide Geneva Mid Cap Gr Inst] Sve Class — Distribution — Sold (part) — Inv't alc

Nationwide Geneva Mid Cap Gr Inst] Sve Class — istrnibution — Sold (part) — Inv't a/c

MFS Ser Tr Intl Growth — Int/Div — Buy (add'l) — Inv't a/c

MFS Ser Tr Intl Growth — Int/Div — Buy (add'l) — Inv't a/c

Oppenheimer Developing Markets C1 Y — Int/Div — Buy (add'l) — Inv't alc

Oppenheimer Developing Markets C1'Y — Int/Div — Buy (add'l) — Inv't alc

Oppenheimer Developing Markets C1 Y — Int/Div — Sold (part) — Inv't a/c

Oak Ridge Small Cap Growth Fund — Distribution — Sold (part) — Inv't a/c

Oak Ridge Small Cap Growth Fund — Distribution — Buy (add'l) — Inv't alc

Thomburg Ltd Term Muni Fund — Int/Div — Sold (part) — Inv't alc

Thomburg Ltd Term Muni Fund — Int/Div — Sold (part) — Inv't a/c

Artisan Funds Mid Cap Value — Int/Div — Buy (add'l) — of Stufel IRA

Artisan Funds Mid Cap Value — Int/Div — Sold (part) — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Buy — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Sufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Buy — of Sufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Sttel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Stufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Cliss — Int/Div — Buy (add'l) — of Sufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Sold (part) — of Sufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Sold (part) — of Suite] IRA

Oppenheimer Developing Markets Class Y — Int/Div — Buy (add'l) — of Sufel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Sold (part) — of Sufel IRA

Davis New York Venture Fund Class Y — None — Sold (part) — of Sufel IRA

Davis New York Venture Fund Class Y — None — Sold — of Stitel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Sufel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Sold (part) — of Stufel IRA

Franklin US Government Secs Advisor Cl — Int/Div — Buy (add'l) — of Stifel IRA

Franklin US Government Secs Advisor Cl — Int/Div — Sold (part) — of Sutel IRa

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Sufel IRA

Harbor Fund Bond Fund — Int/Div — Sold (part) — of Stifel IRA

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — of Sufel IRA

Heartland Value Plus Instl C11 — Int/Div — Buy (add'l) — of Stifel IRA

Heartland Value Plus Instl C11 — Int/Div — Buy (add'l) — of Stifel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — istmbution — Buy (add'l) — of Sutel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Sold (part) — of Sufel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Buy (add'l) — of Stifel IRA

MPFS Ser Tr X Intl Growth Fd C11 — Int/Div — Buy (add'l) — of Stifel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Sutel IRA

Pimco Fds Hi YId CLP — Int/Div — Sold (part) — of Sufel IRA

Oak Ridge Small Cap Growth Fund Class Y — Distribution — Buy (add'l) — of Sufel IRA

Oak Ridge Small Cap Growth Fund Class Y — Distribution — Sold (part) — of Stifel IRA

Custodian, On behalf of mmor child #1'% Staffel Nicolaus Investment Accounts

Custodian, On behalf of mmor child #2°s Sufel Nicolaus Investment Accounts

Custodian, On behalf of minor child #1's New York's College Savings Program

Custodian, On behalf of mmor child #2's New York's College Savings Program

Custodian, On behalf of mmor child 41's Sufel ROTH IRA Account

Gift — Miles Plant (outgoing law clerk) — framed, autographed sports jersey (Christian Laetiner from Duke) — $400.00

Income — 2014 — Pace University School of Law for teaching — SI15.155.00

Spouse's income — 2014 — Wages from Ridgefield Hardware Co. Ridgefield, CT

For this amendment, the only change added was transaction mformation m part VII, line 17.

For Part I, a ROTH IRA account was opened at Stifel for minor child #1

For Part VII (Investments and Trusts)

+ Stifel Nicolaus is now just Stifel.

+ Entry for line 12: In the 2013 reporting period Walt Disney did not pay a dividend. In 2014, Walt Disney did pay a dividend.

+ Entry for line 21: In the 2013 reporting period, a Fidelity Custodial Acc't for minor child #2 was closed and a Stifel Custodial Acc't for minor child #2 was

opened, However, under Jine 37 of last year's report, the Custodial Ace’t for minor child #2 that was open was identified as a Fidelity acc't and should have been a

Stifel acc't.

+ Entry for line 30, Citadel went bankrupt and position closed.

+ Entries for lines 32-33, the Aim Invesco name has been changed to just Invesco.

+ Entry for line 43: the name of the DWS Municipal Trust Managed Municipal Bond fund changed to Deutsche Managed Municipal Bond Fund.

+ Entries for lines 54-56, 90-91, Nationwide Mutual New Geneva Mid Cap Growth fund changed to Nationwide Geneva Mid Cap Growth Fund.

+ Entry for lines 62-63, 96-97, the name of the Pioneer Oak Ridge Small Cap Growth fund changed to Ouk Ridge Small Cap Growth,