Michael A. Fagone

Fidelity Investments IRA (H)

First Trust Rising Dividend Achievers ETF -RDVU — Int/Div — Buy

First Trust Rising Dividend Achievers ETF -RDVU — Sold

Flexshares MStar Market Factor TILT ETF TILT — Int/Div — Buy (add'l)

Flexshares Quality Dividend Index EFT QDF — Int/Div — Sold (part)

GSAM ActiveBeta US Large Cap Equity ETF - GSLC — Int/Div — Buy

Guggenheim S&P S00 Equal-Weight ETF . RSP — Int/Div

lIshares -S yr US Bond ETF - ISTB — Int/Div

IShares 3-7 yr US Bond ETF - EI — Int/Div

IShares Barclays 1-3 yr Credit Bond ETF .CSJ — Int/Div

IShares Barclays Intermediate US Govt Credit Bond ETF - GVI1 — Int/Div

Shares Edge MSCI Multifactor USA ETF «LRGF — Int/Div — Buy

Shares Edge MSCI Multifactor USA ETF «LRGF — Buy

IShares S&P S00 Index ETF - IVV — Int/Div

IShares S&P Mid Cap 400 Index ETF UH — Int/Div

IShares S&P Mid Cap 400/Barra Value Index ETF « 1J) — Int/Div — Sold

IShares S&P Small Cap 600 Index ETF UR — Int/Div

IShares Core MSCI Emerging Markets ETF - IEMG — None — Buy

IShares Core MSCI Emerging Markets ETF - IEMG — None — Sold

IShares Floating Rate Bond ETF « FLOT — Int/Div — Buy (add'l)

IShares S&P Small Cap 600 Value ETF us — None — Sold

Shares Barclays Aggregate Bond Index FTF — Int/Div

Shares Edge MSCI USA Momentum Factor ETF - MTUM — Int/Div — Buy

Shares Edge MSCI USA Momentum Factor ETF - MTUM — Buy

IShares Trust Core Dividend Growth ETF DGRO — Int/Div — Buy

PowerShares QQOQ Trust E1F - QQ — Int/Div

PowerShares S&P 500 High Beta Index ETF - SPHB — None — Sold

Schwab US Dividend Equity ETF - SCHD — Int/Div — Buy

SPDR DJ Euro STOXX SO ETF - FEZ — Int/Div — Buy

SPDR DJ Euro STOXX SO ETF - FEZ — Sold

SPDR S&P Dividend ETF - SDY — Int/Div — Sold

SPDR S&P Dividend ETF - SDY — Sold

SPDR S&P Dividend ETF - SDY (continued) — Sold

Vanguard Intermediate Term Corporate Bound ETF - VCIT — Int/Div — Sold

Vanguard Mega Cap 300 Growth ETF MGK — Int/Div — Buy

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Int/Div — Sold

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Buy

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Buy

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Sold

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Sold

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Buy

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Buy

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Sold

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Buy

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Sold

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Buy

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Buy

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Buy

Fidelity Government Cash Reserve Fund (MMF) - FDRXX — Sold

S10. — Buy

S10. — Buy

Gorham Savings Bank Cash Account — Interest

Bangor Savings Bank Cash Account — Interest

Director, American Bankruptcy Institute

Reimbursement — American Bankruptcy Institute — April 20 - April 23, 2017 — Washington, D.C — Speaker — Meals, Lodging, Transportation

Reimbursement — American Bankruptcy Institute — July 20 - July 23, 2017 — Newport, Rhode Island — Speaker — Meals, Lodging, Transportation

Reimbursement — American Bankruptcy d Institute — November 30 - December 2. 2017 — La Quinta, California — Speaker — Meals, Lodging, Transportation

Reimbursement — Massachusetts Continuing Legal Education — December 6.2017 — Boston, Massachusetts — Speaker — Meals, Irunsportation

| am the sole trustee of a trust for the benefit of certain relatives ("Trust #17). | do not receive any income from Trust £1. 1 do not currently have, and did not

at any time during the reporting period have, any beneficial interest in Trust £1, its res, or any income derived therefrom. My sole function, with respect to

the trust, is to serve as a trustee for those persons who do have a beneficial interest in the trust and, during the reporting period, | served in that capacity on an

uncompensated basis. Copies of the trust agreement and the relevant account records are available upon request.

RESPONSE TO LETTER OF INQUIRY:

Tn the 2016 report, the purchase of SPDR S&P Dividend ETF — SDY was inadvertently left out. The 2017 report correctly reflects that it was sold.

In the 2016 report, the asset listed on Line 20 - ProShares S&P 500 Div Aristocrats Stk ETF was sold in full on December 21, 2016, and should have been reflected

as such on Line 22.