Colin H. Lindsay

What was filed

118
investments
1
positions
0
gifts
1
agreements
1
debts
2
reimbursements
2
income
1
spouse income

Named parties

Lowsville Bar Association
American Express
American Bar Association
Louisville Bar Association
Dinsmore & Shohl LLP; return of capital
Dinsmore & Shohl LLP: return of mterest m firm
Salary: Louisville Bar Association

As filed

29%1(H)

Alliance Bernstein CollegeBoundfund 529 — None — Sold (part)

IRAZI(H)

American Funds Capital Income Builders Fund — Int/Div — Sold (part)

American Funds Capital Income Builders Fund — Buy (add'l)

Amencan Funds New World Fund — Int/Div — Buy (add'l)

Amencan Funds New World Fund — Sold (part)

American Funds The Growth Fund of Amenca — Int/Div — Buy (add'l)

American Funds The Growth Fund of Amenca — Sold (part)

AQR Managed Funds Strategy Funds — Int/Div — Buy (add'l)

AQR Managed Funds Strategy Funds — Buy (add'l)

Calamos Growth & Income Fund — Int/Div — Buy (add'l)

Calamos Growth & Income Fund — Sold

Charles Schwab Money Market Account — Interest

Calvert Global Energy Fund — Int/Div — Sold (part)

Calvert Global Energy Fund — Sold (part)

Cohen & Steers Realty Fund — Int/Div — Buy (add'l)

Cohen & Steers Realty Fund — Buy (add'l)

Davis New York Venture Fund — Int/Div — Buy (add'l)

Davis New York Venture Fund — Buy (add'l)

Davis New York Venture Fund — Sold (part)

Deleware Diversified Income Fund — Int/Div — Buy (add'l)

Deleware Diversified Income Fund — Sold (part)

Deleware Diversified Income Fund — Buy (add'l)

Diamond Hill Long Short Fund — Int/Div — Buy (add'l)

Diamond Hill Long Short Fund — Buy (add'l)

Eaton Vance Floating Rate Fund — Int/Div — Buy (add'l)

Eaton Vance Floating Rate Fund — Buy (add'l)

Fidelity Advisor Materials Fund — Int/Div — Buy (add'l)

Fidelity Advisor Materials Fund — Buy (add'l)

Fidelity Advisor Materials Fund — Sold (part)

Fidelity MSC1 Health Care Index ETF(X) — Int/Div — Buy

S10. — Sold (part)

First Eagle Overseas Fund — Int/Div — Buy (add'l)

First Eagle Overseas Fund — Sold (part)

First Eagle Overseas Fund — Buy (add'l)

Franklin Utilities Fund — Int/Div — Sold

IShares Convertible Bond — Int/Div — Sold (part)

IShares Convertible Bond — Sold (part)

IShares Convertible Bond — Buy (add'l)

Oppenheimer Developing Markets Fund — Int/Div — Buy (add'l)

Oppenheimer Developing Markets Fund — Sold (part)

PIMCO Commodity Real Return Strategy Fund — Int/Div — Buy (add'l)

PIMCO Commodity Real Return Strategy Fund — Buy (add'l)

ROYCE Opportunity Fund — Int/Div — Sold (part)

ROYCE Opportunity Fund — Sold (part)

Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Int/Div — Buy (add'l)

Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Sold (part)

Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Buy (add'l)

Vaguard Developing Markets Fund — Int/Div — Sold (part)

Vaguard Developing Markets Fund — Sold (part)

Vanguard Inflation Protected SECS ADM SHR (X) — Int/Div — Buy

Vanguard Inflation Protected SECS ADM SHR (X) — Buy (add'l)

Vanguard Mid Cap ETF — Int/Div — Sold (part)

Vanguard Mid Cap ETF — Sold (part)

Vanguard Mid Cap ETF — Buy (add'l)

VOYA Intemational Real Estate Fund (FKA ING International RE Fund) — Int/Div — Buy (add'l)

VOYA Intemational Real Estate Fund (FKA ING International RE Fund) — Sold (part)

VOYA Intemational Real Estate Fund (FKA ING International RE Fund) — Buy (add'l)

Wasatch Small Cap Growth Fund — Int/Div — Buy (add'l)

Wasatch Small Cap Growth Fund — Sold (part)

Westcore Plus Bond Fund — Int/Div — Buy (add'l)

IRA #2(H)

American Funds Capital Income Builder — Int/Div

American Funds New World Fund — Int/Div

American Funds The Growth Fund of Amenca — Int/Div

AQR Managed Future Strategy Fund — Int/Div

Calamos Growth and Income Fund — Int/Div — Sold

Calvert Global Energy Fund — Int/Div

Charles Schwab Money Market Account — Interest

Cohen & Steers Realty Fund — Int/Div

Davis New York Venture Fund — Int/Div

Deleware Diversified Income Fund — Int/Div

Diamond Hill Long Short Fund — Int/Div

Eaton Vance Floating Rate Fund — Int/Div

Fidelity MSCI Health Care Index ETF — Int/Div — Buy

First Eagle Overseas Fund — Int/Div

Franklin Utilities Fund — Int/Div — Sold

Oppenheimer Developing Markets Fund — Int/Div

PIMCO Commodity Real Return Strategy Fund — Int/Div

ROYCE Opportunity Fund — Int/Div

Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Int/Div

Vanguard Developing Markets Fund — Int/Div

Vanguard Midcap ETF — Int/Div

VOYA Intemational Real Estate Fund (FKA ING Real Estate Fund) — Int/Div

Wasatch Small Cap Growth Fund — Int/Div

Delegate to the American Bar Association House of Delegates, Lowsville Bar Association

Agreement — 12/302014 — Return of capital and mterest in former firm (Dmsmore & Shohl) commencing 12/31/2015 and ending 12/31/2017

Liability — American Express — Credit Card

Reimbursement — American Bar Association — 262015-2/10/2015 — Houston, TX — Attend ABA Midyear Meeting — Aartare

Reimbursement — Louisville Bar Association — 2/6/2015-2/10072015 — Houston, TX — Attend ABA Midyear Meeting — Lodging, Meals, Local Transportation

Income — 121022015 — Dinsmore & Shohl LLP; return of capital — S23.005.00

Income — 2015 — Dinsmore & Shohl LLP: return of mterest m firm — S13.450.00

Spouse's income — 2016 — Salary: Louisville Bar Association

Part VIL. Investments and Trusts-Spouse’s account is small and most transactions were not above the $1000.00 threshold.

Part VII. Investments and Trusts-Templeton Global Bond Fund was FKA Franklin Templeton Global Bond Fund.

Part VIL. Investments and Trusts-Per Amendment Request: Lines 16 & 65 (Listed as lines 14 & 62 in the admendment request) Charles Schwab Money Markets

are indeed accurate on the mitial report. The interest generated on these two accounts is a very nominal amount(less than $5.00 in each account) The amount in

these accounts is less than $15,000,

Part VII. Investments and Trusts-Per Admendment Request: Line 47 (2015 Admended) report listed "Dreyfus Mideap Index Fund" but it was not listed in the 2016

report. This asset was listed as Sold on the 2015 report. It had a "sold" date of 8/17/2015

Part VIL Investments and Trusts-Scout International was sold in 2016, so not listed on this report.