Thomas Selby Ellis 3

Sensor — None

Wachovia Bank Accts — Interest

IRA#)

Cambiar Opp Fd — Int/Div — Sold (part)

Cambiar Opp Fd — Sold (part)

Cambiar Opp Fd — Sold (part)

Cambiar Opp Fd — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — None — Sold

Hotchkiss & Wiley Mid Cap Value — Int/Div — Sold (part)

Hotchkiss & Wiley Mid Cap Value — Sold (part)

Legg Mason Value Trust — None — Sold

DWS Dreman Sm Cap Value CLS — None — Sold

Artio Intl Equity Fd CL 1 — None — Sold

Security EQ Fd Mid Cap Value Ser CLA — Int/Div — Sold

Touchstone Large Cap Growth Fd CL — Int/Div — Sold (part)

Touchstone Large Cap Growth Fd CL — Sold (part)

Touchstone Large Cap Growth Fd CL — Sold (part)

Wells Fargo Fds Tr Emerging Growth Fd Instit CL — Int/Div — Buy (add'l)

Wells Fargo Fds Tr Emerging Growth Fd Instit CL — Buy (add'l)

Wells Fargo Fds Tr Emerging Growth Fd Instit CL — Sold (part)

Delaware Grp Advisor Fds Inc US Growth Port Inst CL — Int/Div — Sold (part)

Delaware Grp Advisor Fds Inc US Growth Port Inst CL — Sold (part)

Delaware Grp Advisor Fds Inc US Growth Port Inst CL — Sold (part)

Delaware Grp Equit Fds 11 Value fd Inst CL — Int/Div — Sold (part)

Delaware Grp Equit Fds 11 Value fd Inst CL — Sold (part)

Delaware Grp Equit Fds 11 Value fd Inst CL — Sold (part)

John Hancock Classic Value Fd CL — Int/Div — Sold (part)

John Hancock Classic Value Fd CL — Sold (part)

John Hancock Classic Value Fd CL — Sold (part)

Harbor Int'l Inst] CL — Int/Div — Sold (part)

Harbor Int'l Inst] CL — Buy (add'l)

Harbor Int'l Inst] CL — Sold (part)

Oppenhemner Dev Mkts CL Y — Int/Div — Buy (add'l)

Oppenhemner Dev Mkts CL Y — Buy (add'l)

Morgan Stanley Inst] Fd Tr Mid Cap Growth Port] — Int/Div — Sold (part)

Morgan Stanley Inst] Fd Tr Mid Cap Growth Port] — Sold (part)

Pimco Fds PAC Int Mgmt Ser Comm Real Ret Strdt Fd Inst! CL — Int/Div — Buy (add'l)

Pimco Fds PAC Int Mgmt Ser Comm Real Ret Strdt Fd Inst! CL — Sold (part)

Blair William FDS Intl Growth Fd CL — Int/Div — Sold (part)

Blair William FDS Intl Growth Fd CL — Sold (part)

Blair William FDS Intl Growth Fd CL — Sold (part)

Dreyfus Appreciation FD Inc — Int/Div — Buy (add'l)

Dreyfus Appreciation FD Inc — Sold (part)

Dreyfus Appreciation FD Inc — Sold (part)

Managers AMG Fds Timessquare Mid Cap Grwih Fd — Int/Div — Sold (part)

Managers AMG Fds Timessquare Mid Cap Grwih Fd — Sold (part)

Keeley Fds Sm Cap Value Fd — Int/Div — Buy (add'l)

Keeley Fds Sm Cap Value Fd — Sold (part)

First Eagle Fds Sogen Overseas Fd CL — Int/Div — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

Eagle Sm Cap Grwth FA CL — Int/Div — Sold (part)

Eagle Sm Cap Grwth FA CL — Sold (part)

Invesco Global Real Estate Y — Int/Div — Buy (add'l)

Invesco Global Real Estate Y — Sold (part)

Invesco Global Real Estate Y — Sold (part)

Lazard Fds Inc Emerging Mkts lust] shs — Int/Div — Buy (add'l)

Lazard Fds Inc Emerging Mkts lust] shs — Buy (add'l)

Victory Portfolios Small Co Opp Fd C1 1 shs — Int/Div — Sold (part)

Victory Portfolios Small Co Opp Fd C1 1 shs — Buy (add'l)

GS TR Finl Sq Treas lnstrs Fd Inst] C1 — Int/Div — Buy

GS TR Finl Sq Treas lnstrs Fd Inst] C1 — Sold (part)

GS TR Finl Sq Treas lnstrs Fd Inst] C1 — Buy (add'l)

GS TR Finl Sq Treas lnstrs Fd Inst] C1 — Sold (part)

GS TR Finl Sq Treas lnstrs Fd Inst] C1 — Sold (part)

GS TR Finl Sq Treas lnstrs Fd Inst] C1 — Buy (add'l)

GS TR Finl Sq Treas lnstrs Fd Inst] C1 — Sold (part)

GS TR Finl Sq Treas lnstrs Fd Inst] C1 — Sold (part)

Guggenheim Fds Tr Mid Cap Value Ser C1 A — Int/Div — Buy

Guggenheim Fds Tr Mid Cap Value Ser C1 A — Sold (part)

Guggenheim Fds Tr Mid Cap Value Ser C1 A — Buy (add'l)

Guggenheim Fds Tr Mid Cap Value Ser C1 A — Sold (part)

Mainstay Large Cap Growth Fd — Int/Div — Buy

Mainstay Large Cap Growth Fd — Buy (add'l)

Mainstay Large Cap Growth Fd — Sold (part)

Voya Ser Fd Inc Large Cap Grwth Fd — Int/Div — Buy

Voya Ser Fd Inc Large Cap Grwth Fd — Sold (part)

IRA #2

GS TR Finl Sq Treas Instrs Fd Inst] C1 — Int/Div — Sold (part)

GS TR Finl Sq Treas Instrs Fd Inst] C1 — Sold (part)

GS TR Finl Sq Treas Instrs Fd Inst] C1 — Sold (part)

GS TR Finl Sq Treas Instrs Fd Inst] C1 — Buy (add'l)

Touchstone Large Cap Grwth Fd CL — Int/Div — Sold (part)

Managers Times Sq M/C GRW-PR — Int/Div — Sold (part)

John Hancock Classic Value Fd CL — Int/Div — Sold (part)

Harbor Int'l Inst'l CL — Int/Div — Buy (add'l)

Hotchkiss & Wiley Fds Mid Cap Value Fd CL — Int/Div — Sold (part)

Security Equity Fd Mid Cap Value Ser CLA — None — Sold

Blair Williams Fds Intl Growth Fd CL — Int/Div — Sold (part)

RS Invst Tr Park Ave Portfolio RS Emerging Mkts Fd CLA — None — Sold

Artio Global Invt Fds Int'l Equity Fd 11 CL — None — Sold

PIMCO Fds PAC Invt Mgmt Ser-Comm — Int/Div — Sold (part)

Brandywine Blue Fd Inc — None — Sold

Dreyfus Appreciation Fd Inc — Int/Div — Sold (part)

DWS Value Ser Inc Small Cap Value Fd CL S — None — Sold

Morgan Stanley Instl Fd Trust Mid Cap Grwth Port CL — Int/Div — Sold (part)

Oppenheimer Dev Mkts CL Y — Int/Div — Buy (add'l)

Sentinel Mut Fds Small Co CL — None — Sold

Wells Fargo Fds TR Emerging Grwth Fd — Int/Div — Buy (add'l)

Keeley Fds Sm Cap Value Fd — Int/Div — Buy (add'l)

Mainstay Large Cap Grwth Fd — Int/Div — Buy (add'l)

Cambiar Opp Fd — Int/Div — Sold (part)

Eagle Sm Cap Grwth Fd CL — Int/Div — Buy (add'l)

Delaware Grp Equi Fds 11-Value Fd Inst C1 — Int/Div — Sold (part)

First Eagle Fds Sogen Overseas Fd CL — Int/Div — Buy (add'l)

Invesco Global Real Estate Y — Int/Div

Victory Portfolios Sm Co. Opp. Fd. CL 1 — Int/Div — Sold (part)

Lazard Fds Emerging Mkts Port Instl SHS — Int/Div — Buy (add'l)

Guggenheim Fds Tr Mid Cap Value Ser — Int/Div — Buy

Voya Ser Fd Inc Large Cap Grwth Fd — Int/Div — Buy

Voya Ser Fd Inc Large Cap Grwth Fd — Buy (add'l)

Reimbursement — Princeton University Program in Law and Public Affairs — 02/19/2014 to 02/192014 — Princeton, NJ — Cave presentation — Meals, lodging, and travel

Reimbursement — Bloomberg BNA — 11/13/2014 to 11/13.2014 — Washington, DC — Crave presentation — Travel

Spouse's income — 2014 — County of Albemarle - salary