Robert D. Drain

What was filed

420
investments
0
positions
0
gifts
0
agreements
0
debts
4
reimbursements
0
income
0
spouse income

Named parties

note mn Part VII
note mm Part VII
note mn part VII
note m part VII
American Bankruptcy Institute
Tumaround Management ) Ass'wWNY Institute of Credit
Hudson Valley Bankruptcy Bar Association
Institute/Georgetown Law School

As filed

Accenture — Buy

Citibank Account #1 — Interest — note mn Part VII

Access Financial Account #1 — Int/Div

Access Financial Account #2 — Int/Div — Sold (part)

Access Financial Account #3 — Interest

FifthThird Bancorp common — Int/Div

US Trust Managed US TCommon Account (no control) — Int/Div — note mm Part VII

Accenture — Buy (add'l)

Accenture — Sold (part)

Ace Lud. — Buy

Ace Lud. — Sold (part)

Ace Lud. — Buy (add'l)

Alexion Pharma. — Buy

Alexion Pharma. — Buy (add'l)

Alexion Pharma — Buy (add'l)

Alexion Pharma. — Buy (add'l)

Allergan — Buy

Allergan — Sold

Amazon

American Express — Buy

American Express — Buy (add'l)

Anadarko Pete — Buy

Anadarko Pete — Buy (add'l)

Anadarko Pete — Sold (part)

Apple — Buy

Apple — Buy (add'l)

Aston Montag & Caldwall Grwth Fud C1 — Buy (add'l)

Berkshire Hathaway C1 B — Buy

Berkshire Hathaway C1 B — Buy (add'l)

Cerner — Buy

Cerner — Buy (add'l)

Chevron — Buy

Chevron — Sold (part)

Chevron — Buy (add'l)

Chevron — Sold (part)

CME Grp. — Buy

CME Gp. — Buy (add'l)

CME Gm. — Buy (add'l)

CME Grp. — Buy (add'l)

CME Gp. — Buy (add'l)

Col. Dividend. Income FD Class Z — Buy (add'l)

Col. Select Large Cap Growth FD Class Z

Comcast

Conoco Phillips — Buy

Conoco Phillips — Buy (add'l)

Costco Whis! — Buy

Costco Whis! — Buy (add'l)

Costco Whisl — Buy (add'l)

Deere & Co. — Buy

Deere & Co. — Sold

Discovery Comm — Buy

Discovery Comm — Buy (add'l)

Ebay — Buy (add'l)

Ebay — Sold (part)

Ebay — Buy (add'l)

Ebay — Sold

Ebay — Buy

Ebay — Buy (add'l)

Ebay — Sold (part)

Exxon Mobil — Buy (add'l)

Gilead — Buy

Gilead — Buy (add'l)

Google — Buy (add'l)

Grainger — Buy

Grainger — Buy (add'l)

Hershey — Buy

Hershey — Buy (add'l)

Home Depot — Buy

Home Depot — Buy (add'l)

Intuitive Surgical — Buy

Intuitive Surgical — Buy (add'l)

Johnson & Johnson — Buy

Johnson & Johnson — Buy (add'l)

Kraft Foods

Las Vegas Sands — Buy

Las Vegas Sands — Sold (part)

Las Vegas Sands — Buy

Mastercard — Buy

Mastercard — Buy (add'l)

MFS Value FD C1 1 — Buy (add'l)

Mondelez Intl

Monsanto New Com. — Buy

Monsanto New Com. — Sold (part)

Monsanto New Com — Sold (part)

Monsanto New Com. — Sold (part)

Monsanto New Com — Sold (part)

Monsanto New Com. — Buy (add'l)

Morgan Stanley — Buy

Morgan Stanley — Buy (add'l)

National Oilwell Varco

News Corp — Buy

New Comp. — Sold

Pfizer — Buy

Pfizer — Sold (part)

Pfizer — Sold

Price T. Rowe Grp. — Buy

Price T. Rowe Grp. — Sold

Philip Morris Intl — Buy

Philip Morris Intl — Sold

Priceline — Buy

Priceline — Buy (add'l)

Regeneron Pharma — Buy

Regeneron Pharma — Buy (add'l)

Select Sector SPDR Tr. Fin — Buy

Select Sector SPDR Tr. Fin — Sold

Salesforce Com Ine — Buy

Sherwin Williams — Buy

Sherwin Williams — Sold (part)

Sherwin Williamns — Sold (part)

Sherwin Williams — Buy (add'l)

SPDR S&P Dividend ETF

Target

TCW Select Equities FD C1 1 — Buy (add'l)

TJX Cos. — Buy

TJX Cos. — Buy (add'l)

Twenty-First Cent. Fox — Buy

Twenty-First Cent. Fox — Buy (add'l)

Union Pac

VMWare — Buy

VMWare — Sold (part)

VMWare — Sold

WholeFoods — Buy

Whole Foods — Buy (add'l)

Alliance Data — Buy

Amphenol — Buy

Amphenol — Buy (add'l)

Church & Dwight — Buy

Church & Dwight — Buy (add'l)

Flowserve — Buy

Flowserve — Buy (add'l)

Humt JB Trans. — Buy

Humt JB Trans. — Buy (add'l)

Int! Flavors & Fragrances — Buy

Intl Flavors & Fragrances — Buy (add'l)

Leucadia Natl — Buy

Leucadia Natl — Sold (part)

Leucadia Natl — Buy (add'l)

Ocwen — Buy

Ocwen — Buy (add'l)

Polaris Inds. — Buy

Polaris Inds — Buy (add'l)

Renaissance Hides — Buy

Renaissance Hldgs — Buy (add'l)

Rockwell Automation — Buy

Rockwell Automation — Buy (add'l)

Sumnley Black & Decker — Buy

Stanley Black & Decker — Buy (add'l)

Stanley Black & Decker — Sold

Stericvele — Buy

Stericyele — Buy (add'l)

Tractor Supply — Buy

Tractor Supply — Buy (add'l)

Vanguard Mid-Cap ETF — Buy

Columbia Small Cap Growth FD Class Z — Redeemed

Enstrar Grp. Ltd — Buy

Enstar Grp. Ltd. — Buy (add'l)

Questor Pharma. — Buy

Questcor Pharma. — Buy (add'l)

Questor Pharma. — Buy (add'l)

Questcor Pharma. — Sold (part)

Questcor Pharma — Sold (part)

Questcor Pharma — Buy (add'l)

Senomyx — Buy

Ship Fin. Intl Ltd — Buy

Ship Fin. Intl Ltd — Buy (add'l)

Ship Fin. Intl. Ltd — Buy (add'l)

Ship Fin. Intl, Ltd — Buy (add'l)

Ship Fin. Intl. Ltd — Buy (add'l)

Actelion Ltd — Buy

Actelion Ltd — Buy (add'l)

Actelion Ld — Buy (add'l)

Actelion Led. — Buy (add'l)

Actelion Ld — Buy (add'l)

Actelion Ltd — Buy (add'l)

Actelion Ld — Buy (add'l)

Anheuser Busch Inbev — Buy

Anheuser Busch Inbev — Sold (part)

Anheuser Busch Inbev — Buy (add'l)

Bombardier — Buy

Bombardier — Buy (add'l)

Compagnie Financiere Richemont — Buy

Compagnie Financiere Richemont — Buy (add'l)

Dassault Systems — Buy

Dassault Systems — Buy (add'l)

Dassualt Systems — Buy (add'l)

Dassault Systems — Buy

Dassault Systems — Buy (add'l)

Diageo PLC ADR — Buy

Diageo PLC ADR — Sold

Domimon Diamond — Buy

Domimon Diamond — Sold (part)

Dominion Diamond — Sold (part)

Domimon Diamond — Sold (part)

Dominion Diamond — Sold (part)

Domimon Diamond — Sold (part)

Dominion Diamond — Sold (part)

Dominion Diamond — Sold

Fanuc Corp. — Buy

Fanuc Corp — Sold (part)

Fanuc Corp. — Sold (part)

Fanue Corp. — Buy (add'l)

Fanuc Corp. — Buy (add'l)

Fast Retailing — Buy

Fast Retailing — Sold (part)

Fast Retailing — Buy (add'l)

Gemalto NV — Buy

Gemalto NV — Buy (add'l)

Givaudan AG — Buy

Givaudian AG — a

Industria De Diseno Textil — Buy

Industria De Diseno Textil — Buy (add'l)

Japan Exchanged Grp. — Buy

Japan Exchanged Grp. — Buy (add'l)

Jardine Strategic Hidgs — Buy

Jardine Strategic Hidgs — Buy (add'l)

Keyence Comp. — Buy

Keyence Corp. — Buy (add'l)

Keyence Comp. — Buy (add'l)

Kuka AG — Buy

Kuka AG — Buy (add'l)

LyondellBasell — Buy

LyondellBasell — Buy (add'l)

Nidec Corp — Buy

Nidec. Comp. — Buy (add'l)

Nidec Corp — Buy (add'l)

Noble Grp. Ltd. — Buy

Noble Grp. Lud — Sold (part)

Noble Grp. Lud. — Sold (part)

Noble Grp. Ltd. — Sold (part)

Noble Grp. Ltd — Sold (part)

Noble Grp. Lud. — Buy (add'l)

Noble Grp. Ltd. — Buy (add'l)

Noble Grp. Lud — Buy (add'l)

Noble Grp. Lud. — Buy (add'l)

Novo-Nordisk ADR — Buy

Novo-Nordisk ADR — Sold (part)

Novo-Nordisck ADR — Buy (add'l)

Novozymes — Buy

Novozymes — Buy (add'l)

Olam Intl — Buy

Olam Intl — Sold (part)

Olam ntl — Sold (part)

Olam ht) — Sold (part)

Olam Intl — Sold

Onex — Buy

Onex — Buy (add'l)

Rakuten Inc. Tokyo — Buy

Rakuten Inc. Tokyo — Buy (add'l)

RHJ Im! — Buy

RHJ mt) — Sold (part)

Roch Hidgs — Buy

Roch Hidgs — Buy (add'l)

Rolls-Royce Hidgs — Buy

Rolls-Royce Hidgs — Buy (add'l)

Salvatore Farragamo Italia — Buy

Salvatore Farragamo Intalia — Buy (add'l)

Shinsei Bk Lid — Buy

Shinsei Bk Lid. — Sold (part)

Shinsei Bk Lid. — Buy (add'l)

Softbank — Buy

Softbank — Buy (add'l)

Swatch Grp. — Buy

Swatch Grp. — Buy (add'l)

Swatch Grp — Buy (add'l)

Swatch Grp. — Buy (add'l)

Symrise AG — Buy

Symnse AG — Sold (part)

Symrise AG — Sold (part)

Valeant Pharma. Intl — Buy

Valeant Pharma. Intl — Sold (part)

Valeant Pharma Intl — Buy (add'l)

Ishares MSC Emerging MKTS Index FD

Col. US Govt. Mig FD C1 2 — Sold (part)

Col US Govt. Mig. FD C1 Z — Sold (part)

Col US Govt. Mig. FD C1 Z — Redeemed

Port Auth NY & NJ CONS BDS-OID 2018 — Redeemed

NY NY Go Ref BDS

Babylon NY Pub Impt BDS

North Hempstead NY Pub Impt BDS

Port Auth NY & NJ CONS BDS OID 2021

NY St Dorm Auth St. Pers BDs 2022

Col Short Term Mun. BD Fd C1 Z — Redeemed

American Tower — Buy

American Tower — Sold (part)

American Tower — Sold

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

ARO. — Sold (part)

ARO. — Buy (add'l)

assy — Sold (part)

assy — Buy (add'l)

US Trust managed IRA Rollover Account (no control} — Int/Div — note mn part VII

BofA Money Market Savings

Aston Montag & Caldwell Growth Fd

Col. Dividend Income Fd

Col Select Large Cap Growth Fd C1 Z

MFS Value Fd — Redeemed

TCW Select Equities Fd

Col Select Small Cap FD CL 2 — Redeemed

IShares MSCI Emerging Mkts FD — Redeemed

Walmart Stores

Bank of NY Med. Term. Sr. Mt

Berkshire Hathaway Fin Corp. Gtd. Sr. Nt

Col Ultra Short Term Bond Fd — Redeemed

Col. Corp. Income Fd. Class Z — Redeemed

Col. Strat. Income Fd. Class Z — Redeemed

Col US Govt Mig FdCL 2 — Redeemed

PIMCO Total Return Fd — Redeemed

Col Income Opp. FA CL Z

Fidelity Advisor Floating Rt. High Income Fd.

Pimco Commodity Real Return Strategy FD — Redeemed

Fifth Third Bancorp common — Int/Div

US Trust IRA (no control) — Int/Div — note m part VII

BofA Money Market

Col. Select Large Cap Growth Fd. Class Z

SPDR S&P Div. ETF

SPDR S&P S00 ETF

Vanguard Mid-Cap ETF — Buy

Vanguard Small-Cap E17 — Buy

US Treas Strips

NY 529 savings program #1 — None — Sold (part)

Moderate-Age Based Option: Income Portfolio

NY 529 savings program #2 — None

Moderate-Age Based Option: Income Portfolio

NY 529 savings program #3 — None — Sold (part)

Moderate-Age Based Option: Income Portfolio

Reimbursement — American Bankruptcy Institute — O4/192014-04/217201 « — Washmgton, DX — Speaker at annual bankruptcy conference — Tram, tood, other transportation

Reimbursement — Tumaround Management ) Ass'wWNY Institute of Credit — O0S092013.05/ 100201 — Uncasville, CT — Speaker at conference on law firm bankruptcies — Transporation, hotel, food

Reimbursement — Hudson Valley Bankruptcy Bar Association — 09/192013-92002013 — Hyde Park, NY — Speaker at annual consumer bankruptcy law conference — Transportation, hotel, food

Reimbursement — Institute/Georgetown Law School — from the bench bankruptcy law conference

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1. Part VII, limes 6-385, columns B and C. The U.S. Trust-managed account described on line 6 is held and managed in trust by U.S. Trust as a fiduciary

and me. It is not a personal brokerage or financial management account. We have no discretion with respect to any of the individual assets in the account,

which are listed in lines 7-385, Instead, U.S. Trust makes each investment, buy or sell decision with respect to the individual assets in the account, We are able

only to increase or decrease the aggregate investment in the account (in addition to periodically being able to change risk categories). 1 therefore reported the

assets in the account in accordance with the method for reporting trust assets in the filing mstructions.

2. Part VIL, lines 386-406, columns B and C. The U.S. Trust-managed IRA rollover account described in line 386 is held and managed in trust by US. Trust as a

fiduciary for me with respect to the rollover of my former pension and 401(k) accounts, As with the account described on line 6 of Part VII and above, | have no

discretion with respect to any of the individual assets in the account, which are listed in lines 387-406, with the exception of periodically being able to change risk

categories. | therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions.

3. Part VIL li

407-414, columns B and C. The U.S. Trust-managed IRA rollover account described in line 407 is held and managed by U.S. Trust as a

fiduciary

with respect to the rollover of

ormer 401(k) account. As with the accounts described in lines 6 and 386 of Part VII and above,

Tas

no discretion with respect to any of the individual assets in the account, which are listed in lines408-4 14, with the exception of periodically being able to change

risk categories. 1 therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions.