Allyne R. Ross

What was filed

589
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

value
Part VII

As filed

Trust #1

Life Insurance Policy Inssued by Northwestern Mutual — None

IRA#) — Int/Div

Adobe Systems — Buy

BPPLC

Hartford Financial Services — Sold

Cisco Systems

Google

Dreyfus Liquid Assets (money market fund)

Ericsson

General Electric

Amnaly Capital Mgt — Buy (add'l)

American Express

Eli Lilly & Co.

Citigroup

Penn West

Pepsico — Sold

Intel — Buy (add'l)

Microsoft

Windstream — Sold

Vcom

shares Short Treas. Bond Fund

ishares TRFTJE XINHUA HK China 25 Index — Sold

Powershares ETF Final PFD Portofolio

Enterprise Prods Partners

Provident Energy Trust — Sold

Putnam Premier Income Trust

Enerplus — Buy (add'l)

Enemplus — Buy (add'l)

BlackRock Global Energy & Resources Trust

Boardwal Pipeline Partners

Motors Liquidation Corp — value

Procter & Gamble

New York Community Bancorp — Sold

Eaton Vance Limited Duration Income Fund

Hospitality PPTYS TR

Johnson & Johnson — Sold

Kellogg — Sold

Pengrowth Energy

Dow Chemical

Conoco Phillips

Cohen & Steers Infrastructure Fund

Fiduciary/Claymore Opportunity Fund — Sold

Invesco Mortgage Capital — Buy (add'l)

Quest Coomunications — Sold

Inshares FTSE NAREIT MTG Index Fund

Kayne Anderson Energy Dev. Co — Part VII

Novartis — Sold

Bristol Myers Squibb — Buy

Capstead Mig — Buy

Centurvlink — Buy

Centurvlink — Buy (add'l)

Bank of America — Part VII

Freeport McMoran Copper & Gold — Buy

Frontier Commumications — Buy

Frontier Commumcations — Buy (add'l)

HJ Hemz Co. — Buy

MFA Fmancial — Buy

Merck — Buy

Prudential Financial — Buy

Skyworks Solutions — Buy

Skyworks Solutions — Buy (add'l)

Telstra — Buy

Wachovia Cap Tr — Buy

IRA #2 — Int/Div

Domimon Resources

Johnson & Johnson

Citibank Account

Kevoorp Preferred

Morgan Stanley Cap TR

Provident Energy

John Hancock Bank Fund

Anmnaly Capitol Mgt

Kayne Anderson Energy Fund

Cohen & Steers Infrastructure Fund

Powershares ETF

Bristol Myers Squibb

Pace Oil & Gas

Freeport McMoran Copper & Gold — Buy

Citibank Accounts — Interest

BNP Panbas Structured Note — None — Matured

Citibank NY Tax-Free Reserves — Int/Div — Redeemed

S&P Variable Participation Notes — None

Astra Five NY — None — Redeemed

Citigroup FDG MTN SR Index Note — None — Buy — Part VII

Vanguard Limited-Term Tax-Exempt — Int/Div — Redeemed

Vanguard Short-Term Investment Grade — Int/Div — Buy — Part VII

Vanguard Short Term Investment Grade — Buy

Vanguard Short-Term Investment Grade — Redeemed

Vanguard Short-Term Investment Grade — Buy

Vanguard NY Tax-Exempt Money Market Fund — Redeemed

Vanguard High-Yield Tax-Exempt Fund — Int/Div — Redeemed

Vanguard BEmergmg Markets Index Fund — Int/Div — Buy — Part VII

Vanguard Mid-Cap Index Fund — Int/Div — Buy — Part VII

Vanguard Mmid-Cap Index Fund — Buy

Vanguard High-Yield Corporate Fund — Int/Div — Buy — Part VII

Western Asset Municipal NY Money Market Fund — Int/Div — Redeemed

Morgan Stanley NY Municipal Money Market Fund — Int/Div — Buy — Part VII

Morgan Stanley NY Municipal Money Market Fund — Sold

General American Investors — Int/Div — Buy

General American Investors — Buy

WFG-WPX Partners LLC — None

Columbia Acorn Fund — Int/Div — Part VII

JP Morgan Midcap Value Fund — Int/Div — Part VII

Bemstein Global Diversified Strategies — None — Redeemed

Bemstein Global Opportunities — Int/Div — Redeemed

Bemstein New York Municipal Portfolio — Int/Div — Redeemed

Cash balance at Sanford C. Bernstein & Co. — None — Redeemed

Bemstein Tax-Managed International Portfolio — Int/Div — Redeemed

Bemstein Emerging Markets Portfolio — Int/Div — Redeemed

Agrium — None — Sold

Alcoa — None — Sold

Astrazeneca — None — Sold

Cablevision Systems — Int/Div — Sold

CenturyLink — Int/Div — Sold (part)

CF Industries Holdings — None — Sold

Comerica — Int/Div — Sold (part)

Commerical Metals — None — Sold

Altria Group — None — Sold

Delta Air Lines — None — Sold

Direct TV — None — Sold

Eaton Corp. — None — Sold

Edison International — None — Sold

Hewlett-Packard — Int/Div — Sold (part)

Hewlett-Packard — Sold (part)

Hewlett-Packard — Sold

Hewlett-Packard — None — Sold

Cameron International — None — Sold (part)

Cameron International — Sold (part)

Cameron International — Sold

General Motors — None — Sold

Health Net — None — Sold

Hess — Int/Div — Sold

Kimberly Clark — Int/Div — Sold (part)

Kimberly Clark — Sold (part)

Kroger — Int/Div — Sold (part)

Aetna — None — Sold

Lear — Int/Div — Sold

Marathon Oil — Int/Div — Sold (part)

Newfield Exploration — None — Sold

Parker Hannifin — None — Sold

Raytheon — Int/Div — Buy

Raytheon — Buy

Roval Canbbean Cruises — None — Sold

Safeway — None — Sold

Ford Motor Co — None — Sold

Archer-Daniels Midland — Int/Div — Sold

Sara Lee Corp — Int/Div — Sold

Accenture PLC Ireland — None — Sold

Allergan — Int/Div — Buy (add'l)

Allergan — Sold (part)

Camival Corp. — None — Sold

Citrix — None — Sold (part)

Cinx — Sold (part)

Citnx — Sold (part)

Dow Chemical — Int/Div — Sold (part)

Dow Chemical — Buy (add'l)

Express Scripts Inc — None — Sold (part)

Express Scripts Inc — Sold (part)

Flowserve — Int/Div — Sold (part)

Flowserve — Sold (part)

Goodrich Corp. — Int/Div — Sold

Intuit — None — Sold

Juniper Networks — None

Marvell Technology Group — None — Sold

Noble Energy — None — Sold

Potash Corp. of Saskatchewan — Int/Div — Sold (part)

Potash Corp of Saskatchewan — Sold (part)

Rovi Corp — None — Buy (add'l)

Rovi Corp — Sold

Southwestern Energy — None — Sold

Occidental Petroleum — Int/Div — Sold (part)

Stanley Black& Decker — Int/Div — Sold

Starbucks — Int/Div — Sold (part)

Starbucks — Sold (part)

Goldman Sachs — Int/Div — Sold

Intel — Int/Div — Sold (part)

Intel — Buy (add'l)

Intel — Sold (part)

Bunge Ltd — None — Sold

Microsoft — Int/Div — Sold (part)

Microsoft — Sold (part)

Microsoft — Buy (add'l)

Microsoft — Sold (part)

Microsoft — Buy (add'l)

Proctor & Gamble — Int/Div — Buy

Proctor & Gamble — Buy (add'l)

Proctor & Gamble — Sold (part)

Costco — Int/Div — Sold

Coming — Int/Div — Sold

United Parcel Service — Int/Div — Sold

Vertex Pharmaceutical — None — Sold

Capital One Financial Corp — Int/Div — Sold

Gannett — Int/Div — Sold

Dell — None — Sold

Lowes Cos — None — Sold

Pepsico — Int/Div — prt)

Pepsico — Buy (add'l)

Pepsico — Buy

Pepsico — Sold (part)

Chevron — Int/Div — Buy (add'l)

Home Depot — Int/Div — Buy

1.P. Morgan Chase — Int/Div — Sold (part)

J.P, Morgan Chase — Buy (add'l)

J.P. Morgan Chase — Sold (part)

Medco Health Solutions — Part VII

Johnson Controls — Int/Div — Sold

Target — Part VII

XL Group — Part VII

Broadcom — Int/Div — Sold

Google — None — Sold (part)

Google — Buy (add'l)

Teva Pharmaceutical — None — Sold

Teva Pharmaceutical — Buy

Teva Pharmaceutical — Buy (add'l)

Comcast — Int/Div — Sold

Comcast — Buy

Cooper Industries — None — Sold

Credit Suisse — None — Sold

Credit Suisse — Buy

Credit Suisse — Sold (part)

Apple Computer — None — Sold (part)

Apple Computer — Buy (add'l)

Danaher Comp. — Int/Div — Sold

EMC Corp. — None — Sold (part)

EMC Corp. — Sold (part)

Gilead Sciences — None — Sold (part) — Part VII

Limited Brands — Int/Div — Buy (add'l)

Limited Brands — Buy (add'l)

Limited Brands — Sold (part)

Limited Brands — Buy (add'l)

Viacom — Int/Div — Sold

Schlumberger — None — Sold (part)

Schlumberger — Buy (add'l)

Schlumberger — Sold (part)

Schlumberger — Buy (add'l)

Time Wamer — Int/Div — Sold

Time Warmer — Buy

Time Wamer Cable — Int/Div — Sold

Cisco Systems — None — Sold

General Electric — Int/Div — Sold (part)

The Travelers Cos. — Int/Div — Sold (part)

AT&T — Int/Div — Buy (add'l)

BB&T Comp. — None — Sold

Constellation Brands — None — Sold

Constellation Energy Group — Int/Div — Sold

Amazon.com — None — Buy (add'l)

Amazon.com — Buy (add'l)

Amazon.com — Sold (part)

Amazon.com — a

Amazon.com — Sold (part)

Northrup Grumman — Int/Div — Sold (part)

Phizer — Int/Div — Sold (part)

Kohls — Int/Div — Sold (part)

Kohls — Buy (add'l)

Kohls — Sold (part)

Monsanto — Int/Div — Buy (add'l)

Monsanto — Sold (part)

Monsanto — Buy (add'l)

Nvidia — None — Sold (part)

Nvidia — Sold (part)

Garmin — None — Sold

Ingersoll-Rand — None — Sold

Nexen Inc — None — Sold

Office Depot — None — Sold

Morgan Stanley — None — Sold

Smithfield Foods — None — Sold

Oracle — Int/Div — Sold (part)

Oracle — Sold (part)

Tyco — Int/Div — Sold (part)

Vodafone — None — Buy (add'l)

Vodafone — Buy (add'l)

Vodafone — Sold (part)

Celgene — None — Sold

Deere — Int/Div — Sold (part)

FOG Res. — Int/Div — Sold (part)

FOG Res. — Sold (part)

EOG Res. — Sold (part)

FOG Res. — Buy (add'l)

Wells Fargo — Int/Div — Sold (part)

Honeywell Intemational — Int/Div — Sold

Honeywell International — Buy (add'l)

Devon Energy — Int/Div — Sold (part)

Devon Energy — Sold

Freeport McMoran Copper — Int/Div — Sold (part)

Freeport McMorun Copper — Sold (part)

Freeport McMoran Copper — Sold (part)

Freeport McMorun Copper — Sold (part)

Freeport McMoran Copper — Sold (part)

Freeport McMorun Copper — Sold (part)

Freeport McMoran Copper — Sold

General Mills — Int/Div — Buy (add'l)

Walt Disney — None — Sold

News Corp. — None — Sold

CME Corp, — Int/Div — Sold (part)

CME Corp. — Sold

Fifth Third Bancorp — None — Sold

Johnson & Johnson — Int/Div — Sold (part)

Johnson & Johnson — Sold (part)

Johnson & Johnson — Buy

Johnson & Johnson — Sold (part)

Trishield Distressed Securities Fund — None — Buy (add'l) — Part VII

Abbott Labs — Int/Div — Buy

Abercrombie & Fitch — Int/Div — Buy

Abercrombie & Fitch — Buy (add'l)

Ace Lid — None — Buy

Allianz — None — Buy

Allianz — Buy (add'l)

American Electric Power — Int/Div — Buy

American Express — Int/Div — Buy

American Express — Buy (add'l)

ASML Holding — None — Buy

ASML Holding — Buy (add'l)

Australia & New Zealand Banking Group — None — Buy

Australia & New Zealand Banking Group — Buy (add'l)

Banco Bilbao Vizcaya Argentaria — None — Buy

Banco Bilbao Vizcaya Argentaria — Buy (add'l)

Bank of Nova Scotia — None — Buy

Barclays PLC — None — Buy

Barclays PLC — Buy (add'l)

BASF — None — Buy

BASF — Buy (add'l)

Bayer — None — Buy

Bayer — Buy (add'l)

BG Group — None — Buy

BG Group — Buy (add'l)

BHP Billiton — None — Buy

Biogen Idec — None — Buy

Biogen Idec — Buy (add'l)

BNP Paribas — None — Buy

BNP Panbas — Buy (add'l)

BNP Paribas — Buy (add'l)

Boemg — Int/Div — Buy

Boeing — Buy (add'l)

Borg Warner — None — Buy

Borg Warmer — Buy (add'l)

Borg Warmer — None — Buy

Bristol Myers Squibb — Int/Div — Buy

British American Tobacco — None — Buy

British American Tobacco — Buy (add'l)

BT Group — None — Buy

Cameco — None — Buy

Canon — None — Buy

Canon — Buy (add'l)

Caterpillar — Int/Div — Buy

CDN National Railway — None — Buy

Centrica — None — Buy

Centrica — Buy (add'l)

China Construction BK — None — Buy

China Construction BK — Buy (add'l)

Chubb — Int/Div — Buy

ONOOC — None — Buy

Coach — Int/Div — Buy

Coca Cola — Int/Div — Buy

Coca Cola — Buy (add'l)

Conoco Philips — Int/Div — Buy

Cons Energy — Int/Div — Buy

Covidien — None — Buy

Deutsche Telekom — None — Buy

Deutsche Telekom — Buy

Diageo PLC — None — Buy

Dominion Resources — Int/Div — Buy

DuPont — Int/Div — Buy

EON AG — None — Buy

EON AG — Buy (add'l)

Edwards Lifesciences — None — Buy

Enbridge — None — Buy

EQT Corp — Int/Div — Buy

Experian — None — Buy

Exxon Mobil — Int/Div — Buy

Family Dollar Stores — None — Buy

Family Dollar Stores — Buy (add'l)

Firstenergy Corp. — Int/Div — Buy

GDF Suez — None — Buy

GDF Suez — Buy (add'l)

General Dynamics — Int/Div — Buy

Glaxo SmithKline — Int/Div — Buy

Glaxo SmithKline — Buy (add'l)

Honda Motor — None — Buy

Honda Motor — Buy (add'l)

HSBC Holding — None — Buy

HSBC Holdings — Buy (add'l)

Hutchison Whampoa — None — Buy

Hutchison Whampoa — Buy (add'l)

Mumina Inc — None — Buy

Mumina Inc — Buy (add'l)

Numina Inc — Buy (add'l)

Numina Inc — None — Buy

Intercontinential Hotels — None — Buy

Intercontinential Hotels — Int/Div — Buy

KT Corp. — None — Buy

LM Encsson Telefon — None — Buy

LM Ericsson Telefon — Buy (add'l)

LM Encsson Telefon — Buy (add'l)

Las Vegas Sunds Corp — None — Buy

Las Vegas Sands Corp — Buy (add'l)

Las Vegas Sands Corp. — Buy (add'l)

Estee Lauder — Int/Div — Buy

Estee Lauder — Buy (add'l)

Lloyds Banking Corp — None — Buy

Lonllard — Int/Div — Buy

Lonllard — Buy (add'l)

Marathon Petroleum — Int/Div — Buy

McDonalds — Int/Div — Buy

McDonalds — Buy (add'l)

Mead Johnson Nutrition — Int/Div — Buy

Mead Johnson Nutrition — Buy (add'l)

Meadwestvaco — Int/Div — Buy

Merck — Int/Div — Buy

Natl-Oilwellvarco — Int/Div — Buy

Natl-Oilwellcarco — Buy (add'l)

Natl-Oilwellvarco — Buy (add'l)

Netflix-Com — None — Buy

Nextera Energy — Int/Div — Buy

Nippon Tel&tel — None — Buy

Nippon Tel&tel — Buy (add'l)

Nissan Motor — None — Buy

Nissan Motor — Buy (add'l)

Northeast Utilities — Int/Div — Buy

Peabody Energy — Int/Div — Buy

Philip Morris — Int/Div — Buy

Praxair — Int/Div — Buy

Praxair — Buy (add'l)

Precision Castparts — Int/Div — Buy

Prudential Financial — Int/Div — Buy

Prudential PLC — None — Buy

Prudential PLC — Buy (add'l)

Publis Service Enterprise Group — Int/Div — Buy

Qualcomm — Int/Div — Buy

Qualcomm — Buy (add'l)

Range Resources — Int/Div — Buy

Repsol — None — Buy

Repsol — Buy (add'l)

Rio Tinto — None — Buy

Rockwell Automation — Int/Div — Buy

Roval Dutch Shell — None — Buy

Roval Dutch Shell — Buy (add'l)

Roval KPN — None — Buy

Royal KPN — Buy (add'l)

Salesforce.com — None — Buy

Sandisk — None — Buy

Sandisk — Buy (add'l)

Sanofi — None — Buy (add'l) — Part VII

Schneider Electric — None — Buy

Schneider Electric — Buy (add'l)

Sempra Energy — Int/Div — Buy

Sigma Aldrich — Int/Div — Buy

Sigma Aldrich — Int/Div — Buy (add'l)

Southern Co — Int/Div — Buy

Starwood Hotels & Resorts — Int/Div — Buy

Starwood Hotels & Resorts — Buy (add'l)

Stericycle — None — Buy

Sumitomo — None — Buy

Sumitomo — Buy (add'l)

Sumitomo Mitsui Financial — None — Buy

Sumitomo Mitsui Financial — Buy (add'l)

Sumitomo Mitsu Financial — Buy (add'l)

Telecom Corp. New Zealand — None — Buy

Telecom Corp, New Zealand — Buy (add'l)

Telecom Corp. New Zealand — Buy (add'l)

Toronto Dominion Bank — None — Buy

Total S.A. France — None — Buy

Tullow Oil — None — Buy

Tyson Foods — Int/Div — Buy

Tyson Foods — Buy (add'l)

Unilever — None — Buy

Umion Pacific — None — Buy

Union Pacific — Buy (add'l)

United Health Group — Int/Div — Buy

United Technologies — Int/Div — Buy

US Bancorp — Int/Div — Buy

Vertlone Systems — None — Buy

Verifone Systems — Buy (add'l)

Verizon Communications — Int/Div — Buy

VF Comp. — Int/Div — Buy

Wal Mart — Int/Div — Buy

Wal Mart — Buy (add'l)

Waters Corp. — None — Buy

Waters Corp. — Buy (add'l)

Weverhauser Co. — Int/Div — Buy

YUM! Brands — Int/Div — Buy

IM Co. — Int/Div — Buy

ishares S & P Mid Cap 400 Index fund — Int/Div — Buy

ishares S & P Mid Cap 400 Index Fund — Buy (add'l)

ishares S & P Small Cap 600 Index Fund — Int/Div — Buy

ishares S&P Small Cap 600 Index Fund — Buy (add'l)

ishares S & P Small Cap 600 Index Fund — Buy (add'l)

JP Morgan International Value SMA Fund — Int/Div — Buy — Part VII

JP Morgan International Value SMA Fund — Buy (add'l)

Oppenheimer Developing Markets Fund — Int/Div — Buy — Part VII

Oppenheimer Developing Markets Fund — Buy (add'l)

New York State Urban Dev. Corp. bond mat, 312 — Interest — Buy

New York ThruwayRevenue bond mat 41/12 — Interest — Buy

New York Thruway bond mat. 1/22 — Interest — Buy

NY State Dormitory Authority bond mat 73 — Interest — Buy

NY State Dormitory Authority bond mat 7/19 — Interest — Buy

NY State Dormitory bond mat. 2/20 — Interest — Buy

Roslyn NY Union Free School District bond — Interest — Buy

Arlington NY Cent School bond — Interest — Buy

Omondaga County NY bond — Interest — Buy

Buffalo NY bond — Interest — Buy

NYC Muni WTR Fin Authority bond — Interest — Buy

Massachusetts bond — Interest — Buy

Saratoga CTY NY bond — Interest — Buy

Town of Babylon NY bond — Interest — Buy

Metropolitan Transit Authority bond — Interest — Buy

NY Municipal Water Authority bond — Interest — Buy

Dormitory Auth of NY bond — None — Buy

South Huntington NY bond — Interest — Buy

Triborough Bridge& Tunnel Authority bond — Interest — Buy

14th Street Partnership bond — None — Buy

Tampa Florida bond — None — Buy

Part VII, p.3, I. 13: Listed last year as "Kome" rather than "Kayne" due to typographical error.

Part VII, p. 4, 1. 3: Includes both common and preferred.

Part VIL, p. 14, 1. 8: Should have been reported lust year as sold rather than sold (part).

Part VIL, p. 14, 1. 10: Should have been reported last year as sold rather than sold (part)

Part VII, p. 14, I. 11: Should have been reported last year us sold rather than sold (past).

Part VIL, p. 21, 1. 5: This asset was originally purchased on April 1, 2010, value code N. It was not included in las year's report due to inadvertence.

Part VII, p.9, lines 86, 88, 95, 97 and 99: With respect to your inquiry, these assets are not publicly traded. All of them (except the one on line 86) are registered

mutual funds The only available price is net assest value, which is book value. Therefore the original entries are correct, and I have not made the requested

changes.

Part VIL, p. 10, lines 110 and 111: With respect to your inquiry, these assets are not publicily traded. Both are registered mutual funds. The only available price is

net assest value, which is book value. Therefore the original entries are correct, and | have not made the requested changes.

Part VIL, p. 37, lines 564 and 567: With respect to your inquiry, these assets are not publicily traded. Both are registered mutual funds. The only available price is

net assest value, which is book value. Therefore the original entries are correct, and | have not made the requested changes.

Part VII, p. 18, 1. 255: This asset should be reported as sold rather than as sold (part).

Part VIL, p. 34, 1. 514: This assest should be reported as buy rather than as buy (add'l).