Stephen Rogers Bough

529 Plan - gm (H)

Invest Ed Balanced PRT A — Int/Div

Ivy Limited-Term Bond E — Int/Div

Roth IRA - gum (H)

Ivy Fund - High Income A — Int/Div

Ivy Fund - Small Cap Fund A — Int/Div

Ivy Global Income Alloc A — Int/Div

Ivy Global Real Estate A — Int/Div

Ivy Managed Inter Opp A — Int/Div

Ivy Mid Cap Income Opp A — Int/Div

Ivy Limited-Term Bond A — Int/Div

Simple 401K - pm (H)

Ivy Fund Dividend Opp A — Int/Div

Ivy Fund High Income A — Int/Div

Ivy Global Income Alloc A — Int/Div

WW & R Adv Core Invest A — Int/Div — Sold

Ivy Euro Opp A — Int/Div

Ivy Core Equity A — Int/Div — Buy

JINTOD - pm (H)

Ivy Core Equity A — Int/Div — Buy

Ivy Fund Small Cap A — Int/Div

Ivy Managed Intem Opp A — Int/Div

W & R Adv Core Invest A — Int/Div — Sold

Ivy Tax-Managed Equity A — Int/Div

Ivy Apollo Multi-Asset Income A — Int/Div

Ivy Limited-Term Bond A — Int/Div — Sold

529 Plan - mmm (H)

Ivy Limited-Term Bond E — Int/Div — Sold (part)

Exclusive K - gm (H)

Ivy Fund Small Cap A — Int/Div

Ivy Euro Opp A — Int/Div

Ivy Apollo Multi-Asset Income A — Int/Div — Buy

Ivy Limited-Term A — Int/Div — Sold (part)

Ivy Science and Tech A — Int/Div — Buy

Roth IRA - gm (H)

W & R Adv Continental Inc A — Int/Div

W & R Adv High Income A — Int/Div

W & R Advisors New Concepts A — Int/Div

W & R Advisors Science & Tech A — Int/Div

WW & R Advisors Small Cap A — Int/Div

UTMA - mH)

Ivy Limited-Term Bond A — Int/Div — Sold (part)

Individual TOD - pm (H)

Ivy Limited-Term Bond A — Int/Div — Sold

Missouri Bank & Trust — Int/Div

Lewis Rice Profit Sharing BOK Financial TRP Retire 2038 — Int/Div

Lewis Rice 401K BOK Financial TRP Retire 2035 — Int/Div

Vice President, Federal Bar Association - Western District of Massour: and District of Kansas

Board member, UMKC Law Foundation

Board member, Lawyers Encouraging Academic Performance

Advisory Board, Second Chance

Agreement — 2014 — Blake Heath purchased the assets of The Law Offices of Stephen R. Bough with a written agreement for 25% of the contingent fee at the end of the litigation

Liability — Dept. of Educsiton - Direct Loan MOHELA — Student Loan

Reimbursement — Missouri Associgtion of Trial Lawyers — June 22-24. 2017 — Lake of the Ozarks, MO — Teach CLE — Hotel

Reimbursement — Attorney's Information Exchange Group — November 8 - 10, 2017 — Chicago, IL — Judge Mock Tnal — Transportation, Hotel

Income — referenced in Part IL. The agreeement is a fixed percenteage of the contingent fee.

Spouse's income — 2017 — Lewis Rice, salary