Paul Adam Engelmayer

Brokerage #1 (H)

Aberdeen Emerging Markets Instl — Int/Div — Buy (add'l)

Ana Consumer Fund — None — Sold

Berkshire Hathaway Inc Del B — None — Sold (part)

Eaton Vance Structured Emerging Markets 1 — Int/Div — Buy (add'l)

Prudential Jennison Natural Resources Fund C172 — None

RS Global Natural Resources C1 Y — Int/Div — Buy

RS Global Natural Resources C1 Y — Buy (add'l)

First Eagle Global Inst CL — Int/Div — Buy (add'l)

Schwab NY AMT Tax-Free Money Fund — None

ING European Bank Loan — Int — Sold

lvy Global Natural Resources Fund C1 Y — None — Sold

MFS Emerging Markets Debt Fund Class — None — Sold

Deutsche Bank AG London 307 US CMS — None

Brokerage £2 (H)

Schwab NY AMT Tax-Free Money Fund — None

Brokerage #3 (H)

iShare DJ Utility SEC IN — Int/Div — Buy

iShare DJ Utility SEC IN — Sold (part)

iShare DJ Utility SEC IN — Sold (part)

iShares Dow Jones US Energy Sector — Int/Div — Buy

iShares Dow Jones US Energy Sector — Sold (part)

iShares Dow Jones US Energy Sector — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Int/Div — Buy

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Buy (add'l)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Sold (part)

iShares Tr Dow Jones US Ind] Se — Sold (part)

Schwab NY AMT Tax-Free Money Fund — None

Materials SS SPDR — Int — Buy

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Select Sector SPDR Financial — Int/Div — Buy

Select Sector SPDR Financial — Sold (part)

Select Sector SPDR Financial — Sold (part)

Select Sector SPDR Financial — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

Consumer Stap SPDR — Int/Div — Sold (part)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Sold (part)

Healthcare SS SPDR — Int/Div — Buy

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Sold (part)

Consumers Dis SS SPDR — Int/Div — Sold (part)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Buy (add'l)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Sold (part)

Consumers Dis SS SPDR — Sold (part)

Select Sector SPDR Amex Industrial — Int/Div — Buy

Select Sector SPDR Amex Industrial — Sold (part)

Select Sector SPDR Amex Industrial — Buy (add'l)

Select Sector SPDR Amex Industrial — Sold

Select Sector SPDR Technology — Int/Div — Sold (part)

Select Sector SPDR Technology — Sold (part)

Select Sector SPDR Technology — Sold (part)

Select Sector SPDR Technology — Buy (add'l)

Select Sector SPDR Technology — Sold (part)

Select Sector SPDR Technology — Buy (add'l)

Select Sector SPDR Technology — Sold (part)

Select Sector SPDR Technology — Buy (add'l)

Select Sector SPDR Technology — Buy (add'l)

Select Sector SPDR Technology — Sold (part)

Select Sector SPDR Technology — Sold

Utilities Sel SPDR — Int/Div — Sold (part)

Utilities Sel SPDR — Sold (part)

Utilities Sel SPDR — Buy (add'l)

Utilities Sel SPDR — Sold (part)

Utilities Sel SPDR — Buy (add'l)

Utilities Sel SPDR — Sold (part)

Utilities Sel SPDR — Buy (add'l)

Utilities Sel SPDR — Sold (part)

Utilities Sel SPDR — Buy (add'l)

Utilities Sel SPDR — Buy (add'l)

Utilities Sel SPDR — Sold (part)

Utilities Sel SPDR — Buy (add'l)

Utilities Sel SPDR — Sold

Brokerage #4 (H)

Acadian Emerging Markets — Int/Div — Buy (add'l)

BBH Core Select N — None — Buy

Berkshire Hathaway Inc Del C1 A — None — Sold (part)

Berkshire Hathaway Inc Del B — None — Sold (part)

Berkshire Hathaway Inc Del B — Sold (part)

Berkshire Hathaway Inc Del B — Sold (part)

Berkshire Hathaway Inc Del B — Sold (part)

Berkshire Hathaway Inc Del B — Sold (part)

Wisdom Tree LargeCap Dividend — Int/Div

PIMCO Unconstrained Bond Inst] CL — Int/Div — Buy (add'l)

Prudential Jennison Natural Resources Fund C12 — None

RS Global Natural Resources C1 Y — Int. — Buy

First Eagle Global Inst CL — Int/Div — Buy (add'l)

First Eagle Global Inst CL — Buy (add'l)

First Eagle Global Inst CL — Buy (add'l)

Schwab NY AMT Tax-Free Money Fund — None

MFS Emerging Markets Debt Fund Class [ — Int/Div — Sold

Ivy Global Natural Resources Fund C1 Y — None — Sold

Brokerage #5 (H)

Long Island Pwr Authn Y Elec Sys Rev — Int/Div — Buy

Metropolitan Transn Auth NY Rev For — Int/Div — Buy

New York N'Y Go Bds Subseries L-1 Fiscal — Int/Div — Buy

New York NY Go Bds Ser. H — Int/Div — Buy

New York NY City Transitional Fin Auth Rev — Int/Div — Buy

New York NY City Transitional Fin Auth Rev — Buy (add'l)

New York N'Y City Transitional Fin — None — Buy

New York City Mun Wir Fin Auth Bds Ser — Int/Div — Buy

New York N'Y City Transitional Fin — Int/Div — Buy

New York N'Y City Transitional Fin — None — Buy

New York St Brdg Auth Rev Gen Rev Bds — None — Buy

New York St Dorm Auth Revs Non St — Int/Div — Buy

New York St Dorm Auth St Pers Income — Int/Div — Buy

New York St Dorm Auth Revs St — Int/Div — Buy

New York St Dorm Auth Revs St — Int/Div — Buy

New York St Dorm Auth Revs St — Int — Buy

New York St Twy Authst Pers Income Tax — Int/Div — Buy

New York St Twy Authst Pers Income Tax — hy — Buy

Port Auth N'Y & NJ Consolidated Bds 173 — Int/Div — Buy

Puerto Rico Comwith Pub Impt Ref Bds — None — Buy

Puerto Rico Elec Pwr Auth Pwr — Int/Div — Buy

Triborough Brdg & Tunl Auth N'Y Revs 05 — Int/Div — Buy

Schwab NY AMT Tax-Free Money Fund — None

IRA 21 (H)

Aberdeen Emerging Markets Inst! — Int/Div — Buy

Aberdeen Emerging Markets Inst! — Buy (add'l)

Franklin Templeton Emerging Market Bond Fund — None — Sold

lvy Global Natural Resources Fund C1 Y — None — Sold

MFS Emerging Markets Debt Fund Class — None — Sold

RS Global Natural Resources C1 Y — None — Buy

ING Senior Income Cl A — Int./y

IRA £2 (H)

MFS Emerging Markets Debt Fund Class ty)

IRA 23 (H)

Aberdeen Emerging Markets Inst] — Int/Div — Buy

Aberdeen Emerging Markets Inst] — Buy (add'l)

Ivy Global Natural Resources Fund C1 Y — None — Sold

MFS Emerging Markets Debt Fund Class — None — Sold

RS Global Natural Resources C1 Y — None — Buy

ING Senior Income Cl A — Int/Div

IRA 24 (H)

RS Global Natural Resources C1'Y — None — Buy

lvy Global Natural Resources Fund C1 Y — None — Sold

ING Senior Income Cl A — Int/Div — Sold (part)

IRA #5 (H)

Aberdeen Emerging Markets Instl — Int/Div — Buy (add'l)

ING Semor Income Cl A — Int/Div — Sold (part)

IRA #6 (H)

Balestra Global Ltd — None — Buy

Definitive Guardian Fund. Ltd — None

Schwab Advisor Cash Reserves Premier Sweep — None

Aberdeen Emerging Markets Inst] — None — Sold

Acadian Emerging Markets — None — Sold

Franklin Templeton EM Debt Op — None — Sold

Ivy Global Natural Resources Fund C1 Y — None — Sold

Trust #1 (H)

Aberdeen Emerging Markets Inst] — None — Buy

Aberdeen Emerging Markets Inst] — Buy (add'l)

Acadian Emerging Markets — None — Sold

BBH Core Select N — None — Buy

Eaton Vance Structured Emerging Markets A — None — Sold

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int/Div — Sold (part)

Wisdom Tree MidCap Dividend — None

GRT Value Fund Advisor Class — None

iShares Tr S&P 400 BARRA Midcap Growth — None

PIMCO Unconstrained Bond Inst] CL — Int/Div — Buy

PIMCO Unconstrained Bond Inst] CL — Buy (add'l)

PIMCO Unconstrained Bond Inst] CL — Buy (add'l)

PIMCO Unconstrained Bond Inst] CL — Buy (add'l)

Prudential Jennison Natural Resources Fund C17 — None — Buy

Prudential Jennison Natural Resources Fund C17 — Buy (add'l)

First Eagle Global Inst CL — Int/Div — Buy

First Eagle Global Inst CL — Buy (add'l)

Schwab Municipal Money Fund Sweep Shares (X) — None

Templeton Global Bond Fund C1 A — None — Buy

Virtus Premium AlphaSector CL — None — Buy

ING Senior Income Cl A — Int/Div — Sold (part)

iShares Tr MSCI EAFE Index Fd — None — Sold

lvy Asset Strategy Fund Class A — Int/Div — Buy

lvy Asset Strategy Fund Class A — Sold

lvy Global Natural Resources Fund C1 Y — None — Sold

Loomis Sayles Strategic Income A — None — Sold

PIMCO Funds Total Return Fund Inst] 235 — None — Sold

T. Rowe Price Emerging Market Bond Fund — None — Sold

Trust #2 (H)

Aberdeen Emerging Markets Inst — None — Buy

Aberdeen Emerging Markets Inst — Buy (add'l)

Acadian Emerging Markets — None — Sold

Eaton Vance Structured Emerging Markets A — None — Sold

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — hy — Sold (part)

WisdomTree MidCap Dividend — None

iShares Tr S&P 400 BARRA Midcap Growth — None

PIMCO Unconstrained Bond Inst] CL — Int/Div — Buy

PIMCO Unconstrained Bond Inst] CL — Buy (add'l)

PIMCO Unconstrained Bond Inst] CL — Buy (add'l)

PIMCO Unconstrained Bond Inst] CL — Buy (add'l)

Prudential Jennison Natural Resources Fund C17 — None — Buy

Prudential Jennison Natural Resources Fund C17 — Buy (add'l)

T. Rowe Price Emerging Market Bond Fund — None — Sold

First Eagle Global Inst CL — None — Buy

Schwab Municipal Money Fund Sweep Shares (X) — None

Templeton Global Bond Fund Cl A — None — Buy

Virtus Premium AlphaSector CL — None — Buy

ING Senior Income Cl A — None — Sold (part)

iShares Tr MSCI EAFE Index Fd — None — Sold

Ivy Asset Strategy Fund Class A — Int/Div — Buy (add'l)

Ivy Asset Strategy Fund Class A — Sold

lvy Global Natural Resources Fund C1 Y — None — Sold

Loomis Sayles Strategic Income A — None — Sold

PIMCO Funds Total Return Fund Inst] 235 — None — Sold

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UTMA #1 (H)

Aberdeen Emerging Markets Inst — None — Buy

Eaton Vance Structured Emerging Markets A — None — Sold

Wisdom Tree LargeCap Dividend Fund — None

WisdomTree MidCap Dividend — None

Prudential Jennison Natural Resources Fund C17 — None — Buy

First Eagle Global Inst CL — None — Buy

Templeton Global Bond Fund C1 A — Int/Div — Buy

Templeton Global Bond Fund C1 A — Buy (add'l)

ING Senior Income Cl A — None — Sold

iShares Tr MSCI EAFE Index Fd — None — Sold

Ivy Global Natural Resources Fund C1 Y — None — Sold

Loomis Savles Global Bond Inst] — None — Sold

UTMA #2 (H)

Aberdeen Emerging Markets Inst — None — Buy

Eaton Vance Structured Emerging Markets A — None — Sold

Berkshire Hathaway Inc Del B — None

Wisdom Tree LargeCap Dividend Fund — Int/Div

WisdomTree MidCap Dividend — None — Sold

Prudential Jennison Natural Resources Fund C1 2 — None — Buy

First Eagle Global Inst CL — Int/Div — Buy

First Eagle Global Inst CL — Buy (add'l)

First Eagle Global Inst CL — Buy (add'l)

First Eagle Global Inst CL — Buy (add'l)

ING Senior Income Cl A — None — Sold

iShares Tr MSCI EAFE Index Fd — None — Sold

lvy Global Natural Resources Fund C1 Y — None — Sold

Loomis Sayles Global Bond Inst] — None — Sold

UTMA #3 (H)

Aberdeen Emerging Markets Inst! — None — Buy

Eaton Vance Structured Emerging Markets A — Sold

Wisdom Tree LargeCap Dividend Fund — None

Wisdom Tree MidCap Dividend — None

Prudential Jennison Natural Resources Fund C17 — None — Buy

Furst Eagle Global Inst CL — None — Buy

Templeton Global Bond Fund C1 A — Int/Div — Buy

Templeton Global Bond Fund C1 A — Buy (add'l)

ING Senior Income Cl A — None — Sold

iShares Tr MSC EAFE Index Fd — None — Sold

lvy Global Natural Resources Fund C1 Y — None — Sold (part)

Loomis Sayles Global Bond Inst] — None — Sold

UTMA 24 (H)

Aberdeen Emerging Markets Inst] — None — Buy

Berkshire Hathaway Inc Del B — None

Eaton Vance Structured Emerging Markets A — None — Sold

Wisdom Tree LargeCap Dividend Fund — Int/Div

Wisdom Tree MidCap Dividen — None — Sold

ING Senior Income C1 A — None — Sold

iShares Tr MSCI EAFE Index Fd — None — Sold

Prudential Jennison Natural Resources Fund C17 — None — Buy

lvy Global Natural Resources Fund C1 Y — None — Sold

Loomis Savles Global Bond Inst! — None — Sold

First Eagle Global Inst CL — Int/Div — Buy

First Eagle Global Inst CL — Buy (add'l)

First Eagle Global Inst CL — Buy (add'l)

First Eagle Global Inst CL — Buy (add'l)

529 Plan #1 (H)

New York Saves Growth Stock Index Portfolio — None

New York Saves Interest Accumulation Index Portfolio — None

New York Saves Value Stock Index Portfolio — None

529 Plan #2 (H)

New York Saves Interest Accumulation Portfolio — None

New York Saves Mid Cap Stock Index Portfolio — None

New York Saves Value Stock Index Portfolio — None

New York Saves Growth Stock Index Portfolio — None

New York Saves Inflation Protected Portfolio — None

New York Saves Developed Markets Income Portfolio — None

529 Plan #3 (H)

New York Saves Growth Stock Index Portfolio — None — Buy

New York Saves Mid Cap Stock Index Portfolio — None

New York Saves Small Cap Stock Index Portfolio — None

New York Saves Value Stock Index Portfolio — None — Buy

New York Saves Inflation Protected Portfolio — None — Buy (add'l)

New York Saves Developed Markets Income Portfolio — None

529 Plan #4 (H)

New York Saves Growth Stock Index Portfolio — None — Buy

New York Saves Interest Accumulation Portfolio — None

New York Saves Value Stock Index Portfolio — None — Buy

New York Saves Inflation Protected Portfolio — None — Buy (add'l)

Teachers Retirement System of NY 403(b) #1 (H)

Diversified Equity — None

Stable Value — None

Intemational Equity — None

Inflation Protection — None

Citigroup Checking Account — None

Chase Checking Account — None

Westchester County Real Estate Parcel #1 Westchester Co. NY — None

Westchester County Real Estate Parcel #2 Westchester Co... NY — None

HSBC Checking Account #1 (H)

Cash — Interest — Distnbuted — Distribution

Estate £1 (Y)

Brokerage #6 (H)

Vanguard REIT Index Fund — Int/Div — Sold

Agreement — 2009 — WilmerHale partnership agreement re interest earned on retained capital of former partners

Reimbursement — Harvard Law School — January 10-11, 2012 — Cambridge, MA — Teaching Law School Class — Transportation, Meals and Lodging

Reimbursement — Harvard Law School — October 25-26, 2012 — Cambridge, MA — Teaching Law School Class — Transportation, Meals and Lodging

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