Carlos F. Lucero

APARTMENTS, ALAMOSA COUNTY. CO — Rent

1/4 SECTION FARM LAND; CONEJOS COUNTY. CO — Rent

12 INTEREST IN LETT BRIO ARRIBA COUNTY. NM — None — 4

Ll VACANT LOT: JEFFERSON COUNTY. CO — None

LOS HERMANOS LUCEROS, LTD PARTNERSHIP (14% INTEREST) — Int/Div

CARLOS F. LUCERO. PC (100% STOCK» — Int/Div — 2

2 LCM, INC. (100% MUTUAL FUNDS) — Int/Div — 3

TD AMERITRADE [RA BROKERAGE ACCOUNT

Diamonds Trust Series 1Com (DIA) — Int/Div

Powershares QQQ (QQQQ) — Int/Div

Proshares Ultra QQQ: (QLD) — None — Sold

Spdr Tr Unit Ser (SPY) — Int/Div

Vanguard Funds Emerging Markets Vipers (VW) — Int/Div

Prudent Global Inc FD SH BEN INT (PSAIFX) — Int/Div

Money Market Fund TDAM US Goverment Port Class A — None

Harbor FD High Yield Bond Fund (HYFIX) — Int/Div — Buy

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Shares Boxx & INVIOP INVES FD (LQD) — Int/Div

#1. Assets over $10,000 value consist of:

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ranch, land, water rights, equipment, livestock and related property.

#2. Assets over $10,000 value consist of law partnership income earned prior to June 30, 1995 in the form of annuities. For tax purposes, annuity income is

reported by CFL, P.C. own 100% of the stock of “Carlos F. Lucero, PC" however the assets of this corporation include only a bank account for which the value

and income amounts are less than the required reporting amounts, i.e. the value is less than $5,000 and the income carned is less than $200. This corporation does

receive income in the form of an annuity and is reported in Part 111.

#3. Assets over $10,000 value consists of mutual funds. LCM, Inc is a corporation owned by |

The assets include a bank account, certificates of deposit,

a money market account, and Colorado Bondshares mutual fund. .

#4. Land was purchased on January 1, 2003 for $50.174 from the estate of Maria Medina, property is subject to mortgage (part VI, Line 1).

#5. Assets of LCM 3, LLC consist of oil/gas investments through Avanti Exploration, LLC and are believed to be worthless at the close of the year. Income in

2009 was the result of refunds of prior year fees,

#6. Vanguard Conv Secs FD SH BEN INT line 38 of section 7 was not listed in the previous year report in error. This fund was purchased 12/10/2008 value code

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