Richard R. Clifton

2015Annual

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What was filed

  • 105

    investments

  • 6

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • American Judicature Society, Hawaii Chapter
  • Hawan Public Radio
  • Hawaii Women's Legal Foundation
  • Ninth Judicial Circuit Historical Society
  • Federal Judges Association
  • Trusts #1 - #3
  • Self-employed, dietitian consultant

As filed

First Hawaiian Bank savings — Interest

First Hawaiian Bank checking — Interest

Hawai Central Credit Union — Interest — Closed

Umv of Hawan FCU — Interest

Goodyear common — Int/Div

Hawaiian Electric Industries common — Int/Div

Brokerage acct #1 (MS) (H)

Echostar common — None

Dish Network C1 A common — None

IBM common — Int/Div

Real Networks common — None

Morgan Stanley Bank — Interest

Fidelity Growth & Income (IRA) — Int/Div

Fidelity Magellan Fund (IRA) — Int/Div

Oppenheimer Growth Fund A (IRA) — Int/Div

Brokerage acct #2 (T-CS) (H)

Ballard Power Systems common — None

Ciena common — None

Intel common — Int/Div

Charles Schwab Money Market Fund (X) — Int/Div

Raytheon common — Int/Div

Unitedhealth Gr Bonds (X) — Interest

Bank Hapoalim CD (X) — Interest

Discover Bank CD (X) — Interest

Amer Electric Power common (X) — Int/Div

Apple common (X) — Int/Div

BPPLC(X) — Int/Div

Chevron common (X) — Int/Div

Coca Cola common (X) — Int/Div

OSX common (X) — Int/Div

Duke Energy common (X) — Int/Div

Eh Lilly common (X) — Int/Div

Exxon Mobil common (X) — Int/Div

General Electric common { X) — Int/Div

Kraft Hemz common (X) — Int/Div

w. Microsoft common (X) — Int/Div

Mondelez Intl common (X) — Int/Div

Pfizer common {X) — Int/Div

United Technologies common (X) — Int/Div

Verizon common (X) — Int/Div

Wells Fargo common (X) — Int/Div

Berkshire Hathaway C1 A — None

Schwab US Large Cap (X) — Int/Div

Vimguard Dividend (X) — Int/Div

Vanguard Total Stock (X) — Int/Div

Fawrpomt Commun common {X) (bankrupt) — None

S10.

IRA acct #3 (TY (H)

Intel common — Int/Div

wc Microsoft common — Int/Div

Templeton Growth Fund class A — Int/Div

Charles Schwab Money Market Fund — Int/Div

Petroleo Brasileiro ADRF — None

Laudus U.S, Large Cap Growth Fund — None

American Century Equity Growth Fund — None

CREF Stock Fund — None

CREF Global Equities — None

IP Morgan Group Equity Index Fund A (for Kiyy

HR-10 and 401K accts (former law firm) Hy — Int/Div

American Funds AMCAP Fund

Oakmark Fund

RidgeWorth Small Cap Value Fund (HRI)

American Funds Wash Mutual Invs (HRY

PIMCO Total Return - Class D (HR-10)

Prudential Retirement Guaranteed Income Fund

Northwestern Mutual whole life — Int/Div

Northwestern Mutual extra ordmary life — Int/Div

Midland National whole life — Int/Div

Trust #21 (R) — Int/Div

Eaton Vance Mut Fds Tr

JPMorgan Str Inc Opp Fd

JPMorgan High Yield Fd Select

JPMorgan Short Duration Bond Fd Select

JPMorgan Limited Term Bond Fd Select

Highbridge Dynamic Comm Strg Fd Select

Ishares MSCI EAFE ECF

Ishares S&P Midcap ECF

SPDR S&P S00 ETF Trust

Vanguard Emerging Market ETF

Trust#2(D) — Int/Div

Eaton Vance Mut Fds Tr

JPMorgan Str Inc Opp Fd

JPMorgan High Yield Fd Select

JPMorgan Short Duration Bond Fd Select

JPMorgan Limited Term Bond Fd Select

Highbridge Dynamic Comm Strg Fd Select

Ishares MSC EAFE ECF

Ishares S&P Midcap ECF

Ishares Russell 1000 Value Index Fund

shares Russell 1000 Growth ECF

SPDR S&P S00 ETF Trust

Vanguard Emerging Market ETF

Trust #3 (K) — Int/Div

Eaton Vance Mut Fds Tr

JPMorgan Str Inc Opp Fd

JPMorgan High Yield Fd Select

JPMorgan Short Duration Bond Fd Select

JPMorgan Limited Term Bond Fd Select

Highbridge Dynamic Comm Strg Fd Select

Ishares MSC EAFE ECF

Ishares S&P Midcap ECF

Ishares Russell 1000 Value Index Fund

Ishares Russell 1000 Growth ECF

SPDR S&P S00 ETF Trust

Vanguard Emerging Market ETF

Director, American Judicature Society, Hawaii Chapter

Director (until June 30, 2015), Hawan Public Radio

Director, Hawaii Women's Legal Foundation

Director, Ninth Judicial Circuit Historical Society

Director & Secretary, Federal Judges Association

Trustee or co-trustee, Trusts #1 - #3

Spouse's income — 2015 — Self-employed, dietitian consultant

Part VII, Lines 19+: The brokerage account identified last year on Lmes 40-42 as Brokerage Account #4 was consolidated with and included as part of Brokerage

Account #2 in this report,

Part VII, Line 23: The entry for Charles Schwab Money Market Fund consists almost entirely of assets added by inheritance. The entry also includes a amall

amount that was previously in Brokerage Accounts #2 and former #4 (value category 1).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Richard R. Clifton | Frix