Mary Patricia Gorman

Nuveen Municipal Market Opportunity Fund, Inc. — Int/Div

Trust #1 - Checking account at JPMorgan Chase — None

Trust #1 - Whole life policy with Gen. Amer. Life — Int/Div

Trust #2 - Checking account at JPMorgan Chase — None

Trust #2 « Whole life. policy with Gen Amer. Life — Int/Div

Whole life ins. Policy with Northwestern Mutual Life Ins. — None

Artio Glob Invt Fd Intl Eq (JETIX) fk/a Artio Intl Eq Fd — Int/Div

Artio Glob Invt Fd Intl Eq (JETIX) fk/a Artio Intl Eq Fd — Buy (add'l)

Artio Glob Invt Fd Intl Eq (JETIX) fk/a Artio Intl Eq Fd — Sold (part)

Artio Glob Invt Fd Intl Eq (JETIX) fk/a Artio Intl Eq Fd — Sold (part)

Legg Mason Value Trust Fund (LMNVX) — Int/Div — Sold

Goldman Sachs Tr. Finl. Square Mmkt Fund (FSMXX) — Int/Div

Goldman Sachs Tr. Finl. Square Mmkt Fund (FSMXX) — Buy (add'l)

Goldman Sachs Tr. Finl. Square Mmkt Fund (FSMXX) — Buy (add'l)

Goldman Sachs Tr. Finl. Square Mmkt Fund (FSMXX) — Sold (part)

Advisors Inner Circle Fund (AEMGX) — Int/Div

Advisors Inner Circle Fund (AEMGX) — Buy (add'l)

Advisors Inner Circle Fund (AEMGX) — Sold (part)

JP Morgan/Chase - Checking account — None

JP Morgan/Chase - Money market account — Interest

Lord Abbett High Yield Muni Bond Fd (HYMAX) — Int/Div

Del. Grp Adviser FDS Inc US Growth Fd (DEUX) — Int/Div

Del. Grp Adviser FDS Inc US Growth Fd (DEUX) — Buy (add'l)

Del. Grp Adviser FDS Inc US Growth Fd (DEUX) — Sold (part)

DWS Dreman Small Cap Value Fund (KDSSX) — Int/Div

DWS Dreman Small Cap Value Fund (KDSSX) — Sold (part)

Park Ave Emerging Markets Fund (GBEMX). f/k/a RS Invst, Fund — Int/Div

John Hancock Classic Value Fund JCVIX) — Int/Div

John Hancock Classic Value Fund JCVIX) — Buy (add'l)

John Hancock Classic Value Fund JCVIX) — Sold (part)

Harbor International Fund (HAINX) — Int/Div

Harbor International Fund (HAINX) — Buy (add'l)

Hotchkis & Wiley Mid Cap Value Fund (HWMIX) — Int/Div

Hotchkis & Wiley Mid Cap Value Fund (HWMIX) — Buy (add'l)

Hotchkis & Wiley Mid Cap Value Fund (HWMIX) — Sold (part)

Oppenheimer Intl Growth Fund (OIGYX) — Int/Div

Oppenheimer Intl Growth Fund (OIGYX) — Buy (add'l)

Oppenheimer Intl Growth Fund (OIGYX) — Buy (add'l)

Security Equity Mid Cap Value Fund (SEVAX) — Int/Div

Touchstone Large Cap Growth Fund (RPMGX) — Int/Div

Wells Fargo Small Cap Growth Fund (WMNIX) n/k/a WF Emerging — Int/Div

Pacific One Annuity Contract — None — Sold

Morgan Stunley Bank Money Market Fund — Int/Div

Ivy Glob Natl Resources A (IGNAX) — Int/Div — Sold

Alger Small Midcap Growth A (ALMAX) — Int/Div

Alger Small Midcap Growth A (ALMAX) — Buy (add'l)

Ivy Asset Strategy A (WASAX) — Int/Div

Royce Low-Priced Stock Sve (RYLPX) — Int/Div

Royce Low-Priced Stock Sve (RYLPX) — Buy (add'l)

IShares S&P Growth Index (1IVW) — Int/Div

IShares S&P S00 Value Index (IVE) — Int/Div

Harbor Fund Cap Apprec Fd (HACAX) — Int/Div

Harbor Fund Cap Apprec Fd (HACAX) — Buy (add'l)

Pimco Commod Real Return Strat Fd (PCRIX) — Int/Div

Pimco Commod Real Return Strat Fd (PCRIX) — Buy (add'l)

Pimco Commod Real Return Strat Fd (PCRIX) — Buy (add'l)

AIM Global Real Estate Fd C1 Y (ARGYX) — Int/Div

AIM Global Real Estate Fd C1 Y (ARGYX) — Buy (add'l)

AIM Global Real Estate Fd C1 Y (ARGYX) — Sold (part)

Morgan Stanley Instl Fund Mid Cap IMPEGX) — Int/Div

Morgan Stanley Instl Fund Mid Cap IMPEGX) — Buy (add'l)

DWS Enhanced Commodity Strat A (SKNRX) — Int/Div — Sold

Henderson Global Technology A (HFGAX) — Int/Div

DWS Dreman Int] Value A (DNVAX) — Int/Div

MFS Intl New Discovery A (MIDAX) — Int/Div

Wells Fargo Emerg Mkts Eq A (EMGAX) — Int/Div

Wells Fargo Emerg Mkts Eq A (EMGAX) — Sold (part)

DWS Enhanced Commodity Strat A (SKSRX) — Int/Div

Lord Abbeth Short Duration Inc A (LDLFX) — None — Sold

Lord Abbeth Short Duration Inc A (LDLFX) — Int/Div — Buy

Prmcipal Real Estate Sec A (PRRAX) — Int/Div

MFS Equity Opportunities A (SRFAX) — Int/Div

Mgrs AMG Timesq Mid Cap Growth Fd (TMDPX) — Int/Div

Mgrs AMG Timesq Mid Cap Growth Fd (TMDPX) — Buy (add'l)

Mgrs AMG Timesq Mid Cap Growth Fd (TMDPX) — Sold (part)

William Blair Funds Intl Growth Fd (BIGIX) — Int/Div

William Blair Funds Intl Growth Fd (BIGIX) — Sold (part)

Dreyfus Appreciation Fund {DGAGX) — Int/Div

Dreyfus Appreciation Fund {DGAGX) — Sold (part)

Keely Funds Small Cap Value Fd (KSCIX) — Int/Div

Sentinal Mutual Funds Small Co. (SIGWX) — Int/Div

Sentinal Mutual Funds Small Co. (SIGWX) — Sold (part)

Sentinal Mutual Funds Small Co. (SIGWX) — Sold (part)

Blackrock Energy Res Pif Inst (SGLSX) — Int/Div — Buy

DWS Rreef GIb Infrastre S (TOLSX) — Int/Div — Buy

DWS Rreef GIb Infrastre S (TOLSX) — Buy (add'l)

DWS Rreef GIb Infrastre S (TOLSX) — Buy (add'l)

Columbia Recov & Infrastr Inst (CRIZX) — Int/Div — Buy

Columbia Recov & Infrastr Inst (CRIZX) — Buy (add'l)

Columbia Recov & Infrastr Inst (CRIZX) — Buy (add'l)

Delaware Group Equity FDS [1 Value Fund {(DDVAX) — Int/Div — Buy

Delaware Group Equity FDS [1 Value Fund {(DDVAX) — Buy (add'l)

RS Invt Tr Emerging Mkts Fund (RSENX) — Int/Div — Buy

RS Invt Tr Emerging Mkts Fund (RSENX) — Buy (add'l)

American Funds Inc New CL F-1 (NWFFX) — Int/Div — Buy

Pioneer Fund CK-Y (PYODX) — Int/Div — Buy

TCW Fds Inc. Small Cap Growth Fd (TGSCX) — Int/Div — Buy

TCW Fds Inc. Small Cap Growth Fd (TGSCX) — Sold (part)

Victory Portfolios Small Co Oppty Fd (VSOIX) — Int/Div — Buy

First Eagle Funds Sogen Overseas Fund (SGOVX) — Int/Div — Buy

First Eagle Funds Sogen Overseas Fund (SGOVX) — Buy (add'l)

Eagle Small Cap Growth Fund (HRSCX) — Int/Div — Buy

Artisan Partners Fds Small Cap Fd (ARTSX) — Int/Div — Buy

Board member and treasurer, Homeowners Association, IHinois, Non-profit corporation.